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Original filing (PDF)20251013151355NAL0003333682003
ARIZONA ARTHRITIS & RHEUMATOLOGY ASSOCIATES, P.C.
Form 5500
FILING_RECEIVED
ARIZONA ARTHRITIS & RHEUMATOLOGY ASSOCIATES, P.C. 401K PROFIT SHARING
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
220
Accounts w/ balance
291
Plan assets (EOY)
$25.2M
Net assets (EOY)
$25.2M
How this plan invests
This plan
19 pooled trusts
Schedule D
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 54 bps in Schedule C fees — 85% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ARIZONA ARTHRITIS & RHEUMATOLOGY ASSOCIATES, P.C..
Plan sponsor
Name
ARIZONA ARTHRITIS & RHEUMATOLOGY ASSOCIATES, P.C.
EIN
86-0765242
Address
4550 E BELL ROAD, SUITE 170 · PHOENIX, AZ · 85032
Phone
(480) 443-8400
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
MANSPERGER PATTERSON & MCMULLIN PLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 36-3258176 | — | INVESTMENT ADVISORY | $85K | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $50K | — |
| EDBERG PERRY, LLC | 83-2658560 | — | CONTRACT ADMINISTRATOR | $0 | — |
Investments
19 direct securities · 19 pooled funds· $25.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$14.1M
12 holdings
Uncategorized
$7.7M
19 holdings
Pooled Separate Account
$4.0M
7 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| 38 Schwab Funds SELF-DIRECTED BROKERAGE ACCT | — | — | — | $3.7M | 14.9% | |
| PRIN LIFETIME HYBR 2035 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $3.4M | 13.5% | |
| PRIN LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $2.9M | 11.4% | |
| PRIN LIFETIME HYBR 2050 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $2.3M | 9.2% | |
| PRIN LIFETIME HYBR 2045 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $2.2M | 8.9% | |
| PRIN LIFETIME HYBR 2025 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $2.1M | 8.5% | |
| PRIN LIFETIME HYBR 2055 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $1.2M | 4.8% | |
| PRIN LIFETIME HYBR 2030 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $1.1M | 4.4% | |
| 1 *Principal Life Insurance Company PRINCIPAL FIXED INC GUAR OPTION | — | — | — | $998K | 4.0% | |
| 28 *Principal Life Insurance Company PRINCIPAL LIFETIME HYBRID 2060 | — | — | — | $692K | 2.7% | |
| PRIN LIFETYIME HYBR 2060 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $692K | 2.7% | |
| PRIN LARGECAP GROWTH I SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 066 | Pooled Separate Account | — | — | $635K | 2.5% | |
| PRIN LIFETIME HYBR 2040 CITZ PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $620K | 2.5% | |
| 10 PIMCO Funds PIMCO - PIMCO REAL RETURN FUND ** 642 11 The American Funds AM FDS EUROPACIFIC GRTH R6 FD | — | — | — | $384K | 1.5% | |
| 3 Doubleline Capital LP DOUBLELINE. TTL RET BOND I FD | — | — | — | $292K | 1.2% | |
| 17 Vanguard Group VANGUARD MIDCP GRTH IDX ADM FD | — | — | — | $265K | 1.1% | |
| Participant Loans 5.25% to 9.50% Interest Rate Range - | — | — | — | $260K | 1.0% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $223K | 0.9% | |
| PRIN LIFETIME HYBR 2020 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 003 | Common Collective Trust | — | — | $216K | 0.9% | |
| PRIN LIFETIME HYBR 2065 CITZ PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $176K | 0.7% | |
| 8 JP Morgan Funds JP MORGAN U.S. RESEARCH ENHANCE | — | — | — | $169K | 0.7% | |
| 7 JP Morgan Funds JP MORGAN CORE PLUS BOND R6 FD | — | — | — | $158K | 0.6% | |
| 14 Vanguard Group VANGUARD DEV MKTS INDEX ADM FD | — | — | — | $138K | 0.5% | |
| 13 TIAA-Cref LARGE-CAP VAL IDX FD | — | — | — | $125K | 0.5% | |
| 9 PIMCO Funds PIMCO - PIMCO INTL BOND | — | — | — | $112K | 0.4% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $106K | 0.4% | |
| PRIN DIVERSIFIED INTL SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 015 | Pooled Separate Account | — | — | $92K | 0.4% | |
| 18 Vanguard Group VANGUARD SM CA VAL IDX ADM FD | — | — | — | $85K | 0.3% | |
| 5 Janus International Holding, LLC JANUS - JANUS HENDERSON FLEXIBL | — | — | — | $63K | 0.2% | |
| 15 Vanguard Group VANGUARD GNMA ADMIRAL FUND ** 36 16 Vanguard Group VANGUARD MIDCAP VAL IDX ADM FD | — | — | — | $61K | 0.2% | |
| 12 The American Funds AMERICAN FUNDS AMCAP R6 FUND | — | — | — | $56K | 0.2% | |
| 4 Oppenheimer INVESCO INTERNATIONAL SMALL-MID COMPANY FUND | — | — | — | $55K | 0.2% | |
| 6 Janus International Holding, LLC JANUS - JANUS HENDERSON TRITON | — | — | — | $47K | 0.2% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $39K | 0.2% | |
| 2 American Beacon Funds AMERICAN BEACON BRIDGEWAY LARGE CAP VALUE FUND | — | — | — | $33K | 0.1% | |
| PRIN HIGH YIELD SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 137 | Pooled Separate Account | — | — | $26K | 0.1% | |
| PRIN LIFETIME HYB 2070 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 014 | Common Collective Trust | — | — | $12K | <0.1% | |
| PRIN LIFETIME HYBR 2015 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 002 | Common Collective Trust | — | — | $1K | <0.1% |