Original filing (PDF)20251010111205NAL0012404912001

SWCA, INCORPORATED

Name: SWCA, INCORPORATED — SWCA, INC EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST, Form 5500 (2024)
Creator: SWCA, INCORPORATED

Form 5500

FILING_RECEIVED

SWCA, INC EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST

Defined-contribution retirement plan

Signals · 3

93% in single holding93% employer stockNo recordkeeper disclosed

Active participants

1,317

Accounts w/ balance

1,581

Plan assets (EOY)

$110.9M

Net assets (EOY)

$110.9M

How this plan invests

This plan

9 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

100

Vendor stack

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SWCA, INCORPORATED.

Plan sponsor

Name

SWCA, INCORPORATED

EIN

86-0483317

Address

20 E THOMAS RD STE 1700 · PHOENIX, AZ · 85012

Phone

(602) 274-3831

Industry

Professional & Technical Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

002

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-10

Pension benefit codes

2E · Profit-sharing

2I · Stock bonus

2O · ESOP (non-leveraged)

2Q · S-corporation ESOP

3I · Requires investment in employer securities

Audit & trust (Schedule H)

Auditor

EIDE BAILLY LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

1 rows

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
CHARLES SCHWAB	94-1737782	—	INVESTMENT MANAGEMENT	$36K	—

Investments

9 direct securities· $110.9M(100% of reported assets)

Investment	Type	Shares / units	Cost	Current value	% of plan
SWCA, Inc. Common Stock Common Stock, 174,343 Shares	—	—	$2.3M	$102.7M	92.5%
WisdomTree Floating Rate Treasury Fund Exchange Traded Fund	—	—	$2.1M	$2.1M	1.9%
TCW Flexible Income ETF Exchange Traded Fund	—	—	$2.4M	$2.1M	1.9%
PIMCO Income Fund Mutual Fund	—	—	$2.3M	$2.1M

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