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Original filing (PDF)20251002135311NAL0000857792001
SUMMIT OPERATING SERVICES COMPANY, LLC
Form 5500
FILING_RECEIVED
SUMMIT OPERATING SERVICES COMPANY, LLC 401(K) PLAN
401(k) retirement plan
Active participants
275
Accounts w/ balance
331
Plan assets (EOY)
$29.5M
Net assets (EOY)
$29.5M
How this plan invests
This plan
6 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (20 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SUMMIT OPERATING SERVICES COMPANY, LLC.
Plan sponsor
Name
SUMMIT OPERATING SERVICES COMPANY, LLC
EIN
85-1105422
Address
ONE SHELL PLAZA · 910 LOUISIANA STREET SUITE 4200 · HOUSTON, TX · 77002
Phone
(832) 608-6164
Industry
Utilitiessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WEAVER AND TIDWELL LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $33K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GALLAGHER FIDUCIARY ADVISORS LLC | 36-4291971 | — | ADVISOR | $19K | — |
| PRIME CAPITAL INVESTMENT ADVISORS | 82-1364595 | — | ADVISOR | $6K | — |
Investments
25 direct securities · 6 pooled funds· $28.8M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$25.5M
25 holdings
Common Collective Trust
$3.3M
6 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Freedom® Index 2050 Fund Institutional Premium Class Mutual Fund - | — | — | — | $3.5M | 11.8% | |
| Fidelity Freedom® Index 2040 Fund Institutional Premium Class Mutual Fund - | — | — | — | $3.4M | 11.6% | |
| Fidelity Freedom® Index 2035 Fund Institutional Premium Class Mutual Fund - | — | — | — | $3.3M | 11.3% | |
| Fidelity Freedom® Index 2030 Fund Institutional Premium Class Mutual Fund - | — | — | — | $3.3M | 11.1% | |
| Fidelity® 500 Index Fund Mutual Fund - | — | — | — | $2.9M | 9.9% | |
| Fidelity Freedom® Index 2045 Fund Institutional Premium Class Mutual Fund - | — | — | — | $2.2M | 7.6% | |
| FIT GROWTH E COMERICA BANK & TRUST · EIN 47-6649174 / PN 001 | Common Collective Trust | — | — | $2.0M | 6.7% | |
| Fidelity Freedom® Index 2025 Fund Institutional Premium Class Mutual Fund - | — | — | — | $1.3M | 4.3% | |
| Fidelity Freedom® Index 2055 Fund Institutional Premium Class Mutual Fund - | — | — | — | $1.2M | 4.2% | |
| AB Large Cap Growth Fund Class Z Mutual Fund - | — | — | — | $1.2M | 4.2% | |
| FIT BALANCED E COMERICA BANK & TRUST · EIN 47-6652256 / PN 001 | Common Collective Trust | — | — | $1.1M | 3.9% | |
| Putnam Large Cap Value Fund Class R6 Mutual Fund - | — | — | — | $870K | 2.9% | |
| Fidelity Freedom® Index 2060 Fund Institutional Premium Class Mutual Fund - | — | — | — | $671K | 2.3% | |
| Fidelity Freedom® Index 2005 Fund Institutional Premium Class Mutual Fund - * Fidelity Freedom® Index 2020 Fund Institutional Premium Class Mutual Fund - | — | — | — | $362K | 1.2% | |
| Fidelity® Extended Market Index Fund Mutual Fund - | — | — | — | $260K | 0.9% | |
| Fidelity Freedom® Index 2065 Fund Institutional Premium Class Mutual Fund - | — | — | — | $233K | 0.8% | |
| JPMorgan Small Cap Growth Fund Class R6 Mutual Fund - | — | — | — | $169K | 0.6% | |
| Fidelity® U.S. Bond Index Fund Mutual Fund - | — | — | — | $142K | 0.5% | |
| Fidelity® Small Cap Value Fund Mutual Fund - | — | — | — | $141K | 0.5% | |
| PUTNAM STABLE VALUE PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $124K | 0.4% | |
| FIT AGGRESSIVE E COMERICA BANK & TRUST · EIN 47-6646423 / PN 001 | Common Collective Trust | — | — | $85K | 0.3% | |
| Vanguard Real Estate Index Fund Admiral Shares Mutual Fund - | — | — | — | $74K | 0.2% | |
| American Funds New World Fund® Class R-6 Mutual Fund - | — | — | — | $56K | 0.2% | |
| Fidelity® International Index Fund Mutual Fund - | — | — | — | $54K | 0.2% | |
| Western Asset Core Plus Bond Fund Class IS Mutual Fund - Neuberger Berman Strategic Income Fund Class R6 Mutual Fund - | — | — | — | $29K | <0.1% | |
| MFS International Diversification Fund Class R6 Mutual Fund - | — | — | — | $23K | <0.1% | |
| Investments * Fidelity GOVT MMKT Money Market Fund - | — | — | — | $13K | <0.1% | |
| FIT CONSERVATIVE E COMERICA BANK & TRUST · EIN 47-6658632 / PN 001 | Common Collective Trust | — | — | $3K | <0.1% | |
| FIT Moderately Conservative Portfolio Class E Mutual Fund - | — | — | — | $2K | <0.1% | |
| FIT MOD CONSRV E COMERICA BANK & TRUST · EIN 47-6655437 / PN 001 | Common Collective Trust | — | — | $2K | <0.1% | |
| Fidelity Freedom® Index Income Fund – Institutional Premium Class Mutual Fund - | — | — | — | $1K | <0.1% |