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Original filing (PDF)20251014053451NAL0001038499001
RIVOS INC
Form 5500
FILING_RECEIVED
RIVOS INC 401(K) PLAN
401(k) retirement plan
Active participants
268
Accounts w/ balance
287
Plan assets (EOY)
$15.5M
Net assets (EOY)
$15.5M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (2 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for RIVOS INC.
Plan sponsor
Name
RIVOS INC
EIN
86-3917440
Address
2445 AUGUSTINE DR · STE 401 · SANTA CLARA, CA · 95054
Phone
(408) 654-9696
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ARMANINO LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $3K | — |
Investments
26 direct securities · 1 pooled fund· $15.4M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$15.1M
26 holdings
Common Collective Trust
$272K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD GROWTH INDEX FUND ADM | Registered Investment Companies | — | — | $2.2M | 14.1% | |
| FID FREEDOM INDEX 2045 PREMIER | Registered Investment Companies | — | — | $1.7M | 11.1% | |
| STATE ST EQUITY 500 INDEX K | Registered Investment Companies | — | — | $1.6M | 10.4% | |
| FID FREEDOM INDEX 2040 PREMIER | Registered Investment Companies | — | — | $1.4M | 8.7% | |
| FID FREEDOM INDEX 2050 PREMIER | Registered Investment Companies | — | — | $1.2M | 8.0% | |
| FID FREEDOM INDEX 2065 PREMIER | Registered Investment Companies | — | — | $945K | 6.1% | |
| FID FREEDOM INDEX 2055 PREMIER | Registered Investment Companies | — | — | $868K | 5.6% | |
| FID FREEDOM INDEX 2030 PREMIER | Registered Investment Companies | — | — | $816K | 5.3% | |
| FID FREEDOM INDEX 2035 PREMIER | Registered Investment Companies | — | — | $782K | 5.0% | |
| ISHARES RUSSELL 1000 LRG CAP K | Registered Investment Companies | — | — | $630K | 4.1% | |
| FID FREEDOM INDEX 2060 PREMIER | Registered Investment Companies | — | — | $460K | 3.0% | |
| VANGUARD VALUE INDEX FUND ADMR | Registered Investment Companies | — | — | $435K | 2.8% | |
| VANGUARD SM CAP VAL INDEX ADM | Registered Investment Companies | — | — | $310K | 2.0% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $308K | 2.0% | |
| INVESCO STABLE ASSET - ADPZ INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $272K | 1.8% | |
| FID FREEDOM INDEX 2020 PREMIER | Registered Investment Companies | — | — | $213K | 1.4% | |
| VANGUARD INTERMEDIATE TERM BON | Registered Investment Companies | — | — | $211K | 1.4% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $172K | 1.1% | |
| ISHARES MSCI TOTAL INTL IDX K | Registered Investment Companies | — | — | $154K | 1.0% | |
| VANGUARD SM CP GR IDX -ADMIRAL | Registered Investment Companies | — | — | $149K | 1.0% | |
| VANGUARD BAL IDX - ADM | Registered Investment Companies | — | — | $138K | 0.9% | |
| VANGUARD REAL ESTATE INDEX ADM | Registered Investment Companies | — | — | $107K | 0.7% | |
| ISHARES MSCI EAFE INTL INDEX K | Registered Investment Companies | — | — | $98K | 0.6% | |
| VANGUARD EMG MKTS STK IDX ADM | Registered Investment Companies | — | — | $80K | 0.5% | |
| FID FREEDOM INDEX 2025 PREMIER | Registered Investment Companies | — | — | $74K | 0.5% | |
| NUVEEN SMALLCAP BLEND INDEX R6 | Registered Investment Companies | — | — | $23K | 0.2% | |
| FID FREEDOM INDEX INC PREMIER | Registered Investment Companies | — | — | $11K | <0.1% |
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