How big is Karter Capital Advisors, LLC's plan?

Karter Capital Advisors, LLC's plan reported $1.6M in assets and 2 participants for 2024.

Original filing (PDF)20251013094658NAL0002280882001

Karter Capital Advisors, LLC

Name: Karter Capital Advisors, LLC — Form 5500 (2024)
Creator: Karter Capital Advisors, LLC
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

Defined-benefit pension plan · Karter Capital Advisors, LLC held $1.6M in plan assets for 2 participants in 2024.

Active participants

Accounts w/ balance

—

Plan assets (EOY)

$1.6M

Net assets (EOY)

$1.6M

Plan identifiers

Karter Capital Advisors, LLC's EIN is 86-1099204.

EIN 86-1099204

Plan number 001

Plan year 2024

ACK ID 20251013094658NAL0002280882001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Karter Capital Advisors, LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Karter Capital Advisors, LLC's plan includes a defined-benefit pension formula.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for KARTER CAPITAL ADVISORS, LLC.

Finding similar companies…

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 50% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

n/a

Vendor & structure

100

Helping the score

Cost not scored — no comparable Schedule H expense data for this cohort.
Plan health not scored — no comparable participation/contribution data.

Plan sponsor

Name

KARTER CAPITAL ADVISORS, LLC

EIN

all filings

Address

41 SMITHS NECK ROAD · OLD LYME, CT · 06371

Phone

(203) 376-7958

Industry

Finance & Insurance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-13

Pension benefit codes

1A · Pay-related DB formula

Audit & trust (Schedule H)

Auditor

—

Trustee / custodian

—

Trustee phone

—

Small plan (5500-SF) — Schedule H data not available.

Service providers (Schedule C)

Small plans don't disclose service providers

Related plans

Similar-size Finance & Insurance plans

PSCP Management, Inc.

PSCP Management, Inc. 401(k) Profit Sharing Plan

$1.6M · 6 participants

Archon Capital Management, LLC

Archon Capital Management, LLC Retirement Plan

$1.6M · 6 participants

Facts, Inc.

Facts, Inc. Cash or Deferred Profit Sharing Plan

$1.6M · 13 participants

James Bales Financial LLC

James Bales Financial 401(k) Plan

$1.6M · 7 participants

Conway Investment Research, LLC

Conway Investment Research, LLC Retirement Savings Plan

Researching more plans? Run a Form 5500 search by company name, EIN, or plan name.