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Original filing (PDF)20251014055232NAL0002178913001
OPEN LOOP ENERGY, INC.
Form 5500
FILING_RECEIVED
OPEN LOOP ENERGY, INC. RETIREMENT SAVINGS PLAN
401(k) retirement plan
Active participants
166
Accounts w/ balance
205
Plan assets (EOY)
$9.1M
Net assets (EOY)
$9.1M
How this plan invests
This plan
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 73 bps in Schedule C fees — modestly above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for OPEN LOOP ENERGY, INC..
Plan sponsor
Name
OPEN LOOP ENERGY, INC.
EIN
86-0701324
Address
1722 N 8TH AVE · SAFFORD, AZ · 85546
Phone
(928) 348-9200
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BAS PARTNERS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $38K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PFG ADVISORS, LLC | 47-2483769 | — | INVESTMENT/FINANCIAL ADVI | $29K | — |
Investments
29 direct securities· $8.9M(97% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AMERFUNDS 2050 TARG DATERET R6 | Registered Investment Companies | — | — | $2.1M | 23.5% | |
| FID 500 IND | Registered Investment Companies | — | — | $802K | 8.8% | |
| AMERFUNDS 2030 TARG DATERET R6 | Registered Investment Companies | — | — | $715K | 7.8% | |
| AMERFUNDS 2060 TARG DATERET R6 | Registered Investment Companies | — | — | $685K | 7.5% | |
| AMERFUNDS 2040 TARG DATERET R6 | Registered Investment Companies | — | — | $614K | 6.7% | |
| VANGUARD TREASURY MONEY MARKET | Registered Investment Companies | — | — | $506K | 5.5% | |
| DFA US VECTOR EQ FD INST | Registered Investment Companies | — | — | $471K | 5.2% | |
| AMERFUNDS 2020 TARG DATERET R6 | Registered Investment Companies | — | — | $438K | 4.8% | |
| AF STRATEGIC BOND R6 | Registered Investment Companies | — | — | $360K | 3.9% | |
| FID ADV GRWTH OPPS - Z | Registered Investment Companies | — | — | $305K | 3.3% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $292K | 3.2% | |
| AMERICAN FUNDS 2055 TARGET R6 | Registered Investment Companies | — | — | $248K | 2.7% | |
| FEDERATED MDT MDCP GR R6 | Registered Investment Companies | — | — | $217K | 2.4% | |
| AMERFUNDS 2035 TARG DATERET R6 | Registered Investment Companies | — | — | $216K | 2.4% | |
| MFS INTERNATIONAL GROWTH R6 | Registered Investment Companies | — | — | $198K | 2.2% | |
| AMERFUNDS 2045 TARG DATERET R6 | Registered Investment Companies | — | — | $189K | 2.1% | |
| COLUMBIA DIV INC FUND I | Registered Investment Companies | — | — | $148K | 1.6% | |
| AMER FUNDS NEW PERSP R6 | Registered Investment Companies | — | — | $78K | 0.9% | |
| FIDELITY ADVISOR TECHNOLOGY Z 650 REGISTERED INVESTMENT COMPANY AMERFUNDS 2010 TARG DATERET R6 | Registered Investment Companies | — | — | $65K | 0.7% | |
| AMERFUNDS 2025 TARG DATERET R6 | Registered Investment Companies | — | — | $50K | 0.6% | |
| FID INTERNATIONAL INDEX | Registered Investment Companies | — | — | $42K | 0.5% | |
| INV SM CAP VAL R6 | Registered Investment Companies | — | — | $41K | 0.4% | |
| AMC SMALL CAP GROWTH - R6 | Registered Investment Companies | — | — | $37K | 0.4% | |
| AMERFUNDS 2015 TARG DATERET R6 | Registered Investment Companies | — | — | $10K | 0.1% | |
| AMF AMERICAN HIGH INCOME - R6 | Registered Investment Companies | — | — | $4K | <0.1% | |
| FID MID CAP INDEX | Registered Investment Companies | — | — | $3K | <0.1% | |
| BLACKROCK EMERGING MARKETS K | Registered Investment Companies | — | — | $2K | <0.1% | |
| BLACKROCK INFL PROTECT BOND K | Registered Investment Companies | — | — | $2K | <0.1% | |
| DODGE & COX INTL STOCK I | Registered Investment Companies | — | — | $1K | <0.1% |
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