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Original filing (PDF)20251031100140NAL0002957009001
UNIPHORE TECHNOLOGIES INC.
Form 5500
FILING_RECEIVED
UNIPHORE TECHNOLOGIES INC. RETIREMENT SAVINGS PLAN
401(k) retirement plan
Active participants
179
Accounts w/ balance
283
Plan assets (EOY)
$21.0M
Net assets (EOY)
$21.0M
How this plan invests
This plan
4 pooled trusts
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNIPHORE TECHNOLOGIES INC..
Plan sponsor
Name
UNIPHORE TECHNOLOGIES INC.
EIN
86-2836913
Address
1001 PAGE MILL RD BLDG 4 STE 100B · PALO ALTO, CA · 94306
Phone
(404) 984-6132
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-31
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
LEE CPA AUDIT GROUP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORD KEEPER | $10K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | — | SAN RAFAEL, CA | INVESTMENT ADVISOR | $29K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $5K | — |
Investments
22 direct securities · 4 pooled funds· $21.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$20.4M
22 holdings
Common Collective Trust
$684K
4 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AMERICAN FUNDS 2045 TRGT DATE RETIRE R6 Registered Investment Company | — | — | — | $3.8M | 17.8% | |
| AMERICAN FUNDS 2035 TRGT DATE RETIRE R6 Registered Investment Company | — | — | — | $3.2M | 15.3% | |
| AMERICAN FUNDS 2040 TRGT DATE RETIRE R6 Registered Investment Company | — | — | — | $2.9M | 13.7% | |
| FIDELITY 500 INDEX Registered Investment Company | — | — | — | $2.4M | 11.2% | |
| AMERICAN FUNDS 2050 TRGT DATE RETIRE R6 Registered Investment Company | — | — | — | $2.1M | 10.1% | |
| AMERICAN FUNDS 2055 TRGT DATE RETIRE R6 Registered Investment Company | — | — | — | $1.6M | 7.4% | |
| AMERICAN FUNDS 2060 TRGT DATE RETIRE R6 Registered Investment Company | — | — | — | $1.3M | 6.4% | |
| AMERICAN FUNDS 2030 TRGT DATE RETIRE R6 Registered Investment Company | — | — | — | $981K | 4.7% | |
| FIDELITY INTERNATIONAL INDEX Registered Investment Company | — | — | — | $386K | 1.8% | |
| LARGE CAP GROWTH FUND IV FEE CLASS GREAT GRAY · EIN 38-7289851 / PN 001 | Common Collective Trust | — | — | $359K | 1.7% | |
| FIDELITY MID CAP INDEX Registered Investment Company | — | — | — | $286K | 1.4% | |
| AMERICAN FUNDS 2025 TRGT DATE RETIRE R6 Registered Investment Company | — | — | — | $251K | 1.2% | |
| AMERICAN FUNDS 2065 TRGT DATE RETIRE R6 Registered Investment Company | — | — | — | $231K | 1.1% | |
| LARGE CAP VALUE FUND CLASS R1 GREAT GRAY · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $184K | 0.9% | |
| FIDELITY US BOND INDEX Registered Investment Company | — | — | — | $181K | 0.9% | |
| Registered Investment Companies AMERICAN FUNDS 2025 TRGT DATE RETIRE R6 Registered Investment Company | — | — | — | $173K | 0.8% | |
| AMERICAN FUNDS NEW PERSPECTIVE R6 Registered Investment Company | — | — | — | $154K | 0.7% | |
| FIDELITY SMALL CAP INDEX Registered Investment Company | — | — | — | $141K | 0.7% | |
| DFA REAL ESTATE SECURITIES I Registered Investment Company | — | — | — | $115K | 0.5% | |
| Participant Loans Interest rates at (4.25%~9.50%) $0 | — | — | — | $91K | 0.4% | |
| INTERNATIONAL GROWTH FUND II R1 GREAT GRAY · EIN 38-4139842 / PN 000 | Common Collective Trust | — | — | $89K | 0.4% | |
| AMERICAN FUNDS 2070 TRGT DATE RETIRE R6 Registered Investment Company ** 764 AMERICAN FUNDS BOND FUND OF AMER R6 Registered Investment Company | — | — | — | $81K | 0.4% | |
| MASSMUTUAL POOLED STABLE TRUST CLAS GREAT GRAY · EIN 38-7271376 / PN 757 | Common Collective Trust | — | — | $51K | 0.2% | |
| GOLDMAN SACHS SMALL/MID CAP GROWTH R6 Registered Investment Company | — | — | — | $24K | 0.1% | |
| TRANSAMERICA SMALL/MID CAP VALUE R6 Registered Investment Company | — | — | — | $13K | <0.1% | |
| PGIM HIGH-YIELD R6 Registered Investment Company | — | — | — | $13K | <0.1% |
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