How big is EP Wealth Advisors Admin, LLC's plan?

EP Wealth Advisors Admin, LLC's plan reported $60.8M in assets and 461 participants for 2024.

Original filing (PDF)20250829171318NAL0011472241001

EP Wealth Advisors Admin, LLC

Name: EP Wealth Advisors Admin, LLC — EP Wealth Advisors, Form 5500 (2024)
Creator: EP Wealth Advisors Admin, LLC
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

EP Wealth Advisors Admin, LLC 401(k) Plan

401(k) retirement plan · EP Wealth Advisors Admin, LLC's EP Wealth Advisors Admin, LLC 401(k) Plan held $60.8M in plan assets for 461 participants in 2024, with Fidelity as recordkeeper.

Signals · 1

Corrective distributions issued

Active participants

461

Accounts w/ balance

495

Plan assets (EOY)

$60.8M

Net assets (EOY)

$60.8M

People on this filing

Mark Giese signed EP Wealth Advisors Admin, LLC's 2024 Form 5500 as plan administrator.

Mark Giese — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

EP Wealth Advisors Admin, LLC's EIN is 85-3603123.

EIN 85-3603123

Plan number 001

Plan year 2024

ACK ID 20250829171318NAL0011472241001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for EP Wealth Advisors Admin, LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

EP Wealth Advisors Admin, LLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA), a self-directed brokerage window.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for EP WEALTH ADVISORS ADMIN, LLC.

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How this plan invests

This plan

43 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Corrective distributions issued (likely failed ADP/ACP testing).
Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (24th percentile).

Helping the score

Below-peer total plan cost (99th percentile).

Plan sponsor

Name

EP WEALTH ADVISORS ADMIN, LLC

EIN

all filings

Address

21535 HAWTHORNE BLVD., SUITE 400 · TORRANCE, CA · 90503

Phone

(310) 543-4559

Industry

Finance & Insurance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-08-29

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3B · Covers self-employed individuals

Service providers (Schedule C)

1 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	-$11K	—

Investments

43 direct securities· $60.5M(99% of reported assets)

Mutual Funds

$37.5M

22 holdings

Common Collective Trusts

$15.5M

8 holdings

Other securities

$7.4M

12 holdings

Agency / Mortgage-Backed

$70K

1 holding

					% of plan
Fidelity BrokerageLink Account Various	Mutual Funds	—	—	$14.1M	23.1%
Fidelity 500 Index Fund Mutual Fund	Common Collective Trusts	—	—	$8.2M	13.5%
Fidelity Freedom Index 2040 Fund Mutual Fund	Mutual Funds	—	—	$3.3M	5.5%
Fidelity Freedom Index 2045 Fund Mutual Fund	Mutual Funds	—	—	$2.7M	4.4%
Fidelity Freedom Index 2035 Fund Mutual Fund	Mutual Funds	—	—	$2.6M	4.4%
Fidelity Freedom Index 2050 Fund Mutual Fund	Mutual Funds	—	—	$2.4M	3.9%
Fidelity Freedom Index 2060 Fund Mutual Fund	Mutual Funds	—	—	$2.3M	3.7%
DFA U.S. Large Cap Value Fund Mutual Fund	Mutual Funds	—	—	$1.9M	3.1%
Fidelity International Index Fund Mutual Fund	Common Collective Trusts	—	—	$1.8M	3.0%
Fidelity Freedom Index 2055 Fund Mutual Fund	Mutual Funds	—	—	$1.7M	2.8%
Fidelity Total Market Index Fund Mutual Fund	Common Collective Trusts	—	—	$1.6M	2.6%
Fidelity Mid Cap Index Fund Mutual Fund	Common Collective Trusts	—	—	$1.6M	2.6%
DFA U.S. Targeted Value Fund Mutual Fund	Mutual Funds	—	—	$1.5M	2.4%
Fidelity Freedom Index 2030 Fund Mutual Fund	Mutual Funds	—	—	$1.4M	2.3%
Brown Advisory Substainable Growth Fund Mutual Fund	Other securities	—	—	$1.4M	2.3%
Fidelity Small Cap Index Fund Mutual Fund	Common Collective Trusts	—	—	$1.3M	2.2%
Wasatch Core Growth Fund Mutual Fund	Other securities	—	—	$1.3M	2.2%
Investments GQG Partners Emerging Markets Equity Fund Mutual Fund	Other securities	—	—	$1.2M	2.0%
Vanguard LifeStrategy Growth Fund Mutual Fund	Mutual Funds	—	—	$983K	1.6%
Fidelity Freedom Index 2025 Fund Mutual Fund	Mutual Funds	—	—	$842K	1.4%
Vanguard LifeStrategy Moderate Growth Fund Mutual Fund	Mutual Funds	—	—	$782K	1.3%
Causeway International Value Fund Mutual Fund	Other securities	—	—	$756K	1.2%
TCW MetWest Total Return Bond Fund Mutual Fund	Other securities	—	—	$704K	1.2%
Fidelity U.S. Bond Index Fund Mutual Fund	Common Collective Trusts	—	—	$649K	1.1%
Fidelity Treasury Money Market Fund Money Market Mutual Fund	Mutual Funds	—	—	$621K	1.0%
Harding Loevner International Equity Fund Mutual Fund	Other securities	—	—	$588K	1.0%
Harbor Mid Cap Value Fund Mutual Fund	Other securities	—	—	$336K	0.6%
T. Rowe Price Mid Cap Growth Fund Mutual Fund	Other securities	—	—	$322K	0.5%
Performance Trust Total Bond Fund Mutual Fund	Other securities	—	—	$312K	0.5%
Fidelity Short-Term Bond Index Fund Mutual Fund	Common Collective Trusts	—	—	$270K	0.4%
Eaton Vance High Income Opportunities Fund Mutual Fund	Other securities	—	—	$241K	0.4%
DWS RREEF Real Assets Fund Mutual Fund	Other securities	—	—	$225K	0.4%
Fidelity Freedom Index 2065 Fund Mutual Fund	Mutual Funds	—	—	$224K	0.4%
Fidelity Freedom Index 2015 Fund Mutual Fund	Mutual Funds	—	—	$88K	0.1%
Vanguard GNMA Fund Mutual Fund	Agency / Mortgage-Backed	—	—	$70K	0.1%
PIMCO International Bond Fund Mutual Fund	Mutual Funds	—	—	$54K	<0.1%
BlackRock Strategic Global Bond Fund Mutual Fund	Other securities	—	—	$47K	<0.1%
Vanguard LifeStrategy Income Fund Mutual Fund	Mutual Funds	—	—	$38K	<0.1%
Fidelity Freedom Index 2020 Fund Mutual Fund	Mutual Funds	—	—	$34K	<0.1%
Fidelity Inflation-Protected Bond Index Fund Mutual Fund	Common Collective Trusts	—	—	$32K	<0.1%
Vanguard LifeStrategy Conservative Growth Fund Mutual Fund	Mutual Funds	—	—	$19K	<0.1%
Fidelity Freedom Index Income Fund Mutual Fund	Mutual Funds	—	—	$17K	<0.1%
Fidelity Freedom Index 2010 Fund Mutual Fund	Mutual Funds	—	—	$12K	<0.1%