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Original filing (PDF)20251015120651NAL0006199232001
COLORADO RIVER INDIAN TRIBES
Form 5500
FILING_RECEIVED
THE COLORADO RIVER INDIAN TRIBES RETIREMENT PLAN AND TRUST
401(k) retirement plan
Signals · 1
34% in single holding
Active participants
729
Accounts w/ balance
1,071
Plan assets (EOY)
$30.4M
Net assets (EOY)
$30.4M
How this plan invests
This plan
1 pooled trust
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
83
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Transamerica Life Insurance Company" is 34% of plan.
- 41 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for COLORADO RIVER INDIAN TRIBES.
Plan sponsor
Name
COLORADO RIVER INDIAN TRIBES
EIN
86-0092226
Address
26600 MOHAVE ROAD · PARKER, AZ · 85344
Phone
(928) 669-1280
Industry
Public Administrationsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
REDW LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | HARRISON, NY | RECORDKEEPER | $66K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| M.S. HOWELLS & CO | 86-0988422 | SCOTTSDALE, AZ | BROKER | — | — |
Trustee
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA TRUST COMPANY | 42-0947998 | HARRISON, NY | TRUSTEE | $167 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| INTEROCEAN CAPITAL | 20-8161914 | SCOTTSDALE, AZ | INVESTMENT AD VISORY - PL | $59K | — |
Investments
35 direct securities · 1 pooled fund· $56.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$28.5M
35 holdings
Pooled Separate Account
$28.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TRANAMERICA RETIREMENT SERVICES TRANAMERICA RETIREMENT SERVICES · EIN 13-3689044 / PN 001 | Pooled Separate Account | — | — | $28.2M | 93.0% | |
| Transamerica Life Insurance Company | — | — | — | $9.8M | 32.2% | |
| Transamerica Life Insurance Company | — | — | — | $1.8M | 6.0% | |
| Transamerica Life Insurance Company | — | — | — | $1.5M | 4.8% | |
| Transamerica Life Insurance Company | — | — | — | $1.4M | 4.8% | |
| Transamerica Life Insurance Company | — | — | — | $1.4M | 4.5% | |
| Transamerica Life Insurance Company | — | — | — | $1.4M | 4.5% | |
| Transamerica Life Insurance Company | — | — | — | $1.2M | 4.1% | |
| Transamerica Life Insurance Company | — | — | — | $1.1M | 3.7% | |
| Transamerica Life Insurance Company | — | — | — | $903K | 3.0% | |
| Transamerica Life Insurance Company | — | — | — | $901K | 3.0% | |
| Transamerica Life Insurance Company | — | — | — | $894K | 2.9% | |
| Transamerica Life Insurance Company | — | — | — | $847K | 2.8% | |
| Transamerica Life Insurance Company | — | — | — | $750K | 2.5% | |
| Transamerica Life Insurance Company | — | — | — | $512K | 1.7% | |
| Transamerica Life Insurance Company | — | — | — | $486K | 1.6% | |
| Transamerica Life Insurance Company | — | — | — | $480K | 1.6% | |
| Transamerica Life Insurance Company | — | — | — | $341K | 1.1% | |
| Transamerica Life Insurance Company | — | — | — | $307K | 1.0% | |
| Transamerica Life Insurance Company | — | — | — | $281K | 0.9% | |
| Transamerica Life Insurance Company | — | — | — | $269K | 0.9% | |
| Transamerica Life Insurance Company | — | — | — | $213K | 0.7% | |
| Participant notes receivable | — | — | — | $195K | 0.6% | |
| Transamerica Life Insurance Company | — | — | — | $187K | 0.6% | |
| Transamerica Life Insurance Company | — | — | — | $185K | 0.6% | |
| Transamerica Life Insurance Company | — | — | — | $175K | 0.6% | |
| Transamerica Life Insurance Company | — | — | — | $157K | 0.5% | |
| Transamerica Life Insurance Company | — | — | — | $152K | 0.5% | |
| Transamerica Life Insurance Company | — | — | — | $132K | 0.4% | |
| Transamerica Life Insurance Company | — | — | — | $130K | 0.4% | |
| Transamerica Life Insurance Company | — | — | — | $124K | 0.4% | |
| Transamerica Life Insurance Company | — | — | — | $88K | 0.3% | |
| Transamerica Life Insurance Company | — | — | — | $75K | 0.2% | |
| Transamerica Life Insurance Company | — | — | — | $74K | 0.2% | |
| Transamerica Life Insurance Company | — | — | — | $27K | <0.1% | |
| Transamerica Life Insurance Company | — | — | — | $6K | <0.1% |