· 2022–2024 · DOL EFAST2
Search
Browse
Resources
Pricing
THE CAPITAL GROUP FINANCIAL SERVICES, LLC — THE CAPITAL GROUP FINANCIAL SERVICES, LLC 401(K) PLAN, Form 5500 (2024) | Form 5500 Search
Back to filter
Original filing (PDF)
20250814100501NAL0011739872001
THE CAPITAL GROUP FINANCIAL SERVICES, LLC
Form 5500-SF
FILING_RECEIVED
THE CAPITAL GROUP FINANCIAL SERVICES, LLC 401(K) PLAN
401(k) retirement plan
Active participants
3
Accounts w/ balance
3
Plan assets (EOY)
$2.3M
Net assets (EOY)
$2.3M
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for
THE CAPITAL GROUP FINANCIAL SERVICES, LLC
.
Find decision makers
Plan sponsor
Name
THE CAPITAL GROUP FINANCIAL SERVICES, LLC
EIN
85-2667018
Address
300 JEFFERSON BLVD., SUITE 205 · WARWICK, RI · 02888
Phone
(401) 943-2210
Industry
Finance & Insurance
see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-14
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
3B · Covers self-employed individuals
Service providers (Schedule C)
Small plans don't disclose service providers
Related plans
Similar-size Finance & Insurance plans
STOKES WEALTH MANAGEMENT GROUP, LLC
STOKES WEALTH MANAGEMENT 401(K) PLAN
$2.3M · 5 participants
GLOBAL TRUST COMPANY
STATE STREET GTC 2040 RETIREMENT INCOME BUILDER FUND II
$2.3M
GREG SCHMAUTZ, LLC
GREG SCHMAUTZ QUALIFIED 401(K) P/S PLAN
$2.3M · 4 participants
INTEGRATED CAPITAL MANAGEMENT, LLC
INTEGRATED CAPITAL MANAGEMENT 401(K) PLAN
$2.3M · 5 participants
MARK J. SNYDER FINANCIAL SERVICES INC.
MARK J. SNYDER FINANCIAL SERVICES INC 401(K) PLAN
100
Helping the score
Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
No Schedule C compensation disclosed — likely a small plan or unbundled.
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Small plan (5500-SF) — Schedule H data not available.
$2.3M · 9 participants
OAKTREE FINANCIAL ADVISORS, INC.
OAKTREE FINANCIAL ADVISORS, INC. 401(K) PLAN
$2.3M · 4 participants
Large plans in Rhode Island
CVS HEALTH CORPORATION
CVS HEALTH FUTURE FUND 401(K) PLAN
$30.1B · 313,966 participants
BANK OF AMERICA CORPORATION
THE BANK OF AMERICA PENSION PLAN
$19.0B · 51,062 participants
FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST COMPANY
FIAM GROUP TRUST FOR EMPLOYEE BENEFIT PLANS US BOND INDEX COMMINGLED POOL
$11.9B
FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST COMPANY
FIAM GROUP TRUST FOR EMPLOYEE BENEFIT PLANS FIDELITY FREEDOM INDEX 2035 COMMINGLED POOL
$11.3B
FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST COMPANY
FIAM GROUP TRUST FOR EMPLOYEE BENEFIT PLANS FIDELITY FREEDOM INDEX 2040 COMMINGLED POOL
$11.2B
FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST COMPANY
FIAM GROUP TRUST FOR EMPLOYEE BENEFIT PLANS FIDELITY FREEDOM BLEND 2030 COMMINGLED POOL
$11.1B
