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Original filing (PDF)20250724105249NAL0005204593001
EMPIRE SOUTHWEST LLC
Form 5500
FILING_RECEIVED
EMPIRE RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
4,178
Accounts w/ balance
4,858
Plan assets (EOY)
$487.3M
Net assets (EOY)
$487.3M
How this plan invests
This plan
16 pooled trusts
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for EMPIRE SOUTHWEST LLC.
Plan sponsor
Name
EMPIRE SOUTHWEST LLC
EIN
86-0894087
Address
1725 SOUTH COUNTRY CLUB DRIVE · MESA, AZ · 85210
Phone
(480) 633-4944
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-24
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsOther
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ONEAMERICA RETIREMENT SERVICES LLC | 46-5378846 | — | NONE | $357K | — |
| MERRILL LYNCH | 13-2740599 | LAKEWOOD, NJ | NONE | $54K | — |
| CLIFTONLARSONALLEN LLP | 41-0746749 | — | NONE | $15K | — |
| GLOBAL RETIREMENT PARTNERS, LLC | — | SAN RAFAEL, CA | NONE | $8K | — |
| MATRIX TRUST COMPANY | 75-3182674 | — | NONE | $0 | — |
Investments
10 direct securities · 16 pooled funds· $487.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$287.5M
16 holdings
Uncategorized
$199.7M
10 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Harbor Fund Capital Appreciation Fund | — | — | — | $70.2M | 14.4% | |
| Putnam Large Cap Value Fd Cl R6 | — | — | — | $37.5M | 7.7% | |
| T ROWE PRICE RETIREMENT BLEND 2040 T ROWE PRICE TRUST COMPANY · EIN 30-6596089 / PN 001 | Common Collective Trust | — | — | $37.4M | 7.7% | |
| T ROWE PRICE RETIREMENT BLEND 2050 T ROWE PRICE TRUST COMPANY · EIN 35-7192720 / PN 001 | Common Collective Trust | — | — | $34.8M | 7.1% | |
| GALLIARD STABLE VALUE FD CLASS C SEI TRUST COMPANY · EIN 52-2250946 / PN 001 | Common Collective Trust | — | — | $34.6M | 7.1% | |
| SSGA S&P 500 INDEX CLASS N STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 90-0337987 / PN 306 | Common Collective Trust | — | — | $33.0M | 6.8% | |
| T ROWE PRICE RETIREMENT BLEND 2045 T ROWE PRICE TRUST COMPANY · EIN 35-2611309 / PN 001 | Common Collective Trust | — | — | $28.1M | 5.8% | |
| T ROWE PRICE RETIREMENT BLEND 2030 T ROWE PRICE TRUST COMPANY · EIN 35-7192509 / PN 001 | Common Collective Trust | — | — | $28.1M | 5.8% | |
| Dodge & Cox International Stock Fund Cl I | — | — | — | $21.7M | 4.5% | |
| T ROWE PRICE RETIREMENT BLEND 2025 T ROWE PRICE TRUST COMPANY · EIN 37-6658226 / PN 001 | Common Collective Trust | — | — | $21.6M | 4.4% | |
| JP Morgan Core Plus Bond Fund | — | — | — | $20.7M | 4.2% | |
| T ROWE PRICE RETIREMENT BLEND 2035 T ROWE PRICE TRUST COMPANY · EIN 37-6658473 / PN 001 | Common Collective Trust | — | — | $19.7M | 4.1% | |
| T ROWE PRICE RETIREMENT BLEND 2015 T ROWE PRICE TRUST COMPANY · EIN 37-6658059 / PN 001 | Common Collective Trust | — | — | $13.7M | 2.8% | |
| Vanguard Mid Cap Index Institutional | — | — | — | $13.7M | 2.8% | |
| T ROWE PRICE RETIREMENT BLEND 2055 T ROWE PRICE TRUST COMPANY · EIN 30-1011718 / PN 001 | Common Collective Trust | — | — | $13.3M | 2.7% | |
| Wasatch Core Growth Fund-Ins | — | — | — | $12.0M | 2.5% | |
| T ROWE PRICE RETIREMENT BLEND 2020 T ROWE PRICE TRUST COMPANY · EIN 32-6493445 / PN 001 | Common Collective Trust | — | — | $11.4M | 2.3% | |
| Participant Loans, Net Deemed Distributions | — | — | — | $9.9M | 2.0% | |
| DFA US Targeted Value I | — | — | — | $9.5M | 2.0% | |
| T ROWE PRICE RETIREMENT BLEND 2060 T ROWE PRICE TRUST COMPANY · EIN 35-7193113 / PN 001 | Common Collective Trust | — | — | $8.1M | 1.7% | |
| Victory Trivalent International Smallcap Fund | — | — | — | $4.2M | 0.9% | |
| T ROWE PRICE RETIREMENT BLEND 2010 T ROWE PRICE TRUST COMPANY · EIN 37-6658064 / PN 001 | Common Collective Trust | — | — | $2.7M | 0.5% | |
| T ROWE PRICE RETIREMENT BLEND 2065 T ROWE PRICE TRUST COMPANY · EIN 85-1790880 / PN 001 | Common Collective Trust | — | — | $1.1M | 0.2% | |
| Fidelity Global ex US Index Instl Prem | — | — | — | $330K | <0.1% | |
| MORLEY STABLE VALUE FUND PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| PUTNAM LARGE CAP VALUE TRUST II GREAT GRAY TRUST CO. · EIN 86-1899009 / PN 676 | Common Collective Trust | — | — | $0 | <0.1% |