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Original filing (PDF)20251014124350NAL0003962304001
STEM, INC.
Form 5500
FILING_RECEIVED
STEM, INC. 401(K) PLAN
401(k) retirement plan
Active participants
379
Accounts w/ balance
504
Plan assets (EOY)
$35.3M
Net assets (EOY)
$35.3M
How this plan invests
This plan
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for STEM, INC..
Plan sponsor
Name
STEM, INC.
EIN
85-1972187
Address
1400 POST OAK BLVD · SUITE 560 · HOUSTON, TX · 77056
Phone
(877) 374-7836
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2E · Profit-sharing
Audit & trust (Schedule H)
Auditor
SILICON VALLEY ACCOUNTANCY CORP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $4K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MMA SECURITIES | 22-3570392 | — | ADVISOR | $74K | — |
Investments
25 direct securities· $35.3M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $7.7M | 21.7% | |
| American Funds 2050 Target Date Retirement Fd Mutual Fund | — | — | — | $4.8M | 13.5% | |
| American Funds 2055 Target Date Retirement Fd Mutual Fund | — | — | — | $3.2M | 9.1% | |
| American Funds 2035 Target Date Retirement Fd Mutual Fund | — | — | — | $3.1M | 8.9% | |
| American Funds 2045 Target Date Retirement Fd Mutual Fund | — | — | — | $3.1M | 8.8% | |
| American Funds 2060 Target Date Retirement Fd Mutual Fund | — | — | — | $2.2M | 6.2% | |
| American Funds 2040 Target Date Retirement Fd Mutual Fund | — | — | — | $2.0M | 5.5% | |
| PGIM Jennison Growth Fund Mutual Fund | — | — | — | $1.5M | 4.3% | |
| American Funds 2030 Target Date Retirement Fd Mutual Fund | — | — | — | $1.4M | 4.0% | |
| Fidelity Extended Market Index Fund Mutual Fund | — | — | — | $1.2M | 3.4% | |
| Fidelity International Index Fund Mutual Fund | — | — | — | $942K | 2.7% | |
| Vanguard FTSE Social Index Fund Mutual Fund | — | — | — | $859K | 2.4% | |
| Eaton Vance Atlanta Capital SMID-Cap Fund Mutual Fund | — | — | — | $502K | 1.4% | |
| Victory Sycamore Small Company Opportunity Fd Mutual Fund | — | — | — | $427K | 1.2% | |
| American Funds EuroPacific Growth Fund Mutual Fund | — | — | — | $399K | 1.1% | |
| participants 9.50% | — | — | — | $389K | 1.1% | |
| PGIM Total Return Bond Fund Mutual Fund | — | — | — | $379K | 1.1% | |
| Vanguard Federal Money Market Fund Mutual Fund | — | — | — | $254K | 0.7% | |
| American Funds 2025 Target Date Retirement Fd Mutual Fund | — | — | — | $243K | 0.7% | |
| American Funds New World Fund Mutual Fund | — | — | — | $225K | 0.6% | |
| MFS Mid Cap Value Fund Mutual Fund | — | — | — | $203K | 0.6% | |
| JPMorgan Value Advantage Fund Mutual Fund | — | — | — | $182K | 0.5% | |
| American Funds 2020 Target Date Retirement Fd Mutual Fund | — | — | — | $98K | 0.3% | |
| American Beacon International Equity Fund Mutual Fund | — | — | — | $49K | 0.1% | |
| American Funds 2010 Target Date Retirement Fd Mutual Fund | — | — | — | $31K | <0.1% |
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