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Original filing (PDF)20250924125436NAL0008682368001
CAROLLO ENGINEERS, INC.
Form 5500
FILING_RECEIVED
CAROLLO ENGINEERS, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
1,519
Accounts w/ balance
1,917
Plan assets (EOY)
$398.2M
Net assets (EOY)
$398.2M
How this plan invests
This plan
15 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (4 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CAROLLO ENGINEERS, INC..
Plan sponsor
Name
CAROLLO ENGINEERS, INC.
EIN
86-0899222
Address
4600 EAST WASHINGTON STREET · SUITE 500 · PHOENIX, AZ · 85034
Phone
(602) 263-9500
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-24
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
GRANT THORNTON LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $77K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $87K | — |
Investments
18 direct securities · 15 pooled funds· $398.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$176.3M
15 holdings
Uncategorized
$159.0M
17 holdings
Mutual Funds
$63.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index | Mutual Funds | — | — | $63.5M | 15.9% | |
| VANGUARD TARGET 2035 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083977 / PN 001 | Common Collective Trust | — | — | $32.7M | 8.2% | |
| T. Rowe Price Institutional Large Cap Growth | — | — | — | $30.5M | 7.7% | |
| VANGUARD TARGET 2040 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083974 / PN 001 | Common Collective Trust | — | — | $22.8M | 5.7% | |
| VANGUARD TARGET 2045 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083972 / PN 001 | Common Collective Trust | — | — | $22.3M | 5.6% | |
| Fidelity Brokerage Link Self-Directed Brokerage Accounts | — | — | — | $22.2M | 5.6% | |
| VANGUARD TARGET 2030 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083979 / PN 001 | Common Collective Trust | — | — | $21.4M | 5.4% | |
| VANGUARD TARGET 2025 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083981 / PN 001 | Common Collective Trust | — | — | $18.3M | 4.6% | |
| VANGUARD TARGET 2050 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083970 / PN 001 | Common Collective Trust | — | — | $18.0M | 4.5% | |
| Dodge and Cox Stock Fund | — | — | — | $16.1M | 4.0% | |
| VANGUARD TARGET 2055 VANGUARD FIDUCIARY TRUST COMPANY · EIN 27-6715074 / PN 001 | Common Collective Trust | — | — | $14.8M | 3.7% | |
| Dodge and Cox Income Fund | — | — | — | $9.6M | 2.4% | |
| JP Morgan Mid Cap Value Fund | — | — | — | $9.6M | 2.4% | |
| VANGUARD TARGET 2060 VANGUARD FIDUCIARY TRUST COMPANY · EIN 45-3799419 / PN 001 | Common Collective Trust | — | — | $8.6M | 2.2% | |
| First Eagle First Eagle Overseas Fund R6 | — | — | — | $8.4M | 2.1% | |
| Artisan Mid Cap Fund Class Institutional | — | — | — | $8.2M | 2.1% | |
| Vanguard Total Bond Market Index Fund | — | — | — | $7.8M | 2.0% | |
| Vanguard Extended Market Index Fund Institutional | — | — | — | $7.5M | 1.9% | |
| Vanguard Small Cap Growth Index Fund Institutional | — | — | — | $7.1M | 1.8% | |
| Vanguard Small Cap Value Index Fund Admiral | — | — | — | $6.3M | 1.6% | |
| VANGUARD TARGET 2020 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083982 / PN 001 | Common Collective Trust | — | — | $6.1M | 1.5% | |
| VANGUARD TARGET INC VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083968 / PN 001 | Common Collective Trust | — | — | $5.6M | 1.4% | |
| Vanguard Treasury Money Market | — | — | — | $5.6M | 1.4% | |
| American Funds EuroPacific R6 Funds | — | — | — | $5.6M | 1.4% | |
| Vanguard Total International Stock Index Fund | — | — | — | $4.2M | 1.1% | |
| DFA Emerging Market IDX | — | — | — | $4.0M | 1.0% | |
| Stable Value Fund * Fidelity Managed Income Portfolio Class 2 | — | — | — | $3.4M | 0.9% | |
| MIP CL 2 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 024 | Common Collective Trust | — | — | $3.4M | 0.9% | |
| Vanguard Inflation-Protected Securities Admiral | — | — | — | $2.9M | 0.7% | |
| VANGUARD TARGET 2065 VANGUARD FIDUCIARY TRUST COMPANY · EIN 82-6194314 / PN 001 | Common Collective Trust | — | — | $2.0M | 0.5% | |
| VANGUARD TARGET 2070 VANGUARD FIDUCIARY TRUST COMPANY · EIN 88-6095930 / PN 001 | Common Collective Trust | — | — | $164K | <0.1% | |
| VANG INCOME & GROWTH VANGUARD FIDUCIARY TRUST COMPANY · EIN 87-6420194 / PN 001 | Common Collective Trust | — | — | $8K | <0.1% | |
| VANGUARD TARGET 2020 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083983 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
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