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Original filing (PDF)20251013182304NAL0000887107001
A NEW LEAF, INC.
Form 5500
FILING_RECEIVED
A NEW LEAF RETIREMENT PLAN
401(k) retirement plan
Signals · 2
~81 bps in Sched C feesNo recordkeeper disclosed
Active participants
433
Accounts w/ balance
544
Plan assets (EOY)
$13.5M
Net assets (EOY)
$13.5M
How this plan invests
This plan
3 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 81 bps in Schedule C fees — 179% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for A NEW LEAF, INC..
Plan sponsor
Name
A NEW LEAF, INC.
EIN
86-0256667
Address
868 EAST UNIVERSITY DRIVE · MESA, AZ · 852038033
Phone
(480) 969-4024
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CREATIVE PLANNING, LLC | 43-1270780 | — | INVESTMENT ADVISORY | $56K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $52K | — |
Investments
28 direct securities · 3 pooled funds· $14.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$12.9M
27 holdings
Common Collective Trust
$1.4M
3 holdings
Mutual Funds
$3K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| The Vanguard Group Target Retirement 2045 N/R | — | — | — | $1.8M | 13.4% | |
| The Vanguard Group Target Retirement 2030 N/R | — | — | — | $1.8M | 13.1% | |
| The Vanguard Group Target Retirement 2035 N/R | — | — | — | $1.4M | 10.1% | |
| The Vanguard Group Target Retirement 2025 N/R | — | — | — | $1.2M | 9.1% | |
| The Vanguard Group Target Retirement 2050 N/R | — | — | — | $1.0M | 7.7% | |
| The Vanguard Group Target Retirement 2040 N/R | — | — | — | $932K | 6.9% | |
| Collective Trust Funds AllianceBernstein Large Cap Growth CIT Series Class L N/R | — | — | — | $811K | 6.0% | |
| AB US LG CP GTH CIT W SRS CL L GREAT GRAY TRUST COMPANY · EIN 38-4116831 / PN 509 | Common Collective Trust | — | — | $811K | 6.0% | |
| The Vanguard Group Target Retirement 2060 N/R | — | — | — | $548K | 4.1% | |
| The Vanguard Group Target Retirement 2055 N/R | — | — | — | $496K | 3.7% | |
| PUTNAM STABLE VALUE FUND (25) PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $457K | 3.4% | |
| The Vanguard Group 500 Index Fund Admiral N/R | — | — | — | $422K | 3.1% | |
| Participant Loans Interest rates: 4.25% - 9.50% $0 | — | — | — | $324K | 2.4% | |
| The Vanguard Group Target Retirement 2020 N/R | — | — | — | $285K | 2.1% | |
| Blackrock Total Return Fund N/R | — | — | — | $283K | 2.1% | |
| PIMCO Income Institutional Fund N/R | — | — | — | $282K | 2.1% | |
| Victory Sycamore Small Company Opportunity Fund N/R | — | — | — | $281K | 2.1% | |
| The Vanguard Group Target Retirement 2065 N/R | — | — | — | $233K | 1.7% | |
| The Vanguard Group Mid Cap Index Admiral N/R | — | — | — | $228K | 1.7% | |
| John Hancock Disciplined Value Mid Cap Fund N/R 237 JPMorgan Mid Cap Growth - R6 N/R | — | — | — | $139K | 1.0% | |
| PUTNAM LARGE CP VALUE TRUST IA PUTNAM FIDUCIARY TRUST COMPANY · EIN 82-3639536 / PN 275 | Common Collective Trust | — | — | $129K | 1.0% | |
| Janus Henderson Triton Fund N/R | — | — | — | $103K | 0.8% | |
| American Funds New World Fund - R6 N/R | — | — | — | $100K | 0.7% | |
| The Vanguard Group Target Retirement Income Fund N/R | — | — | — | $89K | 0.7% | |
| The Vanguard Group Small Cap Index Admiral N/R | — | — | — | $55K | 0.4% | |
| The Vanguard Group Real Estate Index Admiral N/R | — | — | — | $31K | 0.2% | |
| The Vanguard Group Target Retirement 2070 N/R | — | — | — | $29K | 0.2% | |
| The Vanguard Group Total International Stock Index N/R | — | — | — | $5K | <0.1% | |
| (E) | — | — | $29K | $5K | <0.1% | |
| American Funds Europac Growth - R6 N/R | Mutual Funds | — | — | $3K | <0.1% | |
| (E) | — | — | — | $3K | <0.1% |
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