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Original filing (PDF)20260309175606NAL0002599936001
THE OPPORTUNITY TREE
Form 5500-SF
FILING_RECEIVED
THE OPPORTUNITY TREE 401(K) PLAN
401(k) retirement plan
Signals · 1
No auditor on file
Active participants
320
Accounts w/ balance
53
Plan assets (EOY)
$943K
Net assets (EOY)
$943K
Plan health score (directional)
72
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
60
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
65
Knocking points off
- No independent qualified public accountant (IQPA) named.
- Only 17% as many balances as active participants — suggests many active employees aren't deferring.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE OPPORTUNITY TREE.
Plan sponsor
Name
THE OPPORTUNITY TREE
EIN
86-0180419
Address
3146 EAST WINDSOR AVENUE · PHOENIX, AZ · 85008
Phone
(602) 957-6341
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-07-01
Tax period
2025-06-30
Filed
2026-03-09
Pension benefit codes
2G · Total participant-directed accounts
2F · ERISA section 404(c)
3D · Pre-approved plan (master / prototype / VS)
2J · 401(k) feature
2K · 401(m) arrangement
2E · Profit-sharing
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Small plan (5500-SF) — Schedule H data not available.
Service providers (Schedule C)
Small plans don't disclose service providersRelated plans
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