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Original filing (PDF)20250916100252NAL0001242739001
ANUVU OPERATIONS LLC
Form 5500
FILING_RECEIVED
ANUVU RETIREMENT PLAN
401(k) retirement plan
Signals · 2
Late filing · 34.0 moNo recordkeeper disclosed
Active participants
453
Accounts w/ balance
783
Plan assets (EOY)
$45.4M
Net assets (EOY)
$45.4M
How this plan invests
This plan
1 pooled trust
Schedule D
47 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
75
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Filed 34.0 months past the 10.5-month grace window.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (13 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ANUVU OPERATIONS LLC.
Plan sponsor
Name
ANUVU OPERATIONS LLC
EIN
85-4087698
Address
1875 E. DYER RD · SUITE 125 · SANTA ANA, CA · 92705
Phone
(949) 608-8700
Industry
Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2021-01-01
Tax period
2021-12-31
Filed
2025-09-16
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
KAUFMAN ROSSIN & CO.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KAUFMAN ROSSIN & CO | — | MIAMI, FL | SERVICE PROVIDER | $45K | — |
| VOYA RETIREMENT INSURANCE & ANNUITY | 71-0294708 | — | SERVICE PROVIDER | $12K | — |
Investments
47 direct securities · 1 pooled fund· $89.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$45.4M
47 holdings
Pooled Separate Account
$43.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VARIABLE ANNUITY ACCOUNT D VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $43.9M | 96.7% | |
| JPMorgan LgCp Grw Fnd R6 Registered Investment Company | — | — | — | $7.7M | 16.9% | |
| Vangrd Trgt Retire 2030 Fd Inv Registered Investment Company | — | — | — | $3.6M | 7.9% | |
| Vangrd Trgt Retire 2035 Fd Inv Registered Investment Company | — | — | — | $2.9M | 6.3% | |
| Vangrd Trgt Retire 2045 Fd Inv Registered Investment Company | — | — | — | $2.8M | 6.2% | |
| Vanguard 500 Index Fund-Adm Registered Investment Company | — | — | — | $2.4M | 5.2% | |
| Vangrd Trgt Retire 2040 Fd Inv Registered Investment Company | — | — | — | $2.2M | 4.8% | |
| American Funds Nw Prspctv R6 Registered Investment Company | — | — | — | $2.1M | 4.7% | |
| Vangrd Tot St Mkt Indx Fd Adm Registered Investment Company | — | — | — | $2.0M | 4.3% | |
| Vangrd Trgt Retire 2050 Fd Inv Registered Investment Company | — | — | — | $1.9M | 4.2% | |
| Amer Bcn Stphns Mid-Cap Gr R5 Registered Investment Company | — | — | — | $1.8M | 4.0% | |
| Vangrd Trgt Retire 2025 Fd Inv Registered Investment Company | — | — | — | $1.3M | 2.9% | |
| American Funds Am Balanced R6 Registered Investment Company | — | — | — | $1.3M | 2.8% | |
| Vangrd Trgt Retire 2055 Fd Inv Registered Investment Company | — | — | — | $1.2M | 2.6% | |
| Voya Fixed Account (4062) Insurance Company General Account | — | — | — | $1.1M | 2.4% | |
| JPMorgan Equity Income Fund R6 Registered Investment Company | — | — | — | $888K | 2.0% | |
| AmCen Mid Cap Value Fund R6 Registered Investment Company | — | — | — | $738K | 1.6% | |
| Vangrd Trgt Retire 2020 Fd Inv Registered Investment Company | — | — | — | $704K | 1.5% | |
| ClrBrg SmCp Grw Fd IS Registered Investment Company | — | — | — | $695K | 1.5% | |
| Vangrd SmlCp Indx Fd Admiral Registered Investment Company | — | — | — | $675K | 1.5% | |
| Vangrd Tot Int Stk In F Adm Registered Investment Company | — | — | — | $651K | 1.4% | |
| Vangrd LifeStrat Grw Fd Inv Registered Investment Company | — | — | — | $558K | 1.2% | |
| Vangrd Trgt Retire Inc Fd Inv Registered Investment Company | — | — | — | $538K | 1.2% | |
| Vangrd Mid-Cap Index Fund Adm Registered Investment Company | — | — | — | $530K | 1.2% | |
| PIMCO Total Return Fund Ins Registered Investment Company | — | — | — | $505K | 1.1% | |
| Vangrd Trgt Retire 2060 Fd Inv Registered Investment Company | — | — | — | $490K | 1.1% | |
| Neuberg Berm Real Est Fnd R6 Registered Investment Company | — | — | — | $421K | 0.9% | |
| Vangrd Tot Bd Mkt Ind Fd Adm Registered Investment Company | — | — | — | $413K | 0.9% | |
| Participants loans - Rates 4.25% to 6.50% | — | — | — | $408K | 0.9% | |
| DFA US Targeted Vl Port Ins Registered Investment Company | — | — | — | $404K | 0.9% | |
| American Funds EuroPacific R6 Registered Investment Company | — | — | — | $351K | 0.8% | |
| Vangrd Health Care Fund Adm Registered Investment Company | — | — | — | $327K | 0.7% | |
| Voya Intermediate Bond Fund R6 Registered Investment Company | — | — | — | $270K | 0.6% | |
| PIMCO Real Return Fund Ins Registered Investment Company | — | — | — | $263K | 0.6% | |
| American Funds New World R6 Registered Investment Company | — | — | — | $245K | 0.5% | |
| Vangrd LifeStrat Md Grw Fd Inv Registered Investment Company | — | — | — | $184K | 0.4% | |
| Vangrd Emr Mkts Stk Ind Fd Adm Registered Investment Company | — | — | — | $161K | 0.4% | |
| BlkRck High Yield Bnd Port K Registered Investment Company | — | — | — | $127K | 0.3% | |
| PIMCO Intl Bd Fnd (Unhdg) Ins Registered Investment Company | — | — | — | $116K | 0.3% | |
| Voya Gv Mny Mkt F A (Hld Acct) Registered Investment Company | — | — | — | $116K | 0.3% | |
| Inv Gold & Spec Min Fd R6 Registered Investment Company | — | — | — | $103K | 0.2% | |
| Vangrd LifeStrat Cns Gr Fd Inv Registered Investment Company | — | — | — | $86K | 0.2% | |
| MFS Utilities Fund R6 Registered Investment Company | — | — | — | $80K | 0.2% | |
| Vangrd Energy Fund Adm Registered Investment Company | — | — | — | $78K | 0.2% | |
| DFA Interm Govt Fix Inc Pt Ins Registered Investment Company | — | — | — | $57K | 0.1% | |
| Vangrd Trgt Retire 2065 Fd Inv Registered Investment Company | — | — | — | $31K | <0.1% | |
| Vangrd LifeStrat Inc Fd Inv Registered Investment Company | — | — | — | $12K | <0.1% | |
| Vangrd Trgt Retire 2015 Fd Inv Registered Investment Company | — | — | — | $2K | <0.1% |