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Original filing (PDF)20251014140646NAL0004192640001
INDEPENDENCE ENERGY MANAGEMENT, LLC
Form 5500
FILING_RECEIVED
INDEPENDENCE ENERGY MANAGEMENT, LLC 401(K) PLAN
401(k) retirement plan
Active participants
884
Accounts w/ balance
890
Plan assets (EOY)
$79.0M
Net assets (EOY)
$79.0M
How this plan invests
This plan
1 pooled trust
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 29 bps in Schedule C fees — 84% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for INDEPENDENCE ENERGY MANAGEMENT, LLC.
Plan sponsor
Name
INDEPENDENCE ENERGY MANAGEMENT, LLC
EIN
86-2772723
Address
600 TRAVIS STREET, SUITE 7200 · HOUSTON, TX · 77002
Phone
(713) 337-4600
Industry
Mining, Quarrying, Oil & Gassee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
RUSSON + JOHNSTON LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $110K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALLIANT INSURANCE SERVICES INC DBA | — | NEW YORK, NY | INVESTMENT ADVISOR | $82K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $40K | — |
Investments
27 direct securities · 1 pooled fund· $62.1M(79% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$61.0M
27 holdings
Common Collective Trust
$1.1M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Admiral | — | — | — | $7.8M | 9.8% | |
| Vanguard Target Retirement 2050 Inv | — | — | — | $6.6M | 8.4% | |
| Vanguard Target Retirement 2045 Inv | — | — | — | $5.2M | 6.6% | |
| Vanguard Target Retirement 2040 Inv | — | — | — | $5.1M | 6.5% | |
| Vanguard Target Retirement 2035 Inv | — | — | — | $5.1M | 6.4% | |
| Vanguard Target Retirement 2030 Inv | — | — | — | $4.9M | 6.2% | |
| Vanguard Target Retirement 2055 Inv | — | — | — | $4.6M | 5.8% | |
| Vanguard Target Retirement 2025 Inv | — | — | — | $3.9M | 4.9% | |
| Fidelity Investments Fidelity International Index | — | — | — | $2.3M | 2.9% | |
| MFS Growth R6 | — | — | — | $1.9M | 2.5% | |
| Vanguard Small Cap Index Admiral | — | — | — | $1.7M | 2.2% | |
| Vanguard Total Bond Market Index Admiral | — | — | — | $1.7M | 2.2% | |
| Vanguard Mid Cap Index Fund - Admiral | — | — | — | $1.6M | 2.0% | |
| Vanguard Target Retirement 2060 Inv | — | — | — | $1.3M | 1.7% | |
| Participant Loans to participants, bearing interest from 4.25% to 9.50% | — | — | — | $1.2M | 1.6% | |
| PUTNAM STABLE VALUE FUND PUTNAM INVESTMENTS · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $1.1M | 1.4% | |
| Fidelity Investments Fidelity Small Cap Value | — | — | — | $994K | 1.3% | |
| MFS Mid Cap Growth R6 | — | — | — | $663K | 0.8% | |
| JPMorgan Equity Income R6 | — | — | — | $644K | 0.8% | |
| Dodge & Cox Dodge & Cox Income - I | — | — | — | $624K | 0.8% | |
| Vanguard Target Retirement 2065 Inv | — | — | — | $575K | 0.7% | |
| John Hancock JHancock Disciplined Value Mid Cap I | — | — | — | $562K | 0.7% | |
| Lazard International Strategic Equity Institutional | — | — | — | $558K | 0.7% | |
| Principal Funds Principal Real Estate Securities Institutional | — | — | — | $451K | 0.6% | |
| Janus Henderson Janus Henderson Triton N | — | — | — | $450K | 0.6% | |
| Vanguard Target Retirement 2020 Inv | — | — | — | $235K | 0.3% | |
| PIMCO All Asset Institutional | — | — | — | $143K | 0.2% | |
| Vanguard Target Retirement Income Inv | — | — | — | $57K | <0.1% |