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Original filing (PDF)20260123111658NAL0007278515001
COLONY DISPLAY, LLC
Form 5500
FILING_RECEIVED
COLONY DISPLAY, LLC 401(K) PLAN
401(k) retirement plan
Signals · 3
Late filing · 38.2 moNo auditor on fileNo recordkeeper disclosed
Active participants
203
Accounts w/ balance
112
Plan assets (EOY)
$6.6M
Net assets (EOY)
$6.6M
How this plan invests
This plan
1 pooled trust
Schedule D
53 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
76
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
35
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
80
Knocking points off
- No independent qualified public accountant (IQPA) named.
- Filed 38.2 months past the 10.5-month grace window.
- No recordkeeper disclosed on Schedule C.
- 55% balance-to-active ratio — below typical for a healthy 401(k).
Helping the score
- Below-peer total fees (1 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for COLONY DISPLAY, LLC.
Plan sponsor
Name
COLONY DISPLAY, LLC
EIN
85-2921418
Address
235 SPITZER ROAD · BARTLETT, IL · 60103
Phone
(847) 426-5300
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2021-01-01
Tax period
2021-12-31
Filed
2026-01-23
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE & ANNUITY | 71-0294708 | — | SERVICE PROVIDER | $825 | — |
Investments
51 direct securities · 1 pooled fund· $39.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$33.7M
51 holdings
Pooled Separate Account
$6.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Colony Display, LLC 401(k) Plan Statement of Net Assets Available for Benefits December 31, 2021 Assets Participant-directed investments at fair value - Pooled separate accounts | — | — | — | $6.2M | 93.3% | |
| VARIABLE ANNUITY ACCOUNT D VOYA RETIREMENT INSURANCE AND ANNUITY CO. · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $6.2M | 93.3% | |
| Section 103(a)(3)(C) audit opinion. Emphasis of Matter Effective January 28, 2021, participant balances totaling $5,648,486 were transferred from the former multiple | — | — | — | $5.6M | 85.1% | |
| Transfers In (Note 1) | — | — | — | $5.6M | 85.1% | |
| (1) Equity | — | — | — | $3.4M | 50.6% | |
| (3) Balanced and/or retirement year based | — | — | — | $2.5M | 38.0% | |
| Voya Target Retire 2040 Fnd R6 Registered Investment Company | — | — | — | $1.1M | 16.3% | |
| JPMorgan SmCp Growth Fnd R6 Registered Investment Company | — | — | — | $753K | 11.3% | |
| Administrative expenses 825 Total deductions | — | — | — | $618K | 9.3% | |
| Deductions Benefits paid directly to participants or beneficiaries | — | — | — | $617K | 9.3% | |
| Voya Target Retire 2045 Fnd R6 Registered Investment Company | — | — | — | $552K | 8.3% | |
| Employee | — | — | — | $548K | 8.3% | |
| Net realized and unrealized gains on investments | — | — | — | $542K | 8.2% | |
| Fidelity 500 Index Fund Registered Investment Company | — | — | — | $514K | 7.7% | |
| JPMorgan LgCp Grw Fnd R6 Registered Investment Company | — | — | — | $492K | 7.4% | |
| Voya Fixed Account (4450) Insurance Company General Account | — | — | — | $379K | 5.7% | |
| Participant-directed investments at contract value - Fully benefit-responsive investment contract | — | — | — | $379K | 5.7% | |
| (b) Identity of issue, borrower, lessor or similar party rate of interest, collateral, par, or maturity date (d)Cost (e) Current Value AllSpg Discovery Fund R6 Registered Investment Company | — | — | — | $353K | 5.3% | |
| Employer | — | — | — | $309K | 4.7% | |
| (2) Fixed income | — | — | — | $288K | 4.3% | |
| Vangrd Tot Int Stk In F Adm Registered Investment Company | — | — | — | $283K | 4.3% | |
| American Funds Wash Mtual R6 Registered Investment Company | — | — | — | $254K | 3.8% | |
| Rollovers | — | — | — | $245K | 3.7% | |
| Voya Target Retire 2030 Fnd R6 Registered Investment Company | — | — | — | $239K | 3.6% | |
| MFS Intl Diversification Fd R6 Registered Investment Company | — | — | — | $229K | 3.5% | |
| Fidelity Adv Ttl Bnd Fd Z Registered Investment Company | — | — | — | $199K | 3.0% | |
| Voya Target Retire 2025 Fnd R6 Registered Investment Company | — | — | — | $168K | 2.5% | |
| Voya Target Retire 2050 Fnd R6 Registered Investment Company | — | — | — | $166K | 2.5% | |
| AmCen Mid Cap Value Fund R6 Registered Investment Company | — | — | — | $160K | 2.4% | |
| Vangrd Mid-Cap Index Fund Adm Registered Investment Company | — | — | — | $149K | 2.2% | |
| Franklin Sm Cap Value Fnd R6 Registered Investment Company | — | — | — | $139K | 2.1% | |
| Voya Target Retire 2035 Fnd R6 Registered Investment Company | — | — | — | $119K | 1.8% | |
| Participant Loans - Rates: 4.25% to 6.50% | — | — | — | $67K | 1.0% | |
| Participant notes receivable | — | — | — | $67K | 1.0% | |
| Voya Tgt In-Retirement Fund R6 Registered Investment Company | — | — | — | $65K | 1.0% | |
| DFA Infl-Prot Sec Port Ins Registered Investment Company | — | — | — | $54K | 0.8% | |
| Voya Target Retire 2055 Fnd R6 Registered Investment Company | — | — | — | $53K | 0.8% | |
| Vangrd Balanced Index Fnd Adm Registered Investment Company | — | — | — | $51K | 0.8% | |
| $50,000 or 50 percent of their account balances. The notes receivable are secured by the balance in the | — | — | — | $50K | 0.8% | |
| Contributions receivable | — | — | — | $41K | 0.6% | |
| Vangrd Small-Cap Index Fnd Adm Registered Investment Company | — | — | — | $29K | 0.4% | |
| (4) Real estate | — | — | — | $24K | 0.4% | |
| Voya Target Retire 2060 Fnd R6 Registered Investment Company | — | — | — | $21K | 0.3% | |
| Voya Gv Mny Mkt F A (Hld Acct) Registered Investment Company | — | — | — | $18K | 0.3% | |
| PGIM Global Total Return Fd R6 Registered Investment Company | — | — | — | $15K | 0.2% | |
| participant may receive the value of the vested interest in his or her account as a lump-sum distribution. Upon termination of service, for participants with account balances of $5,000 or less, the plan | — | — | — | $5K | <0.1% | |
| Voya Target Retire 2065 Fnd R6 Registered Investment Company | — | — | — | $4K | <0.1% | |
| Interest and dividends | — | — | — | $3K | <0.1% | |
| Management, having determined it is permissible in the circumstances, has elected to have the audit of the Plan's financial statements performed in accordance with ERISA Section 103(a)(3)(C) pursuant to 29 CFR 2520.103-8 of | — | — | — | $3K | <0.1% | |
| PGIM High Yield Fund R6 Registered Investment Company | — | — | — | $2K | <0.1% | |
| Interest from participant notes receivable | — | — | — | $2K | <0.1% | |
| profit-sharing contributions made to the Plan during 2021. Participant Notes Receivable Participants may borrow from their accounts a minimum of $1,000 up to a maximum equal to the lesser of | — | — | — | $1K | <0.1% |
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