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Original filing (PDF)20250919130712NAL0001092131001
AXWAY INC.
Form 5500
FILING_RECEIVED
AXWAY INC. 401(K) PLAN
401(k) retirement plan
Active participants
362
Accounts w/ balance
518
Plan assets (EOY)
$87.4M
Net assets (EOY)
$87.4M
How this plan invests
This plan
1 pooled trust
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AXWAY INC..
Plan sponsor
Name
AXWAY INC.
EIN
86-0834866
Address
16220 N. SCOTTSDALE RD, SUITE 500 · SCOTTSDALE, AZ · 85254
Phone
(480) 627-1800
Industry
Software Publishers· Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-19
Pension benefit codes
2T · Default investment account (QDIA)
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
BEACHFLEISCHMAN
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $45K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SAGEVIEW ADVISORY GROUP LLC | 33-0818667 | — | ADVISOR | $45K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $19K | — |
Investments
28 direct securities · 1 pooled fund· $87.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$86.9M
28 holdings
Common Collective Trust
$556K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement Fund 2035 | — | — | — | $16.2M | 18.5% | |
| Fidelity 500 Index Fund | — | — | — | $13.2M | 15.1% | |
| Vanguard Target Retirement Fund 2045 | — | — | — | $8.8M | 10.1% | |
| Vanguard Target Retirement Fund 2025 | — | — | — | $7.3M | 8.4% | |
| Vanguard Target Retirement Fund 2040 | — | — | — | $4.9M | 5.6% | |
| Vanguard Target Retirement Fund 2050 | — | — | — | $4.6M | 5.3% | |
| Vanguard Target Retirement Fund 2030 | — | — | — | $4.6M | 5.2% | |
| Fidelity Brokerage Link | — | — | — | $3.6M | 4.2% | |
| JPM Large Cap Growth R6 | — | — | — | $3.5M | 4.0% | |
| Fidelity Extended Market Index Fund | — | — | — | $2.7M | 3.1% | |
| T Rowe Price T Rowe Price Small Cap Stock | — | — | — | $2.3M | 2.6% | |
| Fidelity Institutional Money Market Fund | — | — | — | $2.1M | 2.4% | |
| Vanguard Target Retirement Fund 2055 | — | — | — | $1.9M | 2.2% | |
| Dodge & Cox Dodge & Cox International Fund | — | — | — | $1.9M | 2.2% | |
| American Funds American Beacon Large Cap Value R6 | — | — | — | $1.2M | 1.4% | |
| Dodge & Cox Dodge & Cox Income | — | — | — | $1.2M | 1.3% | |
| Participant loans Participant loans, interest ranging from 4.25% through 0 | — | — | — | $1.1M | 1.3% | |
| Vanguard Target Retirement Fund 2060 | — | — | — | $998K | 1.1% | |
| DFA US Targeted Value I | — | — | — | $989K | 1.1% | |
| American Funds American Funds Europacific Growth Fund | — | — | — | $822K | 0.9% | |
| DFA Emerging Markets Value I | — | — | — | $740K | 0.8% | |
| Vanguard Target Retirement Inc | — | — | — | $579K | 0.7% | |
| RT NY LIFE AA CL 0 RELIANCE TRUST COMPANY · EIN 46-6350416 / PN 001 | Common Collective Trust | — | — | $556K | 0.6% | |
| Vanguard Target Retirement Fund 2020 | — | — | — | $554K | 0.6% | |
| Fidelity International Index Fund | — | — | — | $545K | 0.6% | |
| Vanguard Short-Term Inflation-Protected Securities Index Fund A | — | — | — | $400K | 0.5% | |
| PIMCO All Asset (Admin) Fund | — | — | — | $47K | <0.1% | |
| Vanguard Target Retirement Fund 2070 | — | — | — | $16K | <0.1% | |
| Vanguard Target Retirement Fund 2065 | — | — | — | $5K | <0.1% |
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