John Helms signed Empire Southwest LLC's 2024 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Empire Southwest LLC's EIN is 86-0894087.
Download the official 2024 Form 5500 (PDF) for Empire Southwest LLC from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)Empire Southwest LLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, automatic enrollment, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ONEAMERICA RETIREMENT SERVICES LLC | 46-5378846 | — | NONE | $357K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH | 13-2740599 | LAKEWOOD, NJ | NONE | $54K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| Harbor Fund Capital Appreciation Fund | Mutual Funds | — | — | $70.2M | 14.4% | |
| Putnam Large Cap Value Fd Cl R6 | Mutual Funds | — | — | $37.5M | 7.7% | |
| T ROWE PRICE RETIREMENT BLEND 2040 T ROWE PRICE TRUST COMPANY · EIN 30-6596089 / PN 001 | Common Collective Trust | — | — | $37.4M | 7.7% | |
| T ROWE PRICE RETIREMENT BLEND 2050 T ROWE PRICE TRUST COMPANY · EIN 35-7192720 / PN 001 | Common Collective Trust | — | — | $34.8M | 7.1% | |
| GALLIARD STABLE VALUE FD CLASS C SEI TRUST COMPANY · EIN 52-2250946 / PN 001 | Common Collective Trust | — | — | $34.6M | 7.1% | |
| SSGA S&P 500 INDEX CLASS N STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 90-0337987 / PN 306 | Common Collective Trust | — | — | $33.0M | 6.8% | |
| T ROWE PRICE RETIREMENT BLEND 2045 T ROWE PRICE TRUST COMPANY · EIN 35-2611309 / PN 001 | Common Collective Trust | — | — | $28.1M | 5.8% | |
| T ROWE PRICE RETIREMENT BLEND 2030 T ROWE PRICE TRUST COMPANY · EIN 35-7192509 / PN 001 | Common Collective Trust | — | — | $28.1M | 5.8% | |
| Dodge & Cox International Stock Fund Cl I | Mutual Funds | — | — | $21.7M | 4.5% | |
| T ROWE PRICE RETIREMENT BLEND 2025 T ROWE PRICE TRUST COMPANY · EIN 37-6658226 / PN 001 | Common Collective Trust | — | — | $21.6M | 4.4% | |
| JP Morgan Core Plus Bond Fund | Other securities | — | — | $20.7M | 4.2% | |
| T ROWE PRICE RETIREMENT BLEND 2035 T ROWE PRICE TRUST COMPANY · EIN 37-6658473 / PN 001 | Common Collective Trust | — | — | $19.7M | 4.1% | |
| T ROWE PRICE RETIREMENT BLEND 2015 T ROWE PRICE TRUST COMPANY · EIN 37-6658059 / PN 001 | Common Collective Trust | — | — | $13.7M | 2.8% | |
| Vanguard Mid Cap Index Institutional | Mutual Funds | — | — | $13.7M | 2.8% | |
| T ROWE PRICE RETIREMENT BLEND 2055 T ROWE PRICE TRUST COMPANY · EIN 30-1011718 / PN 001 | Common Collective Trust | — | — | $13.3M | 2.7% | |
| Wasatch Core Growth Fund-Ins | Other securities | — | — | $12.0M | 2.5% | |
| T ROWE PRICE RETIREMENT BLEND 2020 T ROWE PRICE TRUST COMPANY · EIN 32-6493445 / PN 001 | Common Collective Trust | — | — | $11.4M | 2.3% | |
| Participant Loans, Net Deemed Distributions | Participant loans | — | — | $9.9M | 2.0% | |
| DFA US Targeted Value I | Mutual Funds | — | — | $9.5M | 2.0% | |
| T ROWE PRICE RETIREMENT BLEND 2060 T ROWE PRICE TRUST COMPANY · EIN 35-7193113 / PN 001 | Common Collective Trust | — | — | $8.1M | 1.7% | |
| Victory Trivalent International Smallcap Fund | Other securities | — | — | $4.2M | 0.9% | |
| T ROWE PRICE RETIREMENT BLEND 2010 T ROWE PRICE TRUST COMPANY · EIN 37-6658064 / PN 001 | Common Collective Trust | — | — | $2.7M | 0.5% | |
| T ROWE PRICE RETIREMENT BLEND 2065 T ROWE PRICE TRUST COMPANY · EIN 85-1790880 / PN 001 | Common Collective Trust | — | — | $1.1M | 0.2% | |
| Fidelity Global ex US Index Instl Prem | Mutual Funds | — | — | $330K | <0.1% | |
| MORLEY STABLE VALUE FUND PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| PUTNAM LARGE CAP VALUE TRUST II GREAT GRAY TRUST CO. · EIN 86-1899009 / PN 676 | Common Collective Trust | — | — | $0 | <0.1% |
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| 41-0746749 |
| — |
| NONE |
| $15K |
| — |
| GLOBAL RETIREMENT PARTNERS, LLC | — | SAN RAFAEL, CA | NONE | $8K | — |
| MATRIX TRUST COMPANY | 75-3182674 | — | NONE | $0 | — |
