Original filing (PDF)20250417141632NAL0001055249001

THE SUNDT COMPANIES, INC.

Name: THE SUNDT COMPANIES, INC. — THE SUNDT COMPANIES 401(K) PLAN, Form 5500 (2023)
Creator: THE SUNDT COMPANIES, INC.

Form 5500

FILING_RECEIVED

THE SUNDT COMPANIES 401(K) PLAN

401(k) retirement plan

Signals · 1

Corrective distributions issued

Active participants

3,841

Accounts w/ balance

2,527

Plan assets (EOY)

$156.8M

Net assets (EOY)

$156.8M

How this plan invests

This plan

1 collective trust

Schedule D

Individual securities

on each trust's filing

This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Corrective distributions issued (likely failed ADP/ACP testing).
Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (7th percentile).
Bottom-decile employer contributions per participant (2nd percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for THE SUNDT COMPANIES, INC..

Plan sponsor

Name

THE SUNDT COMPANIES, INC.

EIN

86-0923877

Address

2015 W RIVER RD. · SUITE 101 · TUCSON, AZ · 85704

Phone

(520) 750-6207

Industry

Management of Companies / Holdingssee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

002

Plan year

2023

Plan year begin

2023-10-01

Tax period

2024-09-30

Filed

2025-04-17

Pension benefit codes

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3H · Sponsor in controlled / affiliated group

2F · ERISA section 404(c)

3D · Pre-approved plan (master / prototype / VS)

2G · Total participant-directed accounts

Audit & trust (Schedule H)

Service providers (Schedule C)

1 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$44K	—

Investments

1 pooled fund· $4.0M(3% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.