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Original filing (PDF)20251009144420NAL0011681616015
AESOP INTERMEDIATE, LLC
Form 5500
FILING_RECEIVED
AESOP INTERMEDIATE, LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
640
Accounts w/ balance
363
Plan assets (EOY)
$6.7M
Net assets (EOY)
$6.7M
How this plan invests
This plan
1 pooled trust
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
80
Knocking points off
- No recordkeeper disclosed on Schedule C.
- 57% balance-to-active ratio — below typical for a healthy 401(k).
Helping the score
- Below-peer total fees (8 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AESOP INTERMEDIATE, LLC.
Plan sponsor
Name
AESOP INTERMEDIATE, LLC
EIN
86-2121661
Address
4200 GARDNER AVENUE · KANSAS CITY, MO · 64120
Phone
(816) 242-0118
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
MIZE CPAS INC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NOVA 401(K) ASSOCIATES | — | HOUSTON, TX | CONTRACT ADMIN | $5K | — |
Investments
30 direct securities · 1 pooled fund· $13.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$6.7M
30 holdings
Pooled Separate Account
$6.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT 401 TALCOTT RESOLUTION LIFE INSURANCE COMPANY · EIN 06-0974148 / PN 000 | Pooled Separate Account | — | — | $6.5M | 96.4% | |
| American Funds 2040 Target Date Retire R6 Pooled Separate Account | — | — | — | $685K | 10.2% | |
| American Funds 2045 Target Date Retire R6 Pooled Separate Account | — | — | — | $593K | 8.8% | |
| American Funds American Mutual R6 Pooled Separate Account | — | — | — | $424K | 6.3% | |
| American Funds 2055 Target Date Retire R6 Pooled Separate Account | — | — | — | $412K | 6.1% | |
| Alger Capital Appreciation Institutional Y Pooled Separate Account | — | — | — | $406K | 6.0% | |
| American Funds 2050 Target Date Retire R6 Pooled Separate Account | — | — | — | $380K | 5.7% | |
| Hartford Schroders International Multi-Cap Value SDR Pooled Separate Account | — | — | — | $343K | 5.1% | |
| Vanguard 500 Index Admiral Pooled Separate Account | — | — | — | $342K | 5.1% | |
| Franklin International Growth R6 Pooled Separate Account | — | — | — | $330K | 4.9% | |
| American Funds 2030 Target Date Retire R6 Pooled Separate Account | — | — | — | $310K | 4.6% | |
| American Funds 2035 Target Date Retire R6 Pooled Separate Account | — | — | — | $285K | 4.2% | |
| JPMorgan US Equity R6 Pooled Separate Account | — | — | — | $244K | 3.6% | |
| General Account Guaranteed interest account | — | — | — | $241K | 3.6% | |
| American Funds 2060 Target Date Retire R6 Pooled Separate Account | — | — | — | $231K | 3.4% | |
| American Funds 2025 Target Date Retire R6 Pooled Separate Account | — | — | — | $209K | 3.1% | |
| MFS Mid Cap Value R6 Pooled Separate Account | — | — | — | $187K | 2.8% | |
| Franklin Small Cap Value R6 Pooled Separate Account | — | — | — | $184K | 2.7% | |
| Franklin High Income R6 Pooled Separate Account | — | — | — | $172K | 2.6% | |
| Alger Weatherbie Specialized Growth Y Pooled Separate Account | — | — | — | $158K | 2.4% | |
| Fidelity Advisor Total Bond Z Pooled Separate Account | — | — | — | $155K | 2.3% | |
| American Funds Capital World Bond R6 Pooled Separate Account | — | — | — | $147K | 2.2% | |
| Invesco Small Cap Growth R6 Pooled Separate Account | — | — | — | $135K | 2.0% | |
| American Funds 2020 Target Date Retire R6 Pooled Separate Account | — | — | — | $52K | 0.8% | |
| American Funds 2015 Target Date Retire R6 Pooled Separate Account | — | — | — | $20K | 0.3% | |
| Vanguard Mid-Cap Growth Index Admiral Pooled Separate Account | — | — | — | $18K | 0.3% | |
| Vanguard Mid-Cap Index Admiral Pooled Separate Account | — | — | — | $17K | 0.3% | |
| American Funds Income Fund of America R6 Pooled Separate Account | — | — | — | $15K | 0.2% | |
| Vanguard Small Cap Index Admiral Pooled Separate Account | — | — | — | $12K | 0.2% | |
| Hartford Balanced Income R6 Pooled Separate Account | — | — | — | $2K | <0.1% | |
| American Funds American Balanced R6 Pooled Separate Account | — | — | — | $1K | <0.1% |