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Original filing (PDF)20250827051600NAL0018397858001
CAFE VALLEY, INC.
Form 5500
FILING_RECEIVED
CAFE VALLEY, INC. 401(K) PROFIT SHARING PLAN AND TRUST
401(k) retirement plan
Signals · 1
50% in single holding
Active participants
1,087
Accounts w/ balance
498
Plan assets (EOY)
$11.8M
Net assets (EOY)
$11.8M
How this plan invests
This plan
1 pooled trust
Schedule D
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
81
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
100
Participation health
65
Knocking points off
- Top holding "STATE ST EQUITY 500 INDEX K" is 50% of plan.
- 63 bps in Schedule C fees — 118% above peer band of 29 bps.
- Only 46% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CAFE VALLEY, INC..
Plan sponsor
Name
CAFE VALLEY, INC.
EIN
86-0575165
Address
7000 WEST BUCKEYE RD · PHOENIX, AZ · 85043
Phone
(623) 915-5819
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-27
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CBIZ CPAS P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $59K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CBIZ CPAS P.C. | 43-1947695 | — | ACCOUNTANT | $16K | — |
Investments
22 direct securities · 1 pooled fund· $11.4M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$11.2M
22 holdings
Common Collective Trust
$162K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| STATE ST EQUITY 500 INDEX K | Registered Investment Companies | — | — | $5.6M | 47.9% | |
| FID FREEDOM INDEX 2035 PREMIER | Registered Investment Companies | — | — | $1.0M | 8.8% | |
| FID FREEDOM INDEX 2040 PREMIER | Registered Investment Companies | — | — | $790K | 6.7% | |
| FID FREEDOM INDEX 2030 PREMIER | Registered Investment Companies | — | — | $636K | 5.4% | |
| FID FREEDOM INDEX 2045 PREMIER | Registered Investment Companies | — | — | $589K | 5.0% | |
| FID FREEDOM INDEX 2025 PREMIER | Registered Investment Companies | — | — | $416K | 3.5% | |
| FID FREEDOM INDEX 2055 PREMIER | Registered Investment Companies | — | — | $355K | 3.0% | |
| FID FREEDOM INDEX 2060 PREMIER | Registered Investment Companies | — | — | $322K | 2.7% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $257K | 2.2% | |
| FID FREEDOM INDEX 2050 PREMIER | Registered Investment Companies | — | — | $215K | 1.8% | |
| NUVEEN SMALLCAP BLEND INDEX R6 | Registered Investment Companies | — | — | $189K | 1.6% | |
| T. ROWE PRICE DIVIDEND GR I | Registered Investment Companies | — | — | $179K | 1.5% | |
| INVESCO STABLE ASSET - ADPZ INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $162K | 1.4% | |
| FID FREE INDX 2015 PREM | Registered Investment Companies | — | — | $144K | 1.2% | |
| FID FREEDOM INDEX 2065 PREMIER | Registered Investment Companies | — | — | $85K | 0.7% | |
| VANGUARD INTERMEDIATE TERM BON | Registered Investment Companies | — | — | $76K | 0.6% | |
| BLACKROCK TOTAL RETURN K | Registered Investment Companies | — | — | $68K | 0.6% | |
| MFS INTL INTRINSIC VALUE R6 | Registered Investment Companies | — | — | $64K | 0.5% | |
| FID FREEDOM INDEX 2020 PREMIER | Registered Investment Companies | — | — | $56K | 0.5% | |
| FID FREEDOM INDEX INC PREMIER | Registered Investment Companies | — | — | $56K | 0.5% | |
| ISHARES MSCI EAFE INTL INDEX K | Registered Investment Companies | — | — | $36K | 0.3% | |
| MFS TOTAL RETURN - R6 | Registered Investment Companies | — | — | $21K | 0.2% | |
| FID FREEDOM INDEX 2010 PREMIER | Registered Investment Companies | — | — | $1K | <0.1% |