Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERICAN UNITED LIFE INSURANCE CO | 35-0145825 | — | NONE | $9K | — |
| LPL FINANCIAL LLC | 04-3046611 | — | NONE | $0 | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT II AMERICAN UNITED LIFE INSURANCE CO · EIN 35-0145825 / PN 000 | Pooled Separate Account |
| — |
| — |
| $21.7M |
| 94.9% |
| s (Continued) * American United Life NUVEEN LIFECYCLE IDX 2035 RET | Pooled Separate Accounts | — | — | $2.4M | 10.4% |
| Insurance Company * American United Life NUVEEN LIFECYCLE IDX 2025 RET | — | — | — | $2.3M | 10.1% |
| Insurance Company * American United Life NUVEEN LIFECYCLE IDX 2040 RET | — | — | — | $2.2M | 9.4% |
| Insurance Company * American United Life NUVEEN LIFECYCLE IDX 2050 RET | — | — | — | $1.8M | 7.8% |
| Insurance Company * American United Life NUVEEN LIFECYCLE IDX 2030 RET | — | — | — | $1.6M | 7.1% |
| Insurance Company * American United Life NUVEEN LIFECYCLE IDX 2045 RET | — | — | — | $1.6M | 7.0% |
| Insurance Company * American United Life BLACKRCK EQTY IDX CL31 | — | — | — | $1.4M | 6.0% |
| Insurance Company * American United Life AMERFDS NEW PERSPECTIVE R4 | — | — | — | $1.2M | 5.2% |
| Insurance Company * American United Life FIDELITY ADV EQTY GRTH M | — | — | — | $1.0M | 4.6% |
| Insurance Company * American United Life NUVEEN LIFECYCLE IDX 2055 RET | — | — | — | $1.0M | 4.4% |
| Insurance Company Notes Receivable from Participants * Interest rates ranging from 5.25% to 9.00%, $0 | Participant loans | — | — | $789K | 3.4% |
| Insurance Company Pooled Separate Accounts * American United Life AB SMCAP GRTH R | — | — | — | $777K | 3.4% |
| Insurance Company * American United Life NUVEEN LIFECYCLE IDX 2020 RET | — | — | — | $605K | 2.6% |
| COLUMBIA SELIG TECH & INFO I MUTUAL FUND SHARES 0 | — | — | — | $573K | 2.5% |
| Insurance Company * American United Life NUVEEN LIFECYCLE IDX 2060 RET | — | — | — | $483K | 2.1% |
| Insurance Company * American United Life NUVEEN LARGE CAP RESP EQ RET | — | — | — | $382K | 1.7% |
| GOLDMAN SACHS GOLDMANSACHS MIDCAP VAL INST MUTUAL FUND SHARES 0 | — | — | — | $369K | 1.6% |
| Insurance Company * American United Life COLUMBIA DIVIDEND INCOME INST | — | — | — | $366K | 1.6% |
| Guaranteed Interest Account * American United Life AUL STABLE VALUE ACCOUNT | — | — | — | $364K | 1.6% |
| Insurance Company * American United Life PIMCO INCOME ADM | — | — | — | $277K | 1.2% |
| Insurance Company * American United Life NUVEEN LIFECYCLE IDX 2015 RET | — | — | — | $252K | 1.1% |
| Insurance Company * American United Life NUVEEN LIFECYCLE IDX 2010 RET | — | — | — | $197K | 0.9% |
| Insurance Company * American United Life LORD ABBETT TOTAL RETURN R5 | — | — | — | $163K | 0.7% |
| s (Continued) * American United Life INVESCO CORE BOND Y | Pooled Separate Accounts | — | — | $156K | 0.7% |
| AMERICAN FUNDS AMERFDS AMERICAN BALANCED R4 MUTUAL FUND SHARES 0 | — | — | — | $123K | 0.5% |
| Insurance Company * American United Life JPMORGAN MID CAP GROWTH R4 | — | — | — | $111K | 0.5% |
| Insurance Company * American United Life AMERFDS NEW WORLD R4 | — | — | — | $101K | 0.4% |
| Insurance Company * American United Life DWS REAL ESTATE SECS S | — | — | — | $95K | 0.4% |
| BLACKROCK BLACKRCK RUSSELL 2000IDX CL31 MUTUAL FUND SHARES 0 | — | — | — | $45K | 0.2% |
| Insurance Company * American United Life BLACKRCK RUSSELL 2000VAL CL31 | — | — | — | $43K | 0.2% |
| Insurance Company * American United Life THORNBURG LTD-TERM INC R5 | — | — | — | $34K | 0.1% |
| Insurance Company * American United Life NUVEEN LIFECYCLE IDX 2065 RET | — | — | — | $29K | 0.1% |
| Insurance Company * American United Life LORD ABBETT HIGH YIELD R5 | — | — | — | $25K | 0.1% |
| Insurance Company * American United Life BLACKROCK HEALTH SCI OPPS I | — | — | — | $25K | 0.1% |
| Insurance Company * American United Life COLUMBIA SEL MID CAP VAL ADV | — | — | — | $10K | <0.1% |
