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Original filing (PDF)20251204103331NAL0002014305001
TRADES HOLDING CO., LLC
Form 5500
FILING_RECEIVED
TRADES 401(K) PLAN
401(k) retirement plan
Signals · 2
Late filing · 0.6 moNo recordkeeper disclosed
Active participants
353
Accounts w/ balance
137
Plan assets (EOY)
$3.5M
Net assets (EOY)
$3.5M
How this plan invests
This plan
1 pooled trust
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
98
Concentration risk
100
Total plan cost
75
Vendor stack
80
Participation health
65
Knocking points off
- Filed 0.6 months past the 10.5-month grace window.
- No recordkeeper disclosed on Schedule C.
- Only 39% as many balances as active participants — suggests many active employees aren't deferring.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TRADES HOLDING CO., LLC.
Plan sponsor
Name
TRADES HOLDING CO., LLC
EIN
86-3677497
Address
405 N BRICE RD · BLACKLICK, OH · 43004
Phone
(740) 616-2355
Industry
Management of Companies / Holdingssee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-12-04
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2J · 401(k) feature
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CLIFTON LARSON ALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ERISA SERVICES MIDWEST, LLC | — | FARRAGUT, TN | THIRD PARTY ADMINISTRATO | $0 | — |
Investments
32 direct securities · 1 pooled fund· $6.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$3.5M
32 holdings
Pooled Separate Account
$3.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPERATE ACCOUNT D VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $3.4M | 96.3% | |
| Voya MyCompass Ind Moderate 2045 Fd R | — | — | — | $674K | 19.2% | |
| Voya MyCompass Ind Moderate 2055 Fd R | — | — | — | $558K | 15.9% | |
| Voya Vanguard 500 Index Fund Adm | — | — | — | $498K | 14.2% | |
| Voya MyCompass Ind Moderate Ret Fd R | — | — | — | $338K | 9.6% | |
| Voya MyCompass Ind Moderate 2035 Fd R | — | — | — | $324K | 9.2% | |
| Voya American Funds AMCAP Fund R6 | — | — | — | $183K | 5.2% | |
| Voya MyCompass Ind Moderate 2065 Fd R | — | — | — | $165K | 4.7% | |
| Voya American Funds New Perspective R6 | — | — | — | $113K | 3.2% | |
| Voya Eaton Vance Atlanta Cap SMID-Cp F R6 | — | — | — | $84K | 2.4% | |
| Voya American Funds Am Balanced R6 | — | — | — | $83K | 2.4% | |
| Participants Participant Loans Rates from 4.25% to 9.50% - | — | — | — | $65K | 1.9% | |
| Voya Fixed Account (4450) | — | — | — | $60K | 1.7% | |
| Voya Intermediate Bond Fund R6 | — | — | — | $45K | 1.3% | |
| Voya American Funds EuroPacific Grw R6 | — | — | — | $44K | 1.3% | |
| Voya MyCompass Ind Aggressive 2045 Fd R | — | — | — | $35K | 1.0% | |
| Voya Investco Diversified Dividend Fund R6 | — | — | — | $33K | 1.0% | |
| Voya MyCompass Ind Aggressive 2055 Fd R | — | — | — | $30K | 0.9% | |
| Voya Vanguard Mid-Cap Index Fund Adm | — | — | — | $24K | 0.7% | |
| Voya MyCompass Ind Aggressive 2035 Fd R | — | — | — | $22K | 0.6% | |
| Voya MyCompass Ind Conservative 2045 Fd | — | — | — | $20K | 0.6% | |
| Voya Vanguard Small-Cap Index Fund Adm | — | — | — | $19K | 0.5% | |
| Voya DFA U.S. Targeted Value Port Inst | — | — | — | $16K | 0.4% | |
| Voya DFA Emerging Markets Portfolio Inst | — | — | — | $14K | 0.4% | |
| Voya DFA Real Estate Securities Port Inst | — | — | — | $14K | 0.4% | |
| Voya DFA Inflat-Prot Securities Port Inst | — | — | — | $11K | 0.3% | |
| Voya MFS Mid Cap Value Fund R6 | — | — | — | $6K | 0.2% | |
| Voya MyCompass Ind Conservative 2055 Fd | — | — | — | $6K | 0.2% | |
| Voya MyCompass Ind Aggressive Ret Fd R | — | — | — | $5K | 0.1% | |
| Voya MyCompass Ind Aggressive 2065 Fd R | — | — | — | $5K | 0.1% | |
| Voya MyCompass Ind Conservative Ret Fd | — | — | — | $4K | 0.1% | |
| Voya Gov Money Mkt Fnd A (Hold Acct) | — | — | — | $3K | <0.1% | |
| Voya BlackRock High Yield Port K | — | — | — | $2K | <0.1% |
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