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Original filing (PDF)20251015181342NAL0005606545001
FORMENTERA PARTNERS, LP
Form 5500
FILING_RECEIVED
FORMENTERA PARTNERS 401(K) PLAN
401(k) retirement plan
Signals · 2
28% in single holdingNo recordkeeper disclosed
Active participants
244
Accounts w/ balance
201
Plan assets (EOY)
$12.1M
Net assets (EOY)
$12.1M
How this plan invests
This plan
2 pooled trusts
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
86
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "SS Fisher All World Eq Coll Fund Class 3 Fisher 0" is 28% of plan.
- 51 bps in Schedule C fees — 75% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FORMENTERA PARTNERS, LP.
Plan sponsor
Name
FORMENTERA PARTNERS, LP
EIN
85-2633960
Address
300 COLORADO ST · SUITE 1900 · AUSTIN, TX · 78701
Phone
(512) 320-9812
Industry
Mining, Quarrying, Oil & Gassee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FISHER ASSET MANAGEMENT, LLC | 94-3029777 | — | NONE | $60K | — |
| ASCENSUS LLC | 11-3665754 | — | NONE | $945 | — |
Investments
32 direct securities · 2 pooled funds· $16.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$12.1M
32 holdings
Common Collective Trust
$4.3M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FISHER ALL WORLD EQ COLL FUND CLASS FISHER INVESTMENTS · EIN 47-1327741 / PN 004 | Common Collective Trust | — | — | $3.5M | 29.1% | |
| SS Fisher All World Eq Coll Fund Class 3 Fisher 0 | — | — | — | $3.4M | 27.8% | |
| SS Vanguard Total World Stock Index Adm Vanguard 0 | — | — | — | $3.4M | 27.7% | |
| FISHER U.S. FXD INC COLL FUND CLASS FISHER INVESTMENTS · EIN 47-1333674 / PN 005 | Common Collective Trust | — | — | $746K | 6.2% | |
| Schwab Self-Direct Cash Fund V Schwab 0 296 Schwab Self-Direct Invest Fund V Schwab 0 | — | — | — | $716K | 5.9% | |
| SS Fisher U.S. Fxd Inc Coll Fund Class 3 Fisher 0 | — | — | — | $701K | 5.8% | |
| SS Vanguard Total Bond Market Index Adm Vanguard 0 | — | — | — | $637K | 5.3% | |
| SS Vanguard Total Intl Bond Index Adm Vanguard 0 | — | — | — | $580K | 4.8% | |
| Baird Core Plus Bond Inst Baird 0 870 Vanguard Total Stock Market Index Adm Vanguard 0 | — | — | — | $488K | 4.0% | |
| Vanguard Growth Index Adm Vanguard 0 | — | — | — | $404K | 3.3% | |
| Vanguard Federal Money Market Inv Vanguard 0 | — | — | — | $238K | 2.0% | |
| BlackRock LifePath Index 2035 K BlackRock 0 882 BlackRock LifePath Index 2040 K BlackRock 0 | — | — | — | $197K | 1.6% | |
| BlackRock LifePath Index 2065 K BlackRock 0 | — | — | — | $191K | 1.6% | |
| Vanguard Total World Stock Index Adm Vanguard 0 | — | — | — | $168K | 1.4% | |
| Fisher All World Eq Coll Fund Class 3 Fisher 0 | — | — | — | $154K | 1.3% | |
| BlackRock LifePath Index 2030 K BlackRock 0 | — | — | — | $144K | 1.2% | |
| Vanguard Mid Cap Index Adm Vanguard 0 | — | — | — | $139K | 1.1% | |
| American Funds American Balanced R6 American Funds 0 | — | — | — | $103K | 0.9% | |
| Vanguard Value Index Adm Vanguard 0 | — | — | — | $89K | 0.7% | |
| PGIM High Yield R6 PGIM 0 | — | — | — | $76K | 0.6% | |
| Vanguard Small-Cap Index Adm Vanguard 0 | — | — | — | $74K | 0.6% | |
| Fisher U.S. Fxd Inc Coll Fund Class 3 Fisher 0 | — | — | — | $45K | 0.4% | |
| Vanguard Total Intl Stock Index Adm Vanguard 0 | — | — | — | $37K | 0.3% | |
| BlackRock LifePath Index 2060 K BlackRock 0 | — | — | — | $36K | 0.3% | |
| BlackRock LifePath Index 2050 K BlackRock 0 | — | — | — | $26K | 0.2% | |
| BlackRock Lifepath Index Retire K BlackRock 0 877 Vanguard Total Intl Bond Index Adm Vanguard 0 | — | — | — | $25K | 0.2% | |
| JPMorgan Mid Cap Value R6 JP Morgan 0 | — | — | — | $19K | 0.2% | |
| SS Vanguard Inflation-Protected Sec Adm Vanguard 0 | — | — | — | $12K | 0.1% | |
| Vanguard Emerging Mkts Stock Idx Adm Vanguard 0 | — | — | — | $11K | <0.1% | |
| Vanguard Total Bond Market Index Adm Vanguard 0 | — | — | — | $10K | <0.1% | |
| Principal Global Real Estate Secs R6 Principal 0 | — | — | — | $9K | <0.1% | |
| BlackRock LifePath Index 2055 K BlackRock 0 | — | — | — | $4K | <0.1% | |
| Vanguard Wellesley Income Adm Vanguard 0 | — | — | — | $2K | <0.1% | |
| Vanguard Inflation-Protected Sec Adm Vanguard 0 | — | — | — | $2K | <0.1% |
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