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Original filing (PDF)20251003110900NAL0000807603001
UNIVERSAL TECHNICAL INSTITUTE, INC.
Form 5500
FILING_RECEIVED
UNIVERSAL TECHNICAL INSTITUTE, INC. 401(K) PLAN
401(k) retirement plan
Active participants
3,891
Accounts w/ balance
4,071
Plan assets (EOY)
$188.3M
Net assets (EOY)
$188.3M
How this plan invests
This plan
1 pooled trust
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 20 bps in Schedule C fees — 97% above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNIVERSAL TECHNICAL INSTITUTE, INC..
Plan sponsor
Name
UNIVERSAL TECHNICAL INSTITUTE, INC.
EIN
86-0226984
Address
4225 E WINDROSE DRIVE · SUITE 200 · PHOENIX, AZ · 85032
Phone
(623) 445-9500
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-03
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
3J · U.S. plan covering Puerto Rico residents
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $252K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SAGEVIEW ADVISORY GROUP, LLC | 33-0818667 | — | INVESTMENT ADVISOR | $56K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $49K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FORVIS, LLP | 44-0160260 | — | ACCOUNTANT/AUDITOR | $13K | — |
Investments
32 direct securities · 1 pooled fund· $188.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$182.7M
32 holdings
Common Collective Trust
$5.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FID FDM IDX 2040 IPR Mutual Fund | — | — | — | $23.3M | 12.4% | |
| FID FDM IDX 2030 IPR Mutual Fund | — | — | — | $19.7M | 10.5% | |
| FID 500 INDEX Mutual Fund | — | — | — | $18.7M | 9.9% | |
| FID FDM IDX 2045 IPR Mutual Fund | — | — | — | $15.8M | 8.4% | |
| FID FDM IDX 2035 IPR Mutual Fund | — | — | — | $15.7M | 8.3% | |
| FID FDM IDX 2025 IPR Mutual Fund | — | — | — | $12.5M | 6.6% | |
| TRP GROWTH STOCK I Mutual Fund | — | — | — | $10.2M | 5.4% | |
| FID FDM IDX 2050 IPR Mutual Fund | — | — | — | $9.4M | 5.0% | |
| FID MID CAP IDX Mutual Fund | — | — | — | $6.6M | 3.5% | |
| GG TRP STABLE VAL S GREAT GRAY TRUST COMPANY · EIN 86-1182766 / PN 655 | Common Collective Trust | — | — | $5.5M | 2.9% | |
| FID FDM IDX 2055 IPR Mutual Fund | — | — | — | $4.9M | 2.6% | |
| BAIRD CORE PLUS INST Mutual Fund | — | — | — | $4.9M | 2.6% | |
| FID FDM IDX 2020 IPR Mutual Fund | — | — | — | $4.6M | 2.4% | |
| FID INTL INDEX Mutual Fund | — | — | — | $3.7M | 2.0% | |
| TRP MID CAP VALUE I Mutual Fund | — | — | — | $3.5M | 1.8% | |
| VANG CR FED MM ADM Mutual Fund | — | — | — | $3.4M | 1.8% | |
| Notes receivable from participants Interest at 4.25% to 9.50% | — | — | — | $3.3M | 1.7% | |
| DODGE & COX STOCK I Mutual Fund | — | — | — | $2.7M | 1.5% | |
| ABF SM CAP VALUE R6 Mutual Fund | — | — | — | $2.4M | 1.3% | |
| Fidelity Brokeragelink Self-directed | — | — | — | $2.4M | 1.3% | |
| DFA INTL SMALL CO I Mutual Fund | — | — | — | $2.3M | 1.2% | |
| FID FDM IDX 2060 IPR Mutual Fund | — | — | — | $2.1M | 1.1% | |
| PIMCO INCOME INST Mutual Fund | — | — | — | $2.1M | 1.1% | |
| DFA EMRG MKT CORE EQ Mutual Fund | — | — | — | $1.6M | 0.9% | |
| FID FDM IDX 2015 IPR Mutual Fund | — | — | — | $1.3M | 0.7% | |
| FID FDM IDX INC IPR Mutual Fund | — | — | — | $1.3M | 0.7% | |
| DFA INTL VALUE I Mutual Fund | — | — | — | $1.2M | 0.6% | |
| DFA US SMALL CAP I Mutual Fund | — | — | — | $896K | 0.5% | |
| AF EUROPAC GROWTH R6 Mutual Fund | — | — | — | $850K | 0.5% | |
| VANG ST INF PS IDX A Mutual Fund | — | — | — | $826K | 0.4% | |
| FID FDM IDX 2065 IPR Mutual Fund | — | — | — | $636K | 0.3% | |
| FID GOVT MMKT Mutual Fund | — | — | — | $3K | <0.1% | |
| FID FDM IDX 2070 IPR Mutual Fund | — | — | — | $1K | <0.1% |
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