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Original filing (PDF)20250917165220NAL0000913426001
UNICON, INC.
Form 5500
FILING_RECEIVED
UNICON, INC. 401(K) PLAN
401(k) retirement plan
Active participants
93
Accounts w/ balance
107
Plan assets (EOY)
$25.9M
Net assets (EOY)
$25.9M
How this plan invests
This plan
8 pooled trusts
Schedule D
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNICON, INC..
Plan sponsor
Name
UNICON, INC.
EIN
86-0731129
Address
5155 EAST EAGLE DRIVE, SUITE 21899 · MESA, AZ · 85215
Phone
(480) 558-2470
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-17
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
MANSBERGER PATTERSON & MCMULLIN,PLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $29K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE HAYS FINANCIAL GROUP, LLC | — | MINNEAPOLIS, MN | INVESTMENT ADVISOR | $23K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $7K | — |
Investments
17 direct securities · 8 pooled funds· $25.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$17.5M
16 holdings
Common Collective Trust
$6.7M
6 holdings
Pooled Separate Account
$1.6M
2 holdings
Mutual Funds
$125K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BLACKROCK EQUITY INDEX FUND R GREAT GRAY · EIN 20-3802168 / PN 001 | Common Collective Trust | — | — | $5.2M | 20.0% | |
| 6 Fidelity FREEDOM INDEX 2035 INVESTOR | — | — | — | $4.0M | 15.6% | |
| 7 Fidelity FREEDOM INDEX 2040 INVESTOR | — | — | — | $3.5M | 13.6% | |
| 8 Fidelity FREEDOM INDEX 2045 INVESTOR | — | — | — | $2.7M | 10.6% | |
| 5 Fidelity FREEDOM INDEX 2030 INVESTOR | — | — | — | $2.4M | 9.1% | |
| 4 Fidelity FREEDOM INDEX 2025 INVESTOR | — | — | — | $1.9M | 7.5% | |
| 9 Fidelity FREEDOM INDEX 2050 INVESTOR | — | — | — | $1.0M | 4.0% | |
| LARGE CAP GROWTH III FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 435 | Pooled Separate Account | — | — | $938K | 3.6% | |
| CORE PLUS BOND / PGIM FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 299 | Pooled Separate Account | — | — | $644K | 2.5% | |
| BLACKROCK EAFE EQUITY INDEX FEE CL GREAT GRAY · EIN 20-3802495 / PN 007 | Common Collective Trust | — | — | $554K | 2.1% | |
| 10 Fidelity FREEDOM INDEX 2055 INVESTOR | — | — | — | $520K | 2.0% | |
| 11 Fidelity FREEDOM INDEX 2060 INVESTOR | — | — | — | $484K | 1.9% | |
| 3 Fidelity FREEDOM INDEX 2020 INVESTOR | — | — | — | $408K | 1.6% | |
| BLACKROCK MID CAP EQUITY INDEX FUND GREAT GRAY · EIN 20-3802327 / PN 003 | Common Collective Trust | — | — | $380K | 1.5% | |
| BLACKROCK RUSSELL 2000 INDEX FUND R GREAT GRAY · EIN 20-3802587 / PN 004 | Common Collective Trust | — | — | $254K | 1.0% | |
| MORLEY STABLE VALUE CL 25 - I MORLEY STABLE VALUE FUND · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $224K | 0.9% | |
| s 1 BlackRock EMERGING MKTS K | Mutual Funds | — | — | $125K | 0.5% | |
| 16 Janus Henderson JANUS HENDERSON VENURE N | — | — | — | $109K | 0.4% | |
| 12 Fidelity FREEDOM INDEX INCOME INVESTOR | — | — | — | $86K | 0.3% | |
| 14 Franklin SMALL CAP VALUE R6 | — | — | — | $85K | 0.3% | |
| 2 Diamond Hill DIAMOND HILL LARGE CAP A | — | — | — | $84K | 0.3% | |
| BLACKROCK U.S. DEBT INDEX FD R GREAT GRAY · EIN 20-3802445 / PN 010 | Common Collective Trust | — | — | $65K | 0.3% | |
| Plan participants TO 9.50% | — | — | — | $57K | 0.2% | |
| 13 Fidelity INTL CPTL APPREC K6 | — | — | — | $12K | <0.1% | |
| 15 Invesco REAL ESTATE R6 | — | — | — | $3K | <0.1% |
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