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Original filing (PDF)20251003131558NAL0000871603001
POMEROY TECHNOLOGIES LLC
Form 5500
FILING_RECEIVED
POMEROY TECHNOLOGIES LLC RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
1,286
Accounts w/ balance
2,514
Plan assets (EOY)
$109.3M
Net assets (EOY)
$109.3M
How this plan invests
This plan
5 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
- 17 bps in Schedule C fees — 71% above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for POMEROY TECHNOLOGIES LLC.
Plan sponsor
Name
POMEROY TECHNOLOGIES LLC
EIN
85-0862996
Address
1050 ELIJAH CREEK RD · HEBRON, KY · 41048
Phone
(859) 586-0600
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
004
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-03
Pension benefit codes
2F · ERISA section 404(c)
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PLANTE MORAN PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $101K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS, LLC | 47-1411118 | — | INVESTMENT ADVISOR | $39K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $27K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PLANTE & MORAN, PLLC | 33-1498605 | — | ACCOUNTANT/AUDITOR | $20K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
28 direct securities · 5 pooled funds· $131.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$105.2M
28 holdings
Common Collective Trust
$25.9M
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Great Gray Trust Company Putnam Large Cap Value Fund | — | — | — | $12.0M | 11.0% | |
| PUTN LRG CP VAL II U GREAT GRAY TRUST COMPANY, LLC · EIN 86-1899009 / PN 676 | Common Collective Trust | — | — | $12.0M | 11.0% | |
| Spartan 500 Index Fund | — | — | — | $9.6M | 8.8% | |
| Vanguard Target Retirement 2040 | — | — | — | $9.5M | 8.7% | |
| Vanguard Target Retirement 2030 | — | — | — | $9.0M | 8.2% | |
| Vanguard Target Retirement 2050 | — | — | — | $6.0M | 5.5% | |
| Fidelity Select Software | — | — | — | $5.7M | 5.2% | |
| Global Trust Company American Century U.S. Premier Large Cap Trust | — | — | — | $5.3M | 4.8% | |
| AC US PR LGCPGR TR I GLOBAL TRUST COMPANY · EIN 30-6406015 / PN 027 | Common Collective Trust | — | — | $5.3M | 4.8% | |
| T. Rowe Price TRP Mid Cap Growth | — | — | — | $5.2M | 4.8% | |
| Vanguard Target Retirement 2025 | — | — | — | $4.5M | 4.1% | |
| Galliard Stable Return Fund | — | — | — | $4.5M | 4.1% | |
| GALLIARD STBLE RTN M WELLS FARGO BANK, N.A. · EIN 94-6751924 / PN 001 | Common Collective Trust | — | — | $4.5M | 4.1% | |
| Vanguard Target Retirement 2045 | — | — | — | $4.4M | 4.0% | |
| Vanguard Target Retirement 2055 | — | — | — | $4.2M | 3.9% | |
| Vanguard Target Retirement 2035 | — | — | — | $4.1M | 3.7% | |
| Spartan Extended Market Index Fund | — | — | — | $3.9M | 3.5% | |
| GG FAM CORE PL FI U GREAT GRAY TRUST COMPANY, LLC. · EIN 38-7275326 / PN 001 | Common Collective Trust | — | — | $3.6M | 3.3% | |
| T. Rowe Price T. Rowe Price Communications & Technology Fund | — | — | — | $3.5M | 3.2% | |
| MFS International Diversification Fund | — | — | — | $3.1M | 2.9% | |
| Vanguard Target Retirement 2020 | — | — | — | $2.2M | 2.0% | |
| Fidelity Small Cap Value | — | — | — | $1.5M | 1.4% | |
| Fidelity Small Cap Growth K6 Fund | — | — | — | $1.2M | 1.1% | |
| Vanguard Target Retirement Income | — | — | — | $991K | 0.9% | |
| Victory Sycamore Victory Sycamore Established Value Fund | — | — | — | $921K | 0.8% | |
| Fidelity International Index Fund | — | — | — | $862K | 0.8% | |
| Fidelity U.S. Sustainability Index Fund | — | — | — | $796K | 0.7% | |
| Participants Participant notes receivable with interest rates ranging from 4.25 to 10.25 percent - | — | — | — | $772K | 0.7% | |
| Vanguard Target Retirement 2060 | — | — | — | $742K | 0.7% | |
| NB CORE BOND FNDRS GREAT GRAY TRUST COMPANY, LLC · EIN 85-4339990 / PN 656 | Common Collective Trust | — | — | $529K | 0.5% | |
| Vanguard Target Retirement 2065 | — | — | — | $362K | 0.3% | |
| Principal Real Estate Securities Fund | — | — | — | $260K | 0.2% | |
| Fidelity Money market fund - Fidelity Government Money Market Fund | — | — | — | $43K | <0.1% |