Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 26-4310844 | NEW YORK, NY | BROKER/DEALER | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NOVA 401(K) ASSOCIATES | 20-1181458 | HOUSTON, TX | THIRD PARTY ADMINISTRATOR | $0 | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT D VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $12.2M | 98.2% | |
| T.Rowe Price Retirement 2050 Fund I Pooled separate account - | — |
| — |
| — |
| $1.8M |
| 14.2% |
| Fidelity 500 Index Fund Pooled separate account - | — | — | — | $1.3M | 10.3% |
| T.Rowe Price Retirement 2045 Fund I Pooled separate account - | — | — | — | $1.1M | 9.0% |
| T.Rowe Price Blue Chip Growth Fund I Pooled separate account - | — | — | — | $980K | 7.9% |
| T.Rowe Price Retirement 2055 Fund I Pooled separate account - | — | — | — | $897K | 7.2% |
| T.Rowe Price Retirement 2035 Fund I Pooled separate account - | — | — | — | $502K | 4.0% |
| T.Rowe Price Retirement 2025 Fund I Pooled separate account - | — | — | — | $501K | 4.0% |
| T.Rowe Price Retirement 2040 Fund I Pooled separate account - | — | — | — | $488K | 3.9% |
| Vanguard LifeStrat Growth Fund Inv Pooled separate account - | — | — | — | $441K | 3.5% |
| T.Rowe Price Retirement 2030 Fund I Pooled separate account - | — | — | — | $364K | 2.9% |
| JPMorgan Large Cap Growth Fund R6 Pooled separate account - | — | — | — | $344K | 2.8% |
| MFS Mid Cap Growth Fund R6 Pooled separate account - | — | — | — | $298K | 2.4% |
| Fidelity Mid Cap Index Fund Pooled separate account - | — | — | — | $279K | 2.2% |
| T.Rowe Price Retirement 2015 Fund I Pooled separate account - | — | — | — | $254K | 2.0% |
| T.Rowe Price Retirement 2060 Fund I Pooled separate account - | — | — | — | $245K | 2.0% |
| Vanguard Total Index Stock Fund Adm Pooled separate account - | — | — | — | $238K | 1.9% |
| DFA US Targeted Value Portfolio Ins Pooled separate account - | — | — | — | $229K | 1.8% |
| T.Rowe Price Retirement 2020 Fund I Pooled separate account - | — | — | — | $213K | 1.7% |
| JPMorgan Equity Income Fund R6 Pooled separate account - | — | — | — | $208K | 1.7% |
| PGIM High Yield Fund R6 Pooled separate account - | — | — | — | $196K | 1.6% |
| Vanguard Value Index Fund Adm Pooled separate account - | — | — | — | $182K | 1.5% |
| AB Small Cap Growth Portfolio Z Pooled separate account - | — | — | — | $178K | 1.4% |
| American Funds AM Balanced Pooled separate account - | — | — | — | $158K | 1.3% |
| PGIM Total Return Bond Fund R6 Pooled separate account - | — | — | — | $149K | 1.2% |
| Voya Fixed Account Guaranteed Investment Contract - | — | — | — | $144K | 1.2% |
| Voya Intermediate Bond Fund R6 Pooled separate account - | — | — | — | $128K | 1.0% |
| Varying maturity dates, * Notes receivable from participants interest rates at 5.25% to 10.50% - | — | — | — | $83K | 0.7% |
| DFA International-Protect Security Portfolio Ins Pooled separate account - | — | — | — | $83K | 0.7% |
| DFA Emerging Markets Core Equity Pt Ins Pooled separate account - | — | — | — | $79K | 0.6% |
| Vanguard Mid Cap Value Index Fund Adm Pooled separate account - | — | — | — | $69K | 0.5% |
| DFA US Large Comp Portfolio Ins Pooled separate account - | — | — | — | $62K | 0.5% |
| T.Rowe Price Retirement 2065 Fund I Pooled separate account - | — | — | — | $51K | 0.4% |
| DFA US Small Cap Portfolio Ins Pooled separate account - | — | — | — | $50K | 0.4% |
| DFA Real Estate Secs Portfolio Ins Pooled separate account - | — | — | — | $48K | 0.4% |
| Federated Hermes Government Obligations Fund Pooled separate account - | — | — | — | $47K | 0.4% |
| AB Global Bond Fund Z Pooled separate account - | — | — | — | $39K | 0.3% |
| Vanguard International Growth Fund Adm Pooled separate account - | — | — | — | $32K | 0.3% |
| JPMorgan Short Duration Bond Fund R6 Pooled separate account - | — | — | — | $17K | 0.1% |
| Voya Government Money Market Fund Pooled separate account - | — | — | — | $9K | <0.1% |
| Vanguard Short-Term Treasury Fund Admiral Shares Pooled separate account - | — | — | — | $4K | <0.1% |
| Vanguard LifeStrat Income Fund Inv Pooled separate account - | — | — | — | $3K | <0.1% |
| Vanguard LifeStrat Mid Growth Fund Inv Pooled separate account - | — | — | — | $1K | <0.1% |
