Back to filter
Original filing (PDF)20251230144924NAL0010542115001
PLAN PROFESSIONALS, LLC
Form 5500
FILING_RECEIVED
SUCCESSWISE POOLED EMPLOYER PLAN
401(k) retirement plan
Signals · 4
Late filing · 1.5 mo34% in single holdingNo recordkeeper disclosed6 service providers
Active participants
69,288
Accounts w/ balance
33,953
Plan assets (EOY)
$1.5B
Net assets (EOY)
$1.5B
How this plan invests
This plan
23 pooled trusts
Schedule D
47 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score
79
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
94
Concentration risk
83
Total plan cost
65
Vendor stack
80
Participation health
65
Knocking points off
- Filed 1.5 months past the 10.5-month grace window.
- Top holding "Benefits Trust Company Domestic Equity PLUS CIT Fund" is 34% of plan.
- 37 bps in Schedule C fees — 641% above peer band of 5 bps.
- No recordkeeper disclosed on Schedule C.
- Only 49% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PLAN PROFESSIONALS, LLC.
Plan sponsor
Name
PLAN PROFESSIONALS, LLC
DBA
NPPG PLAN PROFESSIONALS
EIN
85-3213245
Address
494 SYCAMORE AVE. · SHREWSBURY, NJ · 07702
Phone
(732) 758-1577
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
314
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-12-30
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
2W · Pooled employer plan (PEP)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
TEMPLETON & COMPANY
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsTPA / Administrator
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINICIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $4.3M | — |
| CREATIVE PLANNING, LLC | 43-1270780 | — | PLAN ADMINISTATOR | $686K | — |
| NPPG PLAN PROFESSIONALS | 14-7781700 | — | CONTRACT ADMINISTRATOR | $408K | — |
| NPPG PLAN PROFESSIONALS | 85-3213245 | — | CONTRACT ADMINISTRATOR | $53K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JONES & ROTH | 93-0819646 | — | ACCOUNTANT | $34K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CREATIVE PLANNING, LLC | 84-4519624 | — | INV ADV, PARTICIPANTS | $19K | — |
Investments
30 direct securities · 23 pooled funds· $1.5B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$921.1M
18 holdings
Uncategorized
$428.3M
30 holdings
Pooled Separate Account
$118.2M
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| DOMESTIC EQ PLS CIT CLASS 1 BENEFIT TRUST COMPANY · EIN 92-6462663 / PN 371 | Common Collective Trust | — | — | $492.4M | 33.5% | |
| STATE ST WD DV EX US IDX II FD STATE STREET BANK AND TRUST COMPANY · EIN 04-0025081 / PN 034 | Common Collective Trust | — | — | $144.5M | 9.8% | |
| STATE STREET US BD ID SL XIV STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 477 | Common Collective Trust | — | — | $99.6M | 6.8% | |
| Principal Global Investors Trust Co. Cash holding account | — | — | — | $89.9M | 6.1% | |
| PRIN LGCP S&P 500 IDX SA-NE PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $82.5M | 5.6% | |
| Fidelity Invesments Fidelity 500 Index Fund | — | — | — | $81.0M | 5.5% | |
| STATE STREET EM IDX SL II FD STATE STREET GLOBAL ADVISORS · EIN 32-6528132 / PN 035 | Common Collective Trust | — | — | $77.9M | 5.3% | |
| STABLE VALUE FIXED INCOME CIT ALTA TRUST COMPANY · EIN 88-2465398 / PN 001 | Common Collective Trust | — | — | $69.9M | 4.8% | |
| Fidelity Invesments Fidelity Freedom Index 2035 Prm Fund | — | — | — | $26.0M | 1.8% | |
| Fidelity Invesments Fidelity Freedom Index 2045 Prm Fund | — | — | — | $25.8M | 1.8% | |
| Fidelity Invesments Fidelity Freedom Index 2050 Prm Fund | — | — | — | $23.7M | 1.6% | |
| Fidelity Invesments Fidelity Freedom Index 2030 Prm Fund | — | — | — | $23.5M | 1.6% | |
| Notes receivable from participants - | — | — | — | $19.4M | 1.3% | |
| Fidelity Invesments Fidelity Freedom Index 2055 Prm Fund | — | — | — | $19.2M | 1.3% | |
| Fidelity Invesments Fidelity Freedom Index 2040 Prm Fund | — | — | — | $18.5M | 1.3% | |
| AT-T ROWE PRICE LG CP GR CL L ALTA TRUST COMPANY · EIN 87-2326243 / PN 001 | Common Collective Trust | — | — | $17.9M | 1.2% | |
| PRIN MIDCAP S&P 400 IDX SA-NE PRINCIPAL LIFE INSURSNCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $15.7M | 1.1% | |
| Fidelity Invesments Fidelity Mid Cap Index Fund | — | — | — | $15.1M | 1.0% | |
| PRIN SMCAP S&P 600 INDEX SA-NE PRINCIPAL LIFE INSURSNCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $13.9M | 0.9% | |
| Fidelity Invesments Fidelity Freedom Index 2025 Prm Fund | — | — | — | $13.3M | 0.9% | |
| Principal Life Insurance Company Guaranteed Option Fund | — | — | — | $12.3M | 0.8% | |
| Fidelity Invesments Fidelity US Bond Index Fund | — | — | — | $11.4M | 0.8% | |
| Fidelity Invesments Fidelity Freedom Index 2060 Prm Fund | — | — | — | $10.6M | 0.7% | |
| Fidelity Invesments Fidelity International Index Fund | — | — | — | $8.3M | 0.6% | |
| Fidelity Invesments Fidelity Small Cap Index Fund | — | — | — | $7.9M | 0.5% | |
| PRIN EQUITY INC FD TIER A-I PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 85-0572066 / PN 001 | Common Collective Trust | — | — | $6.5M | 0.4% | |
| Oppenheimer Inv Discovery R6 Fund | — | — | — | $5.5M | 0.4% | |
| Fidelity Invesments Fidelity Freedom Index 2065 Prm Fund | — | — | — | $5.4M | 0.4% | |
| PRIN LIQUID ASSETS SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 024 | Pooled Separate Account | — | — | $5.3M | 0.4% | |
| Charles Schwab PRCA brokerage accounts | — | — | — | $3.4M | 0.2% | |
| FRANKLN SMALL CAP VALUE GG R GREAT GRAY TRUST COMPANY · EIN 38-4126289 / PN 594 | Common Collective Trust | — | — | $3.1M | 0.2% | |
| JOHN HANCOCK CR PL FX IN TR I2 JOHN HANCOCK TRUST COMPANY · EIN 45-2395022 / PN 002 | Common Collective Trust | — | — | $2.5M | 0.2% | |
| PRIN DIV INTL EQ FD TIER AI PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6746540 / PN 001 | Common Collective Trust | — | — | $2.3M | 0.2% | |
| Fidelity Invesments Fidelity Emerging Markets Index Fund | — | — | — | $2.0M | 0.1% | |
| Fidelity Invesments Fidelity Freedom Index 2015 Prm Fund | — | — | — | $1.5M | 0.1% | |
| Fidelity Invesments Fidelity Freedom Index Inc. Prm Fund | — | — | — | $1.5M | 0.1% | |
| T. ROWE PRICE SV COM TR N FD T. ROWE PRICE TRUST COMPANY · EIN 52-1309931 / PN 001 | Common Collective Trust | — | — | $1.4M | <0.1% | |
| JPMorgan CB Stable Asset Income Fund | — | — | — | $1.0M | <0.1% | |
| JPMCB STABLE ASSET INC CF-30 JP MORGAN CHASE BANK, N.A. · EIN 20-1978950 / PN 001 | Common Collective Trust | — | — | $963K | <0.1% | |
| COHEN & STEERS US REALTY RS FD SEI TRUST COMPANY · EIN 46-3411346 / PN 064 | Common Collective Trust | — | — | $953K | <0.1% | |
| Fidelity Invesments Fidelity Freedom Index 2020 Prm Fund | — | — | — | $920K | <0.1% | |
| PRINCIPAL STABLE VALUE Z FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274328 / PN 001 | Common Collective Trust | — | — | $794K | <0.1% | |
| PRINCIPAL U.S. PROPERTY SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 027 | Pooled Separate Account | — | — | $758K | <0.1% | |
| Principal Life Insurance Company U.S. Property Z Fund | — | — | — | $747K | <0.1% | |
| METLIFE SV FD SER 25053 CL 0 RELIANCE TRUST COMPANY · EIN 46-6625485 / PN 001 | Common Collective Trust | — | — | $276K | <0.1% | |
| Reliance Trust Company Metlife SV 25053 CL 15 Fund | — | — | — | $207K | <0.1% | |
| Fidelity Invesments Fidelity Freedom Index 2010 Prm Fund | — | — | — | $193K | <0.1% | |
| Principal Life Insurance Company Fixed Income Guaranteed Option Fund | — | — | — | $76K | <0.1% | |
| Reliance Trust Company Metlife SV 25053 CL 0 Fund | — | — | — | $69K | <0.1% | |
| Principal Life Insurance Company U.S. Property SA-I3 Fund | — | — | — | $11K | <0.1% | |
| GALLIARD STABLE RETURN C SEI TRUST COMPANY · EIN 52-2250946 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| VANGUARD RETIRE SAVINGS TR III VANGUARD FIDUCIARY TRUST COMPANY · EIN 38-7041744 / PN 024 | Common Collective Trust | — | — | $0 | <0.1% | |
| COLUMBIA TRUST EM MKTS EQ FDRS AMERIPRISE TRUST COMPANY · EIN 85-2903213 / PN 170 | Common Collective Trust | — | — | $0 | <0.1% |