Original filing (PDF)20251003140512NAL0001492209001

Haynie & Company

Name: Haynie & Company — Haynie & Co. 401(k) Plan, Form 5500 (2024)
Creator: Haynie & Company
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Haynie & Co. 401(k) Plan

401(k) retirement plan · Haynie & Company's Haynie & Co. 401(k) Plan held $24.8M in plan assets for 364 participants in 2024, with Empower as recordkeeper.

Signals · 1

12% employer stock

Active participants

364

Accounts w/ balance

415

Plan assets (EOY)

$24.8M

Net assets (EOY)

$24.8M

How this plan invests

This plan

31 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Average plan with room to improve

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Total administrative cost in the bottom quartile of peers (9th percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for HAYNIE & COMPANY.

Plan sponsor

Name

HAYNIE & COMPANY

EIN

87-0325228all filings

Address

1785 WEST 2300 SOUTH · WEST VALLEY, UT · 84119

Phone

(801) 972-4800

Industry

CPA Offices· Professional & Technical Services

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-03

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

5 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
EMPOWER ANNUITY INSURANCE COMPANY	—	GREENWOOD VILLAGE, CO	RECORDKEEPER	$52K	—
EMPOWER ADVISORY GROUP, LLC	—	GREENWOOD VILLAGE, CO	INVESTMENT MGMT	$15K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp

Investments

31 direct securities· $24.6M(99% of reported assets)

Mutual Funds

$16.8M

19 holdings

Common Collective Trusts

$4.2M

2 holdings

Common Stocks

$3.0M

8 holdings

Stable Value

$531K

1 holding

Participant loans

$74K

1 holding

					% of plan
FIDELITY TOTAL MARKET INDEX Registered Investment Company	Common Collective Trusts	—	—	$2.6M	10.5%
FIDELITY FREEDOM INDEX 2035 PREMIER Registered Investment Company	Mutual Funds	—	—	$2.5M	10.0%
FIDELITY FREEDOM INDEX 2045 PREMIER Registered Investment Company	Mutual Funds	—	—	$2.4M	9.7%
FIDELITY FREEDOM INDEX 2030 PREMIER Registered Investment Company	Mutual Funds	—	—	$1.8M	7.4%
FIDELITY 500 INDEX Registered Investment Company	Common Collective Trusts	—	—	$1.5M	6.2%
FIDELITY FREEDOM INDEX 2040 PREMIER Registered Investment Company	Mutual Funds	—	—	$1.4M	5.5%
JPMORGAN LARGE CAP GROWTH R6 Registered Investment Company	Common Stocks	—	—	$1.1M	4.6%
FIDELITY MID CAP INDEX Registered Investment Company	Mutual Funds	—	—	$1.1M	4.5%
FIDELITY FREEDOM INDEX 2050 PREMIER Registered Investment Company	Mutual Funds	—	—	$1.1M	4.5%
BLACKROCK MID-CAP GROWTH EQUITY K Registered Investment Company	Common Stocks	—	—	$988K	4.0%
FIDELITY SMALL CAP INDEX Registered Investment Company	Mutual Funds	—	—	$745K	3.0%
FIDELITY US BOND INDEX Registered Investment Company	Mutual Funds	—	—	$723K	2.9%
FIDELITY FREEDOM INDEX 2055 PREMIER Registered Investment Company	Mutual Funds	—	—	$692K	2.8%
MFS INTL DIVERSIFICATION R6 Registered Investment Company	Mutual Funds	—	—	$681K	2.7%
AMERICAN FUNDS AMERICAN MUTUAL R6 Registered Investment Company	Mutual Funds	—	—	$677K	2.7%
FIDELITY EMERGING MARKETS INDEX Registered Investment Company	Mutual Funds	—	—	$649K	2.6%
FIDELITY FREEDOM INDEX 2060 PREMIER Registered Investment Company	Mutual Funds	—	—	$581K	2.3%
FIDELITY FREEDOM INDEX INCOME PREMIER Registered Investment Company	Mutual Funds	—	—	$575K	2.3%
FIDELITY FREEDOM INDEX 2025 PREMIER Registered Investment Company	Mutual Funds	—	—	$566K	2.3%
KEY GUARANTEED PORTFOLIO FUND Guaranteed Investment Contract	Stable Value	—	—	$531K	2.1%
T. ROWE PRICE BALANCED I Registered Investment Company	Common Stocks	—	—	$337K	1.4%
AMERICAN FUNDS CAPITAL INC BLDR R6 Registered Investment Company	Mutual Funds	—	—	$222K	0.9%
CLEARBRIDGE APPRECIATION IS Registered Investment Company	Common Stocks	—	—	$203K	0.8%
PGIM TOTAL RETURN BOND R6 Registered Investment Company	Common Stocks	—	—	$202K	0.8%
JANUS HENDERSON MULTI-SECTOR INCOME N Registered Investment Company	Mutual Funds	—	—	$166K	0.7%
MFS GLOBAL REAL ESTATE R6 Registered Investment Company	Mutual Funds	—	—	$121K	0.5%
secured by vested balances, * Participant Loans maturing through November 2029 -0-	Participant loans	—	—	$74K	0.3%
PGIM GLOBAL TOTAL RETURN R6 Registered Investment Company	Common Stocks	—	—	$72K	0.3%
BLACKROCK GLOBAL ALLOCATION K Registered Investment Company	Common Stocks	—	—	$59K	0.2%
FIDELITY FREEDOM INDEX 2065 PREMIER Registered Investment Company	Mutual Funds	—	—	$44K	0.2%
BLACKROCK TACTICAL OPPORTUNITIES K Registered Investment Company	Common Stocks	—	—	$21K	<0.1%