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Original filing (PDF)20260310144651NAL0004116099001
SOUTHWEST SERVICE ADMINISTRATORS INC
Form 5500
FILING_RECEIVED
SOUTHWEST SERVICE ADMINISTRATORS INC. BARGAINING DIVISION 401(K) PLAN
401(k) retirement plan
Signals · 3
Late filing · 3.8 mo~117 bps in Sched C fees6 service providers
Active participants
198
Accounts w/ balance
274
Plan assets (EOY)
$3.8M
Net assets (EOY)
$3.8M
How this plan invests
This plan
45 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Filed 3.8 months past the 10.5-month grace window.
- 117 bps in Schedule C fees — 125% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SOUTHWEST SERVICE ADMINISTRATORS INC.
Plan sponsor
Name
SOUTHWEST SERVICE ADMINISTRATORS INC
EIN
86-0785790
Address
2550 W UNION HILLS DRIVE · SUITE 290 · PHOENIZ, AZ · 85027
Phone
(602) 324-0545
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-03-10
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2E · Profit-sharing
Audit & trust (Schedule H)
Auditor
TULL, FORSBERG AND OLSON PLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE INSURANCE | 73-0988442 | COLUMBUS, OH | RECORDKEEPER | $14K | — |
Other
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE | — | COLUMBUS, OH | NONE | $22K | — |
| NATIONWIDE RETIREMENT PLANS | — | COLUMBUS, OH | NONE | $7K | — |
| NATIONWIDE | — | COLUMBUS, OH | NONE | $2K | — |
| PRUCO SECURITIES, LLC | 25-1395109 | — | NONE | $0 | — |
| LPL ENTERPRISE LLC | 25-1395109 | — | NONE | $0 | — |
Investments
44 direct securities· $3.7M(96% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Nuveen LfCycInd 2035 Inst Registered Investment Companies | — | — | — | $429K | 11.2% | |
| Nuveen LfCycInd 2030 Inst Registered Investment Companies | — | — | — | $357K | 9.3% | |
| Nuveen LfCycInd 2040 Inst Registered Investment Companies | — | — | — | $230K | 6.0% | |
| Nuveen LfCycInd 2050 Inst Registered Investment Companies | — | — | — | $198K | 5.2% | |
| Nuveen LfCycInd 2025 Inst Registered Investment Companies | — | — | — | $197K | 5.1% | |
| Inc. Bargaining Division 401(k) Plan times through 2028. -0- | — | — | — | $192K | 5.0% | |
| NW Inv Dest Mod R6 Registered Investment Companies | — | — | — | $180K | 4.7% | |
| Nuveen LfCycInd 2055 Inst Registered Investment Companies | — | — | — | $167K | 4.4% | |
| NW FXD SEL OPTN Guaranteed Investment Contract | — | — | — | $159K | 4.2% | |
| Nuveen LfCycInd 2020 Inst Registered Investment Companies | — | — | — | $124K | 3.2% | |
| Fid 500 Indx Registered Investment Companies | — | — | — | $112K | 2.9% | |
| Nuveen LfCycInd 2060 Inst Registered Investment Companies | — | — | — | $103K | 2.7% | |
| Nuveen LfCycInd 2045 Inst Registered Investment Companies | — | — | — | $95K | 2.5% | |
| Fid US Bd Indx Registered Investment Companies | — | — | — | $79K | 2.1% | |
| DodgeCox Intl Stk I Registered Investment Companies | — | — | — | $69K | 1.8% | |
| Nuveen LgCap Gr Indx Inst Registered Investment Companies | — | — | — | $68K | 1.8% | |
| Vngrd Val Indx Adml Registered Investment Companies | — | — | — | $68K | 1.8% | |
| GdmnScs GQGPtnrIntlOppr R6 Registered Investment Companies | — | — | — | $68K | 1.8% | |
| Fid Intl Indx Registered Investment Companies | — | — | — | $66K | 1.7% | |
| NW Loomis AllCap Gr R6 Registered Investment Companies | — | — | — | $63K | 1.7% | |
| PGIM Ttl Rtn Bd R6 Registered Investment Companies | — | — | — | $62K | 1.6% | |
| Fund - Institutional Class Avnts US LgCap Val Inst Registered Investment Companies | — | — | — | $61K | 1.6% | |
| JPM LgCap Gr R6 Registered Investment Companies | — | — | — | $56K | 1.5% | |
| Vngrd Devl Mkt Indx Adml Registered Investment Companies | — | — | — | $54K | 1.4% | |
| BlkRk Hi Yld Bd Port K Registered Investment Companies | — | — | — | $47K | 1.2% | |
| PIMCOComdyRealRtn StratInst Registered Investment Companies 412 PIMCO Real Rtn Inst Registered Investment Companies | — | — | — | $44K | 1.1% | |
| Strategy Fund - Institutional Shares Mfs Mdcap Gr R6 Registered Investment Companies | — | — | — | $34K | 0.9% | |
| Col Sel Lgcap Gr Inst2 Registered Investment Companies 72 DFA Emrg Mkt Cor Eq Inst Registered Investment Companies 752 Dfa Us Lgcap Val Inst Registered Investment Companies 87 Diamond Hill MdCap I Registered Investment Companies | — | — | — | $33K | 0.9% | |
| Prncpl Glbl RealEst R6 Registered Investment Companies | — | — | — | $33K | 0.9% | |
| Vngrd SmCap Gr Indx Adml Registered Investment Companies | — | — | — | $30K | 0.8% | |
| Blkrk Strat Inc Oppr I Registered Investment Companies 35 Blkrk Mdcap Gr Eq Inst Registered Investment Companies 55 BlkRk Ttl Rtn K Registered Investment Companies | — | — | — | $29K | 0.8% | |
| AB Glbl Bd I Registered Investment Companies 214 AB Global Bond Fund - Class Z Registered Investment Companies | — | — | — | $27K | 0.7% | |
| Fed Hrms Gov Oblgtns Prmr Registered Investment Companies | — | — | — | $27K | 0.7% | |
| Nuveen LfCycInd 2065 Inst Registered Investment Companies | — | — | — | $19K | 0.5% | |
| Vngrd Explr Adml Registered Investment Companies | — | — | — | $19K | 0.5% | |
| Avnts US SmCap Val Inst Registered Investment Companies | — | — | — | $18K | 0.5% | |
| BlkRk Is S P 500 Indx K Registered Investment Companies 511 BlkRk iS TtlStkMkt Indx K Registered Investment Companies | — | — | — | $18K | 0.5% | |
| Vngrd MdCap Val Indx Adml Registered Investment Companies | — | — | — | $16K | 0.4% | |
| Vngrd SmCap Val Indx Adml Registered Investment Companies | — | — | — | $16K | 0.4% | |
| Vngrd Ttl Bnd Mkt ldx Adm Registered Investment Companies | — | — | — | $12K | 0.3% | |
| Vngrd Hi Yld Corp Adml Registered Investment Companies | — | — | — | $7K | 0.2% | |
| Vngrd MdCap Gr Indx Adml Registered Investment Companies | — | — | — | $5K | 0.1% | |
| Vngrd Mid-Cap Idx Fd AS Registered Investment Companies 465 Vngrd RealEst Indx Adml Registered Investment Companies 799 Vngrd Sm Cap Indx Fd AS Registered Investment Companies | — | — | — | $4K | 0.1% | |
| Vngrd Emrg Mkt StkIndxAdml Registered Investment Companies | — | — | — | $2K | <0.1% |