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Original filing (PDF)20251003051345NAL0001788832001
LONZA USA INC.
Form 5500
FILING_RECEIVED
THE LONZA US SAVINGS PLAN
401(k) retirement plan
Active participants
5,125
Accounts w/ balance
7,439
Plan assets (EOY)
$1.2B
Net assets (EOY)
$1.2B
How this plan invests
This plan
15 pooled trusts
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 9 bps in Schedule C fees — 82% above peer band of 5 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LONZA USA INC..
Plan sponsor
Name
LONZA USA INC.
EIN
85-3984443
Address
412 MOUNT KEMBLE AVENUE · SUITE 200S · MORRISTOWN, NJ · 07960
Phone
(201) 316-9405
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-03
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
WISS & COMPANY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $944K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDUCIENT ADVISORS | 36-4001764 | — | CONSULTANT | $110K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WISS & COMPANY LLP | 22-1732349 | — | ACCOUNTANT | $30K | — |
Investments
12 direct securities · 15 pooled funds· $1.2B(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$601.3M
12 holdings
Common Collective Trust
$561.1M
15 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VAN INSTITUT IDX - INST PLS | Registered Investment Companies | — | — | $161.4M | 13.5% | |
| VANGUARD TARGET RET 2040 II VANGUARD FIDUCIARY TRUST · EIN 90-6083974 / PN 001 | Common Collective Trust | — | — | $89.6M | 7.5% | |
| VAN TARGET RET 2050 TRUST II VANGUARD FIDUCIARY TRUST · EIN 90-6083970 / PN 001 | Common Collective Trust | — | — | $82.4M | 6.9% | |
| VANGUARD TARGET RET INC II VANGUARD FIDUCIARY TRUST · EIN 90-6083967 / PN 001 | Common Collective Trust | — | — | $79.1M | 6.6% | |
| VANGUARD TARGET RET 2030 II VANGUARD FIDUCIARY TRUST · EIN 90-6083978 / PN 001 | Common Collective Trust | — | — | $71.8M | 6.0% | |
| FIDELITY CONTRAFUND K6 | Registered Investment Companies | — | — | $71.6M | 6.0% | |
| DODGE & COX STOCK I | Registered Investment Companies | — | — | $58.8M | 4.9% | |
| JANUS HENDERSON ENTERPRISE N | Registered Investment Companies | — | — | $58.5M | 4.9% | |
| INVESCO STABLE VALUE A1 INVESCO TRUST COMPANY · EIN 84-1142974 / PN 001 | Common Collective Trust | — | — | $48.4M | 4.1% | |
| VAN MID-CAP INDEX - INST | Registered Investment Companies | — | — | $41.5M | 3.5% | |
| VAN TOTAL INTL STK IDX - INST | Registered Investment Companies | — | — | $40.3M | 3.4% | |
| VAN TOTAL BOND MKT IDX - INST | Registered Investment Companies | — | — | $37.8M | 3.2% | |
| T ROWE PRICE MID CAP VALUE I | Registered Investment Companies | — | — | $35.5M | 3.0% | |
| VANGUARD TARGET RET 2035 II VANGUARD FIDUCIARY TRUST · EIN 90-6083976 / PN 001 | Common Collective Trust | — | — | $35.4M | 3.0% | |
| VAN SMALL CAP INDEX - INST | Registered Investment Companies | — | — | $34.8M | 2.9% | |
| VANGUARD TARGET RET 2020 II VANGUARD FIDUCIARY TRUST · EIN 90-6083982 / PN 001 | Common Collective Trust | — | — | $32.8M | 2.7% | |
| VANGUARD TARGET RET 2060 II VANGUARD FIDUCIARY TRUST · EIN 45-3799419 / PN 001 | Common Collective Trust | — | — | $30.7M | 2.6% | |
| VANGUARD TARGET RET 2055 II VANGUARD FIDUCIARY TRUST · EIN 27-6715091 / PN 001 | Common Collective Trust | — | — | $28.5M | 2.4% | |
| VAN TARGET RET 2045 TRUST II VANGUARD FIDUCIARY TRUST · EIN 90-6083972 / PN 001 | Common Collective Trust | — | — | $25.9M | 2.2% | |
| DODGE & COX INCOME I | Registered Investment Companies | — | — | $24.0M | 2.0% | |
| LOOMIS SAYLES SM CP VL N | Registered Investment Companies | — | — | $19.7M | 1.7% | |
| VANGUARD TARGET RET 2025 II VANGUARD FIDUCIARY TRUST · EIN 90-6083980 / PN 001 | Common Collective Trust | — | — | $18.4M | 1.5% | |
| AMERICAN FUNDS EUROPAC GRO- R6 | Registered Investment Companies | — | — | $17.2M | 1.4% | |
| VANGUARD TARGET RET 2065 II VANGUARD FIDUCIARY TRUST · EIN 82-6194314 / PN 001 | Common Collective Trust | — | — | $10.2M | 0.9% | |
| VAN TGT RET INC & GR TRUST II VANGUARD FIDUCIARY TRUST · EIN 87-6420194 / PN 001 | Common Collective Trust | — | — | $7.0M | 0.6% | |
| VANGUARD TARGET RET 2070 II VANGUARD FIDUCIARY TRUST · EIN 87-7039453 / PN 001 | Common Collective Trust | — | — | $826K | <0.1% | |
| STATE ST CASH SERIES US GOVT L STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% |