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Original filing (PDF)20251014091638NAL0001160339001
PTC ALLIANCE LLC
Form 5500
FILING_RECEIVED
PTC ALLIANCE LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
636
Accounts w/ balance
670
Plan assets (EOY)
$56.8M
Net assets (EOY)
$56.8M
How this plan invests
This plan
1 pooled trust
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 30 bps in Schedule C fees — 87% above peer band of 16 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PTC ALLIANCE LLC.
Plan sponsor
Name
PTC ALLIANCE LLC
EIN
85-0943754
Address
6051 WALLACE RD EXT, STE 200 · WEXFORD, PA · 15090
Phone
(412) 299-2632
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
MCCALL SCANLON AND TICE, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL HOLDINGS, INC | 04-3046611 | — | INVESTMENT ADVISORY | $26K | — |
| LPL FINANCIAL | 95-2834236 | — | INVESTMENT ADVISORY | $9K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $135K | — |
Investments
27 direct securities · 1 pooled fund· $56.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$50.1M
27 holdings
Common Collective Trust
$6.6M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Target Retirement 2030 Inv N/R | — | — | — | $8.9M | 15.6% | |
| GALLIARD STABLE RETURN PN SEI TRUST COMPANY · EIN 41-6202499 / PN 001 | Common Collective Trust | — | — | $6.6M | 11.7% | |
| Target Retirement 2040 Inv N/R | — | — | — | $6.5M | 11.4% | |
| Goldman Sachs Large Cap Growth Insight N/R | — | — | — | $6.3M | 11.2% | |
| 500 Index Fund N/R | — | — | — | $5.3M | 9.3% | |
| Target Retirement 2050 Inv N/R | — | — | — | $3.5M | 6.2% | |
| American Century Mid Cap Value N/R | — | — | — | $2.2M | 4.0% | |
| Vanguard Windsor II Fund N/R | — | — | — | $1.9M | 3.4% | |
| T Rowe Price Overseas Stock N/R | — | — | — | $1.6M | 2.7% | |
| Target Retirement 2035 Inv N/R | — | — | — | $1.4M | 2.5% | |
| Target Retirement 2025 Inv N/R | — | — | — | $1.4M | 2.4% | |
| Fidelity Mid Cap Index N/R | — | — | — | $1.3M | 2.3% | |
| Eagle Financial Services, Inc. Carillon Eagle MidCaGwth R6 N/R | — | — | — | $1.2M | 2.2% | |
| Target Retirement 2020 Inv N/R | — | — | — | $1.2M | 2.1% | |
| Notes receivable from participants 4.25% – 10.50% (interest rates with varying maturity dates) $ - | — | — | — | $1.1M | 2.0% | |
| Federated Securities Corporation Total Return Bond N/R | — | — | — | $1.1M | 1.9% | |
| Janus International Holding, LLC Venture Fund N/R | — | — | — | $931K | 1.6% | |
| Target Retirement 2045 Inv N/R | — | — | — | $810K | 1.4% | |
| Target Retirement 2060 Inv N/R | — | — | — | $781K | 1.4% | |
| Small Cap Index N/R | — | — | — | $699K | 1.2% | |
| Target Retirement 2055 Inv N/R | — | — | — | $661K | 1.2% | |
| Target Retirement Fund N/R | — | — | — | $263K | 0.5% | |
| Target Retirement 2065 Inv N/R | — | — | — | $256K | 0.5% | |
| PGIM High Yield N/R | — | — | — | $255K | 0.4% | |
| SEI Trust Company Allspring Spec Sm Cp Value R6 N/R | — | — | — | $174K | 0.3% | |
| PIMCO International Bond USD HGD - INS N/R | — | — | — | $116K | 0.2% | |
| American Funds New World Fund N/R | — | — | — | $93K | 0.2% | |
| Target Retirement 2070 Inv N/R | — | — | — | $56K | <0.1% |
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