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Original filing (PDF)20251015124726NAL0002430659001
VAN BOERUM & FRANK ASSOCIATES, INC.
Form 5500
FILING_RECEIVED
VAN BOERUM & FRANK ASSOCIATES, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
137
Accounts w/ balance
119
Plan assets (EOY)
$10.4M
Net assets (EOY)
$10.4M
How this plan invests
This plan
11 pooled trusts
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for VAN BOERUM & FRANK ASSOCIATES, INC..
Plan sponsor
Name
VAN BOERUM & FRANK ASSOCIATES, INC.
EIN
87-0292348
Address
181 EAST 5600 SOUTH · MURRAY, UT · 84107
Phone
(801) 530-3148
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2J · 401(k) feature
2E · Profit-sharing
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
EIDE BAILLY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsTPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $29K | — |
| NATIONAL BENEFIT SERVICES, LLC | 20-3886993 | — | CONTRACT ADMINISTRATOR | $2K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 95-2834236 | — | OTHER SERVICES | $0 | — |
| MORNINGSTAR INVESTMENT MANAGEMENT | 36-4317381 | — | INV PARTICIPANTS | $0 | — |
Investments
26 direct securities · 11 pooled funds· $10.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$8.5M
26 holdings
Pooled Separate Account
$1.8M
7 holdings
Common Collective Trust
$64K
4 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Principal LifeTime Hybrid 2070 CIT Z Collective Investment Fund N/A 673 * Principal Guaranteed Option Guaranteed Investment Contract N/A | — | — | — | $2.0M | 19.3% | |
| PRIN CORE FIX INC SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 118 | Pooled Separate Account | — | — | $967K | 9.3% | |
| DFA Large Cap International I Fund Mutual Fund N/A | — | — | — | $913K | 8.7% | |
| Fidelity Advisor Government Income Z Fund Mutual Fund N/A | — | — | — | $902K | 8.6% | |
| Fidelity 500 Index Fund Mutual Fund N/A | — | — | — | $702K | 6.7% | |
| JP Morgan Large Cap Growth R6 Fund Mutual Fund N/A | — | — | — | $522K | 5.0% | |
| PIMCO RAE Fundamental Emerging Markets Institution Mutual Fund N/A | — | — | — | $502K | 4.8% | |
| PIMCO RAE US Institutional Fund Mutual Fund N/A | — | — | — | $437K | 4.2% | |
| Putnam Large Cap Value R6 Fund Mutual Fund N/A | — | — | — | $422K | 4.0% | |
| PRIN LARGECAP GROWTH I SA-Z PRINSIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 066 | Pooled Separate Account | — | — | $382K | 3.7% | |
| Notes receivable from participants Maturing 2025-2035 at interest rates of 4.25% - 9.50% - | — | — | — | $292K | 2.8% | |
| MFS Core Equity R6 Fund Mutual Fund N/A | — | — | — | $234K | 2.2% | |
| PRIN SMCAP S & P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $206K | 2.0% | |
| Invesco Discovery Mid Cap Growth R6 Fund Mutual Fund N/A | — | — | — | $175K | 1.7% | |
| BlackRock High Yield Portfolio K Fund Mutual Fund N/A | — | — | — | $169K | 1.6% | |
| BrandywineGLOBAL High Yield IS Fund Mutual Fund N/A | — | — | — | $169K | 1.6% | |
| PIMCO RAE US Small Institutional Fund Mutual Fund N/A | — | — | — | $167K | 1.6% | |
| PRIN SMCAP GROWTH I SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 070 | Pooled Separate Account | — | — | $159K | 1.5% | |
| MFS Blended Research Mid Cap Equity R6 Fund Mutual Fund N/A | — | — | — | $151K | 1.4% | |
| Fidelity Advisor Small Cap Z Fund Mutual Fund N/A | — | — | — | $145K | 1.4% | |
| Macquarie Mid Cap Income Opportunities R6 Fund Mutual Fund N/A | — | — | — | $119K | 1.1% | |
| Putnam Small Cap Value R6 Fund Mutual Fund N/A | — | — | — | $118K | 1.1% | |
| Nuveen Real Estate Securities Select R6 Fund Mutual Fund N/A | — | — | — | $104K | 1.0% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $97K | 0.9% | |
| BlackRock Mid-Cap Growth Equity K Fund Mutual Fund N/A | — | — | — | $96K | 0.9% | |
| American Funds New Economy R6 Fund Mutual Fund N/A | — | — | — | $89K | 0.9% | |
| PRIN LIFETIME HYBR 2055 CIT Z PRINCIPAL GLOBAL HYBR 2055 CIT Z · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $46K | 0.4% | |
| American Funds SMALLCAP World R6 Fund Mutual Fund N/A | — | — | — | $32K | 0.3% | |
| PIMCO Real Return Instl Fund Mutual Fund N/A | — | — | — | $20K | 0.2% | |
| American Funds New Perspective R6 Fund Mutual Fund N/A | — | — | — | $15K | 0.1% | |
| PRIN LIFETIME HYBR 2060 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO, · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $13K | 0.1% | |
| Hartford Strategic Income R6 Fund Mutual Fund N/A | — | — | — | $8K | <0.1% | |
| Dodge & Cox International Stock X Fund Mutual Fund N/A | — | — | — | $6K | <0.1% | |
| PRIN LIFETIME HYBR 2065 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $5K | <0.1% | |
| PRIN LIFETIME HYB 2070 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 014 | Common Collective Trust | — | — | $673 | <0.1% | |
| PRIN LIFETIME HYBR 2025 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 004 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRIN LIFETIME HYBR 2040 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 007 | Pooled Separate Account | — | — | $0 | <0.1% |