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Original filing (PDF)20251010153209NAL0018395570001
ASSOCIATION OF UNIVERSITIES FOR RESEARCH IN ASTRONOMY, INC.
Form 5500
FILING_RECEIVED
THE ASSOCIATION OF UNIVERSITIES FOR RESEARCH IN ASTRONOMY, INC. 403(B) SAVINGS PLAN
403(b) retirement plan
Active participants
1,557
Accounts w/ balance
1,619
Plan assets (EOY)
$298.8M
Net assets (EOY)
$298.8M
How this plan invests
This plan
1 pooled trust
Schedule D
45 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (4 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ASSOCIATION OF UNIVERSITIES FOR RESEARCH IN ASTRONOMY, INC..
Plan sponsor
Name
ASSOCIATION OF UNIVERSITIES FOR RESEARCH IN ASTRONOMY, INC.
EIN
86-0138043
Address
1331 PENNSYLVANIA AVE NW · SUITE 1475 · WASHINGTON, DC · 20004
Phone
(520) 318-8241
Industry
Professional & Technical Servicessee all
Plan administrator
Name
ELVIRA URQUIDEZ
EIN
86-6107256
City
WASHINGTON, DC
Phone
(520) 318-8241
Plan characteristics
Plan number
006
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $57K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | INV. ADVISORY | $26K | — |
| MULTNOMAH GROUP | 20-0361079 | PORTLAND, OR | INV. ADVISORY | $25K | — |
Investments
45 direct securities · 1 pooled fund· $302.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$298.8M
45 holdings
Pooled Separate Account
$3.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Brokerage Link | — | — | — | $31.3M | 10.5% | |
| Fidelity 500 Index | — | — | — | $26.8M | 9.0% | |
| CREF Stock Account | — | — | — | $25.1M | 8.4% | |
| JP Morgan Large Cap Growth | — | — | — | $24.2M | 8.1% | |
| Vanguard Target Retirement Income 2030 | — | — | — | $18.6M | 6.2% | |
| TIAA Traditional Insurance Nonbenefit Responsive | — | — | — | $17.8M | 5.9% | |
| TIAA Traditional Insurance Benefit Responsive | — | — | — | $15.9M | 5.3% | |
| Vanguard Target Retirement Income 2045 | — | — | — | $13.4M | 4.5% | |
| Vanguard Target Retirement Income 2025 | — | — | — | $12.0M | 4.0% | |
| Vanguard Target Retirement Income 2035 | — | — | — | $10.9M | 3.6% | |
| Vanguard Target Retirement Income 2040 | — | — | — | $9.6M | 3.2% | |
| CREF Growth Account | — | — | — | $8.2M | 2.7% | |
| Vanguard Target Retirement Income 2050 | — | — | — | $8.0M | 2.7% | |
| CREF Global Equities Account | — | — | — | $7.8M | 2.6% | |
| Vanguard Target Retirement Income 2020 | — | — | — | $6.2M | 2.1% | |
| CREF Equity Index Account | — | — | — | $5.7M | 1.9% | |
| CREF Social Choice Account | — | — | — | $5.6M | 1.9% | |
| PGIM Total Return Bond | — | — | — | $4.9M | 1.6% | |
| Fidelity Extended Market Index | — | — | — | $4.2M | 1.4% | |
| NY Life Guaranteed Interest Account | — | — | — | $4.1M | 1.4% | |
| TIAA REA Account | — | — | — | $3.7M | 1.2% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $3.7M | 1.2% | |
| Vanguard Target Retirement Income | — | — | — | $3.5M | 1.2% | |
| Vanguard Target Retirement Income 2055 | — | — | — | $3.3M | 1.1% | |
| Fidelity International Index | — | — | — | $3.2M | 1.1% | |
| Fidelity US Sustainability Index | — | — | — | $2.9M | 1.0% | |
| JP Morgan Equity Income | — | — | — | $2.6M | 0.9% | |
| Fidelity US Bond Index | — | — | — | $2.3M | 0.8% | |
| CREF Core Bond Account | — | — | — | $2.3M | 0.8% | |
| CREF Inflation-Linked Bond | — | — | — | $2.0M | 0.7% | |
| American Funds Europacific Growth R6 | — | — | — | $1.7M | 0.6% | |
| Vanguard Target Retirement Income 2060 | — | — | — | $1.7M | 0.6% | |
| Conestoga Small Cap | — | — | — | $1.5M | 0.5% | |
| Northern Small Cap Value | — | — | — | $1.4M | 0.5% | |
| CREF Money Market Account | — | — | — | $1.2M | 0.4% | |
| Causeway International Value | — | — | — | $1.1M | 0.4% | |
| Fidelity Small Cap Index | — | — | — | $1.0M | 0.3% | |
| Vanguard REIT Index | — | — | — | $963K | 0.3% | |
| Fidelity Emerging Markets Index | — | — | — | $747K | 0.2% | |
| Participant Loans - Rates from 4.25% - 9.50% | — | — | — | $590K | 0.2% | |
| Fidelity Sustainability Bond Index | — | — | — | $530K | 0.2% | |
| Vanguard Target Retirement Income 2065 | — | — | — | $291K | <0.1% | |
| Vanguard Fed MMKT | — | — | — | $54K | <0.1% | |
| Fidelity Government Money Market | — | — | — | $34K | <0.1% | |
| TIAA Plan Loan Default Fund | — | — | — | $26K | <0.1% | |
| Vanguard Target Retirement Income 2070 | — | — | — | $11K | <0.1% |