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Original filing (PDF)20250923144528NAL0006970448001
AVESIS, LLC
Form 5500
FILING_RECEIVED
AVESIS RETIREMENT INVESTMENT PLAN
401(k) retirement plan
Active participants
654
Accounts w/ balance
740
Plan assets (EOY)
$33.2M
Net assets (EOY)
$33.2M
How this plan invests
This plan
2 pooled trusts
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 47 bps in Schedule C fees — 63% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AVESIS, LLC.
Plan sponsor
Name
AVESIS, LLC
EIN
86-0349350
Address
1295 W. WASHINGTON ST. · SUITE 212 · TEMPE, AZ · 85281
Phone
(800) 522-0258
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-23
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CARON BLETZER PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $77K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CREATIVE PLANNING LLC | 84-4519624 | — | ADVISOR | $74K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $6K | — |
Investments
26 direct securities · 2 pooled funds· $32.2M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$31.0M
26 holdings
Common Collective Trust
$1.2M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2045 Fund " | — | — | — | $4.0M | 12.2% | |
| Vanguard Target Retirement 2030 Fund " | — | — | — | $3.7M | 11.1% | |
| Vanguard Target Retirement 2040 Fund " | — | — | — | $3.3M | 10.1% | |
| Fidelity 500 Index Fund " | — | — | — | $3.3M | 9.8% | |
| Vanguard Target Retirement 2035 Fund " | — | — | — | $3.2M | 9.7% | |
| Vanguard Target Retirement 2050 Fund " | — | — | — | $3.1M | 9.4% | |
| Vanguard Target Retirement 2055 Fund " | — | — | — | $1.9M | 5.7% | |
| Vanguard Target Retirement 2025 Fund " | — | — | — | $1.2M | 3.7% | |
| Vanguard Target Retirement 2020 Fund " | — | — | — | $1.2M | 3.5% | |
| AB Large Cap Growth Fund " | — | — | — | $1.0M | 3.1% | |
| Vanguard Target Retirement 2060 Fund " | — | — | — | $1.0M | 3.1% | |
| PUTNAM STABLE VALUE PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $976K | 2.9% | |
| Vanguard Small-Cap Index Fund " | — | — | — | $732K | 2.2% | |
| Vanguard Total Bond Market Fund " | — | — | — | $614K | 1.9% | |
| Vanguard Mid-Cap Index Fund " | — | — | — | $468K | 1.4% | |
| Vanguard Target Retirement Income Fund " | — | — | — | $402K | 1.2% | |
| Putnam Large Cap Value Fund " | — | — | — | $333K | 1.0% | |
| BR MIDCAP GR EQ L1 GREAT GRAY TRUST COMPANY · EIN 20-3802327 / PN 003 | Common Collective Trust | — | — | $269K | 0.8% | |
| Vanguard Developed Markets Index Fund " | — | — | — | $252K | 0.8% | |
| Allspring Core Bond Fund " | — | — | — | $229K | 0.7% | |
| Dodge & Cox International Stock Fund " | — | — | — | $190K | 0.6% | |
| PIMCO Income Fund " | — | — | — | $189K | 0.6% | |
| Vanguard Target Retirement 2065 Fund " | — | — | — | $182K | 0.5% | |
| American Century Small Cap Value Fund " | — | — | — | $179K | 0.5% | |
| Vanguard Emerging Markets Stock Index Fund " | — | — | — | $130K | 0.4% | |
| Artisan International Small-Mid Fund Mutual fund | — | — | — | $28K | <0.1% | |
| Invesco Developing Markets Fund " | — | — | — | $27K | <0.1% | |
| Fidelity Government Money Market Fund " | — | — | — | $12K | <0.1% |
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