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Original filing (PDF)20251014114449NAL0005754434001
ASCENT AVIATION SERVICES, LLC
Form 5500
FILING_RECEIVED
ASCENT AVIATION SERVICES, LLC 401(K) PLAN
401(k) retirement plan
Signals · 2
42% in single holdingNo recordkeeper disclosed
Active participants
416
Accounts w/ balance
135
Plan assets (EOY)
$7.5M
Net assets (EOY)
$7.5M
How this plan invests
This plan
1 pooled trust
Schedule D
19 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
79
Total plan cost
100
Vendor stack
80
Participation health
65
Knocking points off
- Top holding "or similar party collateral, par, or maturity value Vanguard 500 Index Fund Mutual Fund" is 42% of plan.
- No recordkeeper disclosed on Schedule C.
- Only 32% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ASCENT AVIATION SERVICES, LLC.
Plan sponsor
Name
ASCENT AVIATION SERVICES, LLC
EIN
86-0361921
Address
24641 PINAL AIR · PARK ROAD · MARANA, AZ · 856539501
Phone
(520) 682-4181
Industry
Transportation & Warehousingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FGMK, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE RETIREMENT PLAN COMPANY, LLC | 38-3712991 | — | NONE | $23K | — |
| NORTHWEST CAPITAL MANAGEMENT, INC. | — | PORTLAND, OR | NONE | $15K | — |
Investments
18 direct securities · 1 pooled fund· $7.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$7.2M
18 holdings
Common Collective Trust
$270K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| similar party collateral, par, or maturity value Vanguard 500 Index Fund Mutual Fund | — | — | — | $3.1M | 42.0% | |
| Vanguard Mid Cap Index Fund Admiral Mutual Fund | — | — | — | $868K | 11.6% | |
| T. Rowe Price Overseas Stock Fund I Mutual Fund | — | — | — | $505K | 6.8% | |
| Vanguard Developed Markets Index Adm Mutual Fund | — | — | — | $319K | 4.3% | |
| T. Rowe Price Mid-Cap Growth Fund I Mutual Fund | — | — | — | $295K | 4.0% | |
| Vanguard Total Intl Bd Index Admiral Mutual Fund | — | — | — | $277K | 3.7% | |
| GOLDMAN SACHS SV CTF INST CL 1 THE GOLDMAN SACHS TRUST COMPANY, N.A. · EIN 13-4019460 / PN 000 | Common Collective Trust | — | — | $270K | 3.6% | |
| JPMorgan Small Cap Equity R6 Mutual Fund | — | — | — | $246K | 3.3% | |
| T. Rowe Price Large-Cap Growth Fund I Mutual Fund | — | — | — | $238K | 3.2% | |
| Vanguard Total Bond Market Index Adm Mutual Fund | — | — | — | $213K | 2.9% | |
| Victory Core Plus Intermediate Bd R6 Mutual Fund | — | — | — | $212K | 2.8% | |
| JPMorgan Equity Income R6 Mutual Fund | — | — | — | $173K | 2.3% | |
| Vanguard Short-Term Infl-Prot Adm Mutual Fund | — | — | — | $170K | 2.3% | |
| Vanguard Small Cap Index Fund I Mutual Fund | — | — | — | $167K | 2.2% | |
| BlackRock High Yield Institutional Mutual Fund | — | — | — | $127K | 1.7% | |
| maturing from 2025 to 2029 | — | — | — | $100K | 1.3% | |
| Vanguard Emerging Mkts Stk Index Fund Adm Mutual Fund | — | — | — | $83K | 1.1% | |
| GQG Partners Emerging Markets Equity R6 Mutual Fund | — | — | — | $43K | 0.6% | |
| Vanguard Short-Term Bond Index Fund Adm Mutual Fund | — | — | — | $3K | <0.1% |
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