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Original filing (PDF)20251015132322NAL0009802530002
HAWTHORNE OCALA OPERATIONS LLC
Form 5500
FILING_RECEIVED
INFINITE CARE GROUP FACILITIES - SOUTH 401(K) PLAN
401(k) retirement plan
Signals · 2
~110 bps in Sched C feesNo recordkeeper disclosed
Active participants
2,418
Accounts w/ balance
271
Plan assets (EOY)
$4.2M
Net assets (EOY)
$4.2M
How this plan invests
This plan
13 pooled trusts
Schedule D
21 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
65
Knocking points off
- 110 bps in Schedule C fees — 111% above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
- Only 11% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HAWTHORNE OCALA OPERATIONS LLC.
Plan sponsor
Name
HAWTHORNE OCALA OPERATIONS LLC
EIN
86-1723436
Address
4100 SW 33RD AVE · OCALA, FL · 34474
Phone
(212) 306-1600
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2X · Other multiple-employer DC plan
2E · Profit-sharing
Audit & trust (Schedule H)
Auditor
RICHARDS, MITCHELL & CROSS PA
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | — | CONSULTANT | $14K | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $27K | — |
| INTAC ACTUARIAL SERVICES INC. | 22-2446239 | — | CONTRACT ADMINISTRATOR | $5K | — |
Investments
12 direct securities · 13 pooled funds· $4.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Pooled Separate Account
$3.7M
13 holdings
Uncategorized
$561K
12 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRIN LIFETIME 2030 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 077 | Pooled Separate Account | — | — | $999K | 23.7% | |
| PRIN LIFETIME 2025 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 111 | Pooled Separate Account | — | — | $779K | 18.5% | |
| PRIN LIFETIME 2040 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 078 | Pooled Separate Account | — | — | $526K | 12.5% | |
| PRIN LIFETIME 2035 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 112 | Pooled Separate Account | — | — | $334K | 7.9% | |
| PRIN LIFETIME 2045 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 113 | Pooled Separate Account | — | — | $331K | 7.9% | |
| Black Rock S&P 500 IndexFund | — | — | — | $243K | 5.8% | |
| PRIN LIFETIME 2050 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 079 | Pooled Separate Account | — | — | $233K | 5.5% | |
| Principal Life Insurance Company Principal Lifetme 2055 | — | — | — | $212K | 5.0% | |
| PRIN LIFETIME 2055 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 114 | Pooled Separate Account | — | — | $212K | 5.0% | |
| PRIN LIFETIME 2065 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 173 | Pooled Separate Account | — | — | $173K | 4.1% | |
| Notes leceivable fiomParticipants Inteiest lates 4.25% to 10.5% | — | — | — | $54K | 1.3% | |
| PRIN BLUE CHIP SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 133 | Pooled Separate Account | — | — | $54K | 1.3% | |
| Black Rock Blackrock Infl Pro Bd K Fd | — | — | — | $31K | 0.7% | |
| PRIN LIFETIME 2060 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 130 | Pooled Separate Account | — | — | $12K | 0.3% | |
| Black Rock Blackrock Adv SmCp G KFd | — | — | — | $5K | 0.1% | |
| MFS Investment Manangement MFS Mid-Cap Gowth R5 Fund 107 TIAA Investments Nuveen Large Cap G R6 | — | — | — | $4K | <0.1% | |
| Black Rock Blacktock Mid-Cap Value K Fd | — | — | — | $3K | <0.1% | |
| Cohen & Steers Cohen & Steers REEst Sec Z Fd 69 Fidelity Investments Fidehty Advisor Div Inti Z Fd | — | — | — | $2K | <0.1% | |
| Principal Life Insurance Company Graranteed Option | — | — | — | $2K | <0.1% | |
| Principal Life Insurance Company Principal Lifetime 2070 | — | — | — | $2K | <0.1% | |
| PRINLIFETM 2070 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 179 | Pooled Separate Account | — | — | $2K | <0.1% | |
| Black Rock Russ Md-Cp IndexKFund | — | — | — | $1K | <0.1% | |
| Fidelity Investments Fidelity Adv Sm Cap Vai Z Fd 719 Invesco Funds Goup Invesco Comstock R5 Fund 561 Black Rock Russ Sm/Md-Cap IdxKFd | — | — | — | $1K | <0.1% | |
| PRIN DIVERSIFIED INTL SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 015 | Pooled Separate Account | — | — | $49 | <0.1% | |
| PRIN LIFETIME 2015 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 110 | Pooled Separate Account | — | — | $0 | <0.1% |
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