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Original filing (PDF)20250923160508NAL0007078320001
WASATCH ADVISORS, LP
Form 5500
FILING_RECEIVED
WASATCH ADVISORS, LP DEFERRED PROFIT SHARING PLAN AND TRUST
401(k) retirement plan
Active participants
97
Accounts w/ balance
130
Plan assets (EOY)
$120.1M
Net assets (EOY)
$120.1M
How this plan invests
This plan
2 pooled trusts
Schedule D
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
94
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
75
Vendor stack
100
Participation health
100
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WASATCH ADVISORS, LP.
Plan sponsor
Name
WASATCH ADVISORS, LP
EIN
87-0319391
Address
505 WAKARA WAY · 3RD FLOOR · SALT LAKE CITY, UT · 84108
Phone
(801) 533-0777
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-23
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
K-FINANCIAL
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | -$201K | — |
Investments
37 direct securities · 2 pooled funds· $142.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$103.4M
34 holdings
Common Collective Trust
$35.1M
2 holdings
Common Stocks
$3.0M
1 holding
CORPORATE BOND
$586K
1 holding
Preferred Stocks
$4K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| WASATCH SM CP GRTH W SEI TRUST COMPANY · EIN 84-2412379 / PN 134 | Common Collective Trust | — | — | $30.9M | 25.7% | |
| WASATCH CORE GR W | — | 827,419.431 | $8.4M | $15.1M | 12.6% | |
| WASATCH SM CP GRTH W | — | 1,191,989.186 | $13.9M | $12.4M | 10.3% | |
| WASATCH SMCP VAL INV | — | 812,460.881 | $6.4M | $8.0M | 6.7% | |
| FID GOVT MMKT | — | 7,253,061.74 | $7.3M | $7.3M | 6.0% | |
| WASATCH EMRG INDIA | — | 1,214,876.93 | $5.3M | $6.9M | 5.8% | |
| FID 500 INDEX | — | 31,611.087 | $4.1M | $6.5M | 5.4% | |
| WASATCH GLB OPPS | — | 1,419,490.177 | $5.6M | $6.1M | 5.1% | |
| WSTCH MICRO CP VL IV | — | 1,432,700.987 | $4.9M | $6.0M | 5.0% | |
| WASATCH EMMKT SMCP C COMERICA BANK & TRUST · EIN 45-6651883 / PN 001 | Common Collective Trust | 211,254.46 | $2.7M | $4.2M | 3.5% | |
| WASATCH LONG SH INV | — | 266,328.161 | $3.1M | $3.7M | 3.1% | |
| WASATCH GLB VAL INV | — | 381,864.179 | $3.4M | $3.4M | 2.9% | |
| WASATCH EM MKT SEL W | — | 334,614.464 | $3.1M | $3.4M | 2.8% | |
| WASATCH ULTRA GROWTH | — | 87,544.666 | $2.5M | $3.0M | 2.5% | |
| COMMON STOCK | Common Stocks | — | $1.6M | $3.0M | 2.5% | |
| EXTERNAL FUND | — | — | $2.4M | $2.8M | 2.4% | |
| WASATCH MICRO CAP IV | — | 328,865.864 | $2.7M | $2.7M | 2.3% | |
| WASATCH INTL GROWTH | — | 127,306.671 | $3.5M | $2.6M | 2.2% | |
| WASATCH INTL OPPS | — | 786,017.829 | $3.1M | $2.3M | 1.9% | |
| VANG BAL INDEX ADM | — | 40,188.299 | $1.6M | $1.9M | 1.6% | |
| WASATCH GLB SEL INV | — | 124,433.447 | $1.5M | $1.5M | 1.3% | |
| WASATCH US SEL INV | — | 100,377.714 | $1.3M | $1.5M | 1.2% | |
| CASH | — | — | $1.3M | $1.3M | 1.1% | |
| FID TOTAL MKT IDX | — | 6,841.815 | $874K | $1.1M | 0.9% | |
| WASATCH INTL SEL INV | — | 60,478.638 | $715K | $723K | 0.6% | |
| FID INTL INDEX | — | 14,972.612 | $684K | $712K | 0.6% | |
| CORPORATE BOND | CORPORATE BOND | — | $647K | $586K | 0.5% | |
| FID REAL ESTATE IDX | — | 25,213.254 | $372K | $406K | 0.3% | |
| WSTCH HSNGTN UST INV | — | 38,814.509 | $594K | $401K | 0.3% | |
| WASATCH FTR EM SC IV | — | 114,171.276 | $376K | $394K | 0.3% | |
| FID US BOND IDX | — | 32,416.052 | $328K | $331K | 0.3% | |
| FID EMRG MKTS IDX | — | 30,450.475 | $305K | $319K | 0.3% | |
| OUTSTANDING LOAN BALANCE | — | — | — | $141K | 0.1% | |
| FIDELITY FUND | — | — | $85K | $134K | 0.1% | |
| FID SM CAP IDX | — | 3,907.153 | $86K | $108K | <0.1% | |
| CERT. OF DEP. | — | — | $73K | $70K | <0.1% | |
| FID INTL BOND INDEX | — | 3,267.135 | $30K | $30K | <0.1% | |
| GOVERNMENT BOND | — | — | $19K | $18K | <0.1% | |
| PREFERRED STOCK | Preferred Stocks | — | $5K | $4K | <0.1% |
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