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Original filing (PDF)20250902145310NAL0029860178001
AXON ENTERPRISE, INC.
Form 5500
FILING_RECEIVED
AXON 401(K) PLAN
401(k) retirement plan
Active participants
3,206
Accounts w/ balance
3,584
Plan assets (EOY)
$228.6M
Net assets (EOY)
$228.6M
How this plan invests
This plan
3 pooled trusts
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 21 bps in Schedule C fees — 109% above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AXON ENTERPRISE, INC..
Plan sponsor
Name
AXON ENTERPRISE, INC.
EIN
86-0741227
Address
17800 N 85TH ST · SCOTTSDALE, AZ · 85255
Phone
(480) 515-6362
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-02
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $284K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MMA SECURITIES LLC | — | NEW YORK, NY | INVESTMENT ADVISOR | $36K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $159K | — |
| EMPOWER FINANCIAL SERVICES,INC | — | GREENWOOD VILLAGE, CO | NONE | $0 | — |
Investments
32 direct securities · 3 pooled funds· $227.2M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$221.7M
31 holdings
Common Collective Trust
$5.1M
3 holdings
Mutual Funds
$418K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Admiral N/R | — | — | — | $47.5M | 20.8% | |
| Retirement Fund Class R6 American Funds American Funds 2050 Target Date N/R | — | — | — | $23.4M | 10.2% | |
| Retirement Fund Class R6 American Funds American Funds 2045 Target Date N/R | — | — | — | $20.7M | 9.0% | |
| Retirement Fund Class R6 American Funds American Funds 2055 Target Date N/R | — | — | — | $20.1M | 8.8% | |
| Vanguard Developed Markets Index Admiral Shares N/R | — | — | — | $15.6M | 6.8% | |
| Retirement Fund Class R6 American Funds American Funds 2040 Target Date N/R | — | — | — | $14.9M | 6.5% | |
| Retirement Fund Class R6 American Funds American Funds 2060 Target Date N/R | — | — | — | $10.2M | 4.4% | |
| Vanguard Small Cap Index Admiral N/R | — | — | — | $10.1M | 4.4% | |
| Retirement Fund Class R6 American Funds American Funds 2035 Target Date N/R | — | — | — | $7.6M | 3.3% | |
| JPMorgan Large Cap Growth R6 N/R | — | — | — | $7.5M | 3.3% | |
| TIAA Investments TIAA-CREF Core Impact Bond Instl N/R | — | — | — | $7.3M | 3.2% | |
| Vanguard Mid-Cap Index Fund - Admiral N/R | — | — | — | $6.0M | 2.6% | |
| Vanguard Equity-Income Admiral N/R | — | — | — | $4.3M | 1.9% | |
| Fully Benefit Responsive Investment Contracts * Empower (Guaranteed Fixed Account - Series Class III N/R | — | — | — | $3.7M | 1.6% | |
| PGIM Investments PGIM Total Return Bond R6 N/R | — | — | — | $3.4M | 1.5% | |
| Retirement Fund Class R6 American Funds American Funds 2030 Target Date N/R | — | — | — | $3.2M | 1.4% | |
| Retirement Fund Class R6 Brown Advisory Funds Brown Advisory Sustainable Growth 1 N/R | — | — | — | $3.2M | 1.4% | |
| Calvert Research and Calvert US Large Cap Core RSPNB Index N/R | — | — | — | $2.4M | 1.1% | |
| INTERNATIONAL GROWTH FUND II R1 GREAT GRAY · EIN 38-4139842 / PN 619 | Common Collective Trust | — | — | $2.4M | 1.1% | |
| PGIM Investments PGIM Global Total Return R6 N/R | — | — | — | $2.2M | 1.0% | |
| Goldman Sachs Goldman Sachs International EQ ESG R6 N/R | — | — | — | $2.2M | 1.0% | |
| PIMCO Income Instl N/R | — | — | — | $1.7M | 0.7% | |
| MID CAP GROWTH FUND FEE CLASS R1 GREAT GRAY · EIN 38-4126247 / PN 549 | Common Collective Trust | — | — | $1.5M | 0.7% | |
| John Hancock JHancock Disciplined Value Mid Cap R6 N/R | — | — | — | $1.3M | 0.5% | |
| SMALL CAP GROWTH FUND II FEE CLASS GREAT GRAY · EIN 38-4126288 / PN 592 | Common Collective Trust | — | — | $1.2M | 0.5% | |
| Management R6 Cohen & Steers Cohen & Steers Real Estate Securities Z N/R | — | — | — | $999K | 0.4% | |
| Retirement Fund Class R6 American Funds American Funds 2025 Target Date N/R | — | — | — | $998K | 0.4% | |
| Self-Directed Brokerage Accounts * Empower SDB N/R | — | — | — | $685K | 0.3% | |
| AllSpring Global Investments AllSpring Special Small Cap Value R6 N/R | Mutual Funds | — | — | $418K | 0.2% | |
| Amana Growth Institutional N/R | — | — | — | $268K | 0.1% | |
| American Funds American Funds 2010 Target Date N/R | — | — | — | $158K | <0.1% | |
| Retirement Fund Class R6 American Funds American Funds 2015 Target Date N/R | — | — | — | $80K | <0.1% | |
| Empower SDB Roth N/R | — | — | — | $50K | <0.1% | |
| Investment) * Participant Loans Interest rates: 3.25% - 9.50% $0 | — | — | — | $25K | <0.1% | |
| Retirement Fund Class R6 American Funds American Funds 2020 Target Date N/R | — | — | — | $19K | <0.1% |
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