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Original filing (PDF)20251016115800NAL0013051730001
HORROCKS ENGINEERS, INC.
Form 5500
FILING_RECEIVED
HORROCKS ENGINEERS 401(K) PLAN
401(k) retirement plan
Active participants
937
Accounts w/ balance
1,110
Plan assets (EOY)
$72.9M
Net assets (EOY)
$72.9M
How this plan invests
This plan
26 pooled trusts
Schedule D
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 38 bps in Schedule C fees — 135% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HORROCKS ENGINEERS, INC..
Plan sponsor
Name
HORROCKS ENGINEERS, INC.
EIN
87-0296502
Address
2162 W GROVE PARKWAY SUITE 100 · PLEASANT GROVE, UT · 84062
Phone
(801) 763-5100
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-16
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SQUIRE & CO.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $126K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CREATIVE PLANNING HOLDCO LLC DBA CR | — | OVERLAND PARK, KS | INVESTMENT ADVISOR | $135K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HORROCKS ENGINEERS, INC. | — | PLEASANT GROVE, UT | OTHER | $13K | — |
Investments
15 direct securities · 26 pooled funds· $73.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$56.4M
26 holdings
Uncategorized
$16.6M
15 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FLEXPATH INDEX MODERATE 2045 R1 GREAT GRAY · EIN 47-2516187 / PN 220 | Common Collective Trust | — | — | $9.3M | 12.7% | |
| FLEXPATH INDEX MODERATE 2035 GREAT GRAY · EIN 47-2478524 / PN 211 | Common Collective Trust | — | — | $8.9M | 12.1% | |
| FLEXPATH INDEX MODERATE 2055 R1 GREAT GRAY · EIN 47-2563528 / PN 223 | Common Collective Trust | — | — | $7.4M | 10.1% | |
| Fidelity 500 Index Registered Investment Company | — | — | — | $5.4M | 7.4% | |
| BLACKROCK RUSSELL 1000 INDEX 1 GREAT GRAY · EIN 20-3802223 / PN 002 | Common Collective Trust | — | — | $5.3M | 7.3% | |
| FLEXPATH INDEX MODERATE RETIRE R1 GREAT GRAY · EIN 47-2248665 / PN 211 | Common Collective Trust | — | — | $4.2M | 5.8% | |
| BLACKROCK MSCI ACWI EX-U.S. INDEX GREAT GRAY · EIN 81-1950980 / PN 013 | Common Collective Trust | — | — | $3.1M | 4.2% | |
| LARGE CAP GROWTH FUND III FEE CLASS GREAT GRAY · EIN 38-7275327 / PN 001 | Common Collective Trust | — | — | $2.7M | 3.8% | |
| FLEXPATH INDEX AGGRESSIVE 2045 R1 GREAT GRAY · EIN 47-2503540 / PN 219 | Common Collective Trust | — | — | $2.7M | 3.7% | |
| LARGE CAP VALUE GREAT GRAY · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $2.5M | 3.5% | |
| FLEXPATH INDEX AGGRESSIVE 2035 R1 GREAT GRAY · EIN 47-2468898 / PN 216 | Common Collective Trust | — | — | $2.2M | 3.0% | |
| FIXED INCOME ALLOCATION I1 GREAT GRAY · EIN 38-4126269 / PN 573 | Common Collective Trust | — | — | $2.2M | 3.0% | |
| FLEXPATH INDEX AGGRESSIVE 2055 R1 GREAT GRAY · EIN 47-2554270 / PN 222 | Common Collective Trust | — | — | $1.9M | 2.6% | |
| Key Guaranteed Portfolio Fund Great-West Life & Annuity Insurance Company | — | — | — | $1.6M | 2.2% | |
| Fidelity Mid Cap Growth Index Registered Investment Company | — | — | — | $1.5M | 2.0% | |
| Notes Receivable from Participants Interest rates between 5.25% and 10.50% - | — | — | — | $1.2M | 1.7% | |
| American Funds New Perspective R6 Registered Investment Company | — | — | — | $1.1M | 1.6% | |
| CORE PLUS BOND VALUE II GREAT GRAY · EIN 38-4116854 / PN 001 | Common Collective Trust | — | — | $992K | 1.4% | |
| Empower International Value Instl Registered Investment Company | — | — | — | $873K | 1.2% | |
| American Funds New World R6 Registered Investment Company | — | — | — | $797K | 1.1% | |
| BLACKROCK U.S. DEBT INDEX GREAT GRAY · EIN 20-3802445 / PN 010 | Common Collective Trust | — | — | $754K | 1.0% | |
| Fidelity International Index Registered Investment Company | — | — | — | $744K | 1.0% | |
| SMALL CAP GROWTH GREAT GRAY · EIN 38-4097324 / PN 487 | Common Collective Trust | — | — | $700K | 1.0% | |
| Allspring Special Mid Cap Value R6 Registered Investment Company | — | — | — | $589K | 0.8% | |
| Pimco Rae Us Small Instl Registered Investment Company | — | — | — | $576K | 0.8% | |
| DFA Global Real Estate Securities Registered Investment Company | — | — | — | $574K | 0.8% | |
| Fidelity Mid Cap Index Registered Investment Company | — | — | — | $535K | 0.7% | |
| Fidelity Small Cap Index Registered Investment Company | — | — | — | $511K | 0.7% | |
| BLACKROCK RUSSELL 2000 INDEX FUND R GREAT GRAY · EIN 20-3802587 / PN 004 | Common Collective Trust | — | — | $488K | 0.7% | |
| BLACKROCK DEVELOPED REAL ESTATE GREAT GRAY · EIN 38-4065314 / PN 411 | Common Collective Trust | — | — | $474K | 0.7% | |
| Pimco Commodity Real Ret Strat Instl Registered Investment Company | — | — | — | $451K | 0.6% | |
| BLACKROCK U.S TIPS INDEX I GREAT GRAY · EIN 38-4116835 / PN 510 | Common Collective Trust | — | — | $178K | 0.2% | |
| FLEXPATH INDEX AGGRESSIVE RETIRE R1 GREAT GRAY · EIN 47-2238264 / PN 210 | Common Collective Trust | — | — | $155K | 0.2% | |
| Goldman Sachs Global Core Fixed Inc Inst Registered Investment Company | — | — | — | $145K | 0.2% | |
| FLEXPATH INDEX CONSERVATIVE 2045 GREAT GRAY · EIN 47-2529162 / PN 221 | Common Collective Trust | — | — | $133K | 0.2% | |
| FLEXPATH INDEX CONSERVATIVE 2055 R1 GREAT GRAY · EIN 47-2575758 / PN 224 | Common Collective Trust | — | — | $112K | 0.2% | |
| FLEXPATH INDEX CONSERVATIVE 2035 R1 GREAT GRAY · EIN 47-2491300 / PN 218 | Common Collective Trust | — | — | $56K | <0.1% | |
| FLEXPATH INDEX CONSERVATIVE RETIRE GREAT GRAY · EIN 47-2264760 / PN 212 | Common Collective Trust | — | — | $11K | <0.1% | |
| FLEXPATH INDEX AGGRESSIVE 2025 R1 GREAT GRAY · EIN 47-2275031 / PN 213 | Common Collective Trust | — | — | $0 | <0.1% | |
| FLEXPATH INDEX MODERATE 2025 R1 GREAT GRAY · EIN 47-2285799 / PN 214 | Common Collective Trust | — | — | $0 | <0.1% | |
| FLEXPATH INDEX CONSERVATIVE 2025 R1 GREAT GRAY · EIN 47-2458234 / PN 215 | Common Collective Trust | — | — | $0 | <0.1% |