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Original filing (PDF)20250930122525NAL0011655969001
BARRETT-JACKSON AUCTION COMPANY, L.L.C.
Form 5500
FILING_RECEIVED
BARRETT-JACKSON 401(K) PLAN
401(k) retirement plan
Signals · 1
~128 bps in Sched C fees
Active participants
139
Accounts w/ balance
136
Plan assets (EOY)
$5.6M
Net assets (EOY)
$5.6M
How this plan invests
This plan
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 128 bps in Schedule C fees — 146% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BARRETT-JACKSON AUCTION COMPANY, L.L.C..
Plan sponsor
Name
BARRETT-JACKSON AUCTION COMPANY, L.L.C.
EIN
86-0857597
Address
15555 N. 79TH PLACE · SCOTTSDALE, AZ · 85260
Phone
(480) 421-6694
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-30
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
MANSPERGER PATTERSON & MCMULLIN PLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIRMENT SOLUTIONS, L | 13-3689044 | — | RECORDKEEPER | $21K | — |
Trustee
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA TRUST COMPANY | 42-0947998 | — | TRUSTEE | $13 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDUCIARY OUTSOURCING, LLC DBA PMA | 47-2079321 | — | TPA | $26K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WELLS FARGO CLEARING SERVCIES, LLC | 34-1542819 | — | INVESTMENT ADIVSORY-PLAN | $24K | — |
Investments
27 direct securities· $5.6M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| 24 Vanguard 500 Index Admiral | — | — | — | $703K | 12.6% | |
| 8 American Funds American Funds 2040 Trgt Date Retire R6 | — | — | — | $685K | 12.3% | |
| 7 American Funds American Funds 2035 Trgt Date Retire R6 | — | — | — | $611K | 10.9% | |
| 11 American Funds American Funds 2055 Trgt Date Retire R6 | — | — | — | $539K | 9.7% | |
| 6 American Funds American Funds 2030 Trgt Date Retire R6 | — | — | — | $467K | 8.4% | |
| 9 American Funds American Funds 2045 Trgt Date Retire R6 | — | — | — | $409K | 7.3% | |
| 17 JP Morgan JPMorgan Large Cap Growth R6 | — | — | — | $256K | 4.6% | |
| 12 American Funds American Funds 2060 Trgt Date Retire R6 | — | — | — | $252K | 4.5% | |
| 10 American Funds American Funds 2050 Trgt Date Retire R6 | — | — | — | $212K | 3.8% | |
| 25 Vanguard Mid-Cap Growth Index Admiral | — | — | — | $206K | 3.7% | |
| 27 Vanguard Small Cap Growth Index Admiral | — | — | — | $192K | 3.4% | |
| 21 PGIM Total Return Bond R6 | — | — | — | $160K | 2.9% | |
| 13 American Funds American Funds 2065 Trgt Date Retire R6 | — | — | — | $148K | 2.6% | |
| 23 *Transamerica Transamerica Stable Value Core Option | — | — | — | $147K | 2.6% | |
| 5 American Funds American Funds 2025 Trgt Date Retire R6 | — | — | — | $94K | 1.7% | |
| 18 MFS Investments MFS Value R6 | — | — | — | $79K | 1.4% | |
| 16 iShares MSCI EAFE International Index K | — | — | — | $78K | 1.4% | |
| Participant Loans 4.25% - 9.50% Interest Rate Range - | — | — | — | $60K | 1.1% | |
| 22 T Rowe Price T. Rowe Price Overseas Stock I | — | — | — | $58K | 1.0% | |
| 2 American Century American Century Small Cap Value R6 | — | — | — | $48K | 0.9% | |
| 26 Vanguard Mid-Cap Value Index Admiral | — | — | — | $38K | 0.7% | |
| 20 Charles Schwab Personal Choice | — | — | — | $34K | 0.6% | |
| 14 Federated Hermes Federated Hermes Instl High Yld Bd R6 | — | — | — | $32K | 0.6% | |
| 15 Fidelity Real Estate Index | — | — | — | $25K | 0.4% | |
| 19 The Northern Trust Co Northern Emerging Markets Equity Index | — | — | — | $24K | 0.4% | |
| 3 American Funds American Funds 2010 Trgt Date Retire R6 ** 13 4 American Funds American Funds 2020 Trgt Date Retire R6 | — | — | — | $16K | 0.3% | |
| 1 Allspring Special Mid Cap Value R6 | — | — | — | $14K | 0.2% |
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