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Original filing (PDF)20251014121154NAL0003891280013
ARIZONA TECHNOLOGY COUNCIL
Form 5500
FILING_RECEIVED
ARIZONA TECHNOLOGY COUNCIL MULTIPLE EMPLOYER 401(K) PLAN
401(k) retirement plan
Signals · 1
~76 bps in Sched C fees
Active participants
103
Accounts w/ balance
165
Plan assets (EOY)
$7.1M
Net assets (EOY)
$7.1M
How this plan invests
This plan
8 pooled trusts
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 76 bps in Schedule C fees — modestly above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ARIZONA TECHNOLOGY COUNCIL.
Plan sponsor
Name
ARIZONA TECHNOLOGY COUNCIL
EIN
86-0684848
Address
2800 N. CENTRAL AVE · SUITE 1530 · PHOENIX, AZ · 85255
Phone
(602) 343-8324
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
2F · ERISA section 404(c)
2U · Association Retirement Plan
Audit & trust (Schedule H)
Auditor
METZ CPA, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 04-1590850 | — | RECORDKEEPER | $39K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | — | ST LOUIS, MO | INVESTMENT ADVISOR | $11K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NOVA 401(K) ASSOCIATES | 20-1181458 | — | CONTRACT ADMIN | $4K | — |
Investments
25 direct securities · 8 pooled funds· $6.9M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$3.9M
8 holdings
Uncategorized
$3.0M
25 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| INDEXSELECT MODERATE 2045 CIT GREAT GRAY · EIN 81-4470950 / PN 308 | Common Collective Trust | — | — | $1.5M | 20.8% | |
| INDEXSELECT MODERATE 2035 CIT GREAT GRAY · EIN 81-4457845 / PN 307 | Common Collective Trust | — | — | $1.2M | 16.6% | |
| INDEXSELECT MODERATE 2055 CIT GREAT GRAY · EIN 81-4484368 / PN 309 | Common Collective Trust | — | — | $752K | 10.6% | |
| Fidelity 500 Index Fund Mutual funds | — | — | — | $601K | 8.5% | |
| Fidelity Advisor Growth Opportunities Fund Mutual funds | — | — | — | $464K | 6.5% | |
| INDEXSELECT MODERATE RETIREMENT CIT GREAT GRAY · EIN 81-4430771 / PN 305 | Common Collective Trust | — | — | $342K | 4.8% | |
| John Hancock Bond Fund Mutual funds | — | — | — | $264K | 3.7% | |
| PIMCO Income Fund Mutual funds | — | — | — | $219K | 3.1% | |
| MFS Value Fund Mutual funds | — | — | — | $216K | 3.0% | |
| Vanguard Intermediate-Term Fund Mutual funds | — | — | — | $147K | 2.1% | |
| Ishares U.S. Aggregate Bond Index Fund Mutual funds | — | — | — | $135K | 1.9% | |
| SAGIC Diversified Bond Fund Guaranteed investment contract | — | — | — | $117K | 1.6% | |
| MFS International Growth Fund Mutual funds | — | — | — | $116K | 1.6% | |
| BlackRock High Yield Bond Fund Mutual funds | — | — | — | $113K | 1.6% | |
| Vanguard Mid Cap Index Fund Mutual funds | — | — | — | $109K | 1.5% | |
| DFA US Small Cap Fund Mutual funds | — | — | — | $96K | 1.4% | |
| MFS Mid Cap Growth Fund Mutual funds | — | — | — | $95K | 1.3% | |
| INDEXSELECT CONSERVATIVE 2045 CIT GREAT GRAY · EIN 81-4532033 / PN 313 | Common Collective Trust | — | — | $83K | 1.2% | |
| Calamos Evolving World Growth Fund Mutual funds | — | — | — | $81K | 1.1% | |
| INDEXSELECT AGGRESSIVE 2055 CIT GREAT GRAY · EIN 81-4418048 / PN 304 | Common Collective Trust | — | — | $61K | 0.9% | |
| Participant loans Interest rates from 4.25% to 10.50% $0 | — | — | — | $57K | 0.8% | |
| Vanguard Developed Market Index Fund Mutual funds | — | — | — | $35K | 0.5% | |
| PIMCO International Bond Fund Mutual funds | — | — | — | $34K | 0.5% | |
| Victory Trivalent International Small Cap Fund Mutual funds | — | — | — | $32K | 0.4% | |
| Ishares Russell 2000 Small-Cap Index Fund Mutual funds | — | — | — | $19K | 0.3% | |
| DFA Commodity Strategy Portfollio Fund Mutual funds | — | — | — | $19K | 0.3% | |
| BNY Mellon Global Equity Income Fund Mutual funds | — | — | — | $15K | 0.2% | |
| Vanguard Emerging Markets Stock Index Fund Mutual funds | — | — | — | $14K | 0.2% | |
| Vanguard Balanced Index Fund Mutual funds | — | — | — | $6K | <0.1% | |
| INDEXSELECT AGGRESSIVE RETIRE FUND GREAT GRAY · EIN 81-4374798 / PN 300 | Common Collective Trust | — | — | $4K | <0.1% | |
| Vanguard Total International Bond Index Fund Mutual funds | — | — | — | $3K | <0.1% | |
| Vanguard Wellesley Income Fund Mutual funds | — | — | — | $2K | <0.1% | |
| INDEXSELECT AGGRESSIVE 2035 FUND CL GREAT GRAY · EIN 81-4393238 / PN 302 | Common Collective Trust | — | — | $1K | <0.1% |
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