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Original filing (PDF)20251013140825NAL0000694451001
CLIMATEC, LLC
Form 5500
FILING_RECEIVED
CLIMATEC EMPLOYEE SAVINGS PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
1,229
Accounts w/ balance
1,435
Plan assets (EOY)
$118.4M
Net assets (EOY)
$118.4M
How this plan invests
This plan
2 pooled trusts
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CLIMATEC, LLC.
Plan sponsor
Name
CLIMATEC, LLC
EIN
86-0945853
Address
2851 WEST KATHLEEN ROAD · PHOENIX, AZ · 85053
Phone
(602) 906-4195
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3F · Sponsor used leased employees
2E · Profit-sharing
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $92K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $43K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
28 direct securities · 2 pooled funds· $118.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$101.5M
27 holdings
Mutual Funds
$14.3M
1 holding
Common Collective Trust
$2.7M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| s * Fidelity 500 Index Fund N/R | Mutual Funds | — | — | $14.3M | 12.0% | |
| Vanguard Target Retirement 2035 Fund N/R | — | — | — | $13.4M | 11.4% | |
| Vanguard Target Retirement 2040 Fund N/R | — | — | — | $11.2M | 9.5% | |
| Vanguard Target Retirement 2045 Fund N/R | — | — | — | $10.0M | 8.4% | |
| Vanguard Target Retirement 2050 Fund N/R | — | — | — | $9.7M | 8.2% | |
| Vanguard Target Retirement 2030 Fund N/R | — | — | — | $9.6M | 8.1% | |
| Vanguard Target Retirement 2025 Fund N/R | — | — | — | $7.9M | 6.7% | |
| Vanguard Target Retirement 2055 Fund N/R | — | — | — | $6.0M | 5.1% | |
| Principal LargeCap Growth Fund N/R | — | — | — | $5.4M | 4.6% | |
| Money Market Fund * Fidelity Government Money Market N/R | — | — | — | $3.6M | 3.0% | |
| Participant Loans Interest rates: 4.25% - 10.25% N/R | — | — | — | $2.9M | 2.4% | |
| Vanguard Target Retirement 2060 Fund N/R | — | — | — | $2.8M | 2.4% | |
| Fidelity Extended Market Index Fund N/R | — | — | — | $2.7M | 2.3% | |
| RT NY LIFE AA CL 0 RELIANCE TRUST COMPANY · EIN 46-6350416 / PN 001 | Common Collective Trust | — | — | $2.7M | 2.3% | |
| Baird Aggr Bond Inst N/R | — | — | — | $2.0M | 1.7% | |
| American Beacon Large Cap Value Fund N/R | — | — | — | $1.7M | 1.4% | |
| Dodge & Cox International Stock Fund N/R | — | — | — | $1.6M | 1.4% | |
| DFA US Small Cap Portfolio N/R | — | — | — | $1.5M | 1.3% | |
| Vanguard Target Retirement 2065 Fund N/R | — | — | — | $1.5M | 1.2% | |
| DFA US Targeted Value Portfolio N/R | — | — | — | $1.3M | 1.1% | |
| Vanguard Target Retirement 2020 Fund N/R | — | — | — | $1.2M | 1.0% | |
| DFA Emerging Markets Portfolio N/R | — | — | — | $1.2M | 1.0% | |
| PIMCO Income Fund Institutional N/R | — | — | — | $863K | 0.7% | |
| Vanguard Target Retirement Income Fund N/R | — | — | — | $798K | 0.7% | |
| Vanguard Developed Markets Index Fund N/R | — | — | — | $771K | 0.7% | |
| American Funds EuroPacific Growth Fund N/R | — | — | — | $594K | 0.5% | |
| Vanguard Short-Term Inflation-Protected Securities N/R | — | — | — | $512K | 0.4% | |
| Index Fund DFA International Small Cap Value N/R | — | — | — | $411K | 0.3% | |
| Vanguard Target Retirement 2070 Fund N/R | — | — | — | $98K | <0.1% | |
| WA CORE PLUS BOND S1 GREAT GRAY TRUST COMPANY · EIN 82-4391232 / PN 374 | Common Collective Trust | — | — | $0 | <0.1% |
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