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Original filing (PDF)20251015104002NAL0004320145004
BOARD OF TRUSTEES OF CO SHEET METAL WORKERS' LOCAL 9 FAMILY HEALTH PLA
Form 5500
FILING_RECEIVED
COLORADO SHEET METAL WORKERS' LOCAL 9 FAMILY HEALTH PLAN
Health & welfare plan
Signals · 4
29% in single holding~2027 bps in Sched C feesNo recordkeeper disclosed12 service providers
Active participants
994
Accounts w/ balance
—
Plan assets (EOY)
$17.5M
Net assets (EOY)
$15.5M
How this plan invests
This plan
1 pooled trust
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
86
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Washington Trust Bank, Cash Sweep Account" is 29% of plan.
- 2027 bps in Schedule C fees — 6889% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BOARD OF TRUSTEES OF CO SHEET METAL WORKERS' LOCAL 9 FAMILY HEALTH PLA.
Plan sponsor
Name
BOARD OF TRUSTEES OF CO SHEET METAL WORKERS' LOCAL 9 FAMILY HEALTH PLA
EIN
84-6029106
Address
1515 W 47TH AVE · DENVER, CO · 80211
Phone
(303) 922-1213
Industry
Plumbing, Heating, AC Contractors· Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
501
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Welfare benefit codes
4A · Health (other than dental or vision)
4B · Life Insurance
4D · Dental
4E · Vision
4F · Temporary Disability (accident and sickness)
Audit & trust (Schedule H)
Auditor
LEGACY PROFESSIONALS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
12 rowsOther
12| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SAV-RX PRESCRIPTION SERVICES | 86-1323040 | — | NONE | $2.3M | — |
| UMR, INC. | 39-1995276 | — | NONE | $442K | — |
| SLEVIN & HART, P.C. | 52-1708613 | — | NONE | $239K | — |
| REHN & ASSOCIATES | 91-1008626 | — | NONE | $224K | — |
| RAEL & LETSON, INC. | 94-1701048 | — | NONE | $108K | — |
| DELTA DENTAL OF COLORADO | 83-4416613 | — | NONE | $53K | — |
| SHEET METAL WORKERS LOCAL NO. 9 | 84-0318035 | — | RELATED UNION | $47K | — |
| LEGACY PROFESSIONALS LLP | 32-0043599 | — | NONE | $42K | — |
| MINES AND ASSOCIATES | 84-1028610 | — | NONE | $36K | — |
| UNION EAP | 99-3469856 | — | NONE | $14K | — |
| TRANSCARENT | 84-3296541 | — | NONE | $14K | — |
| MEKETA INVESTMENT GROUP | 04-2659023 | — | NONE | $9K | — |
Investments
29 direct securities · 1 pooled fund· $18.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$16.7M
29 holdings
Common Collective Trust
$1.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Washington Trust Bank, Cash Sweep Account | — | — | $4.8M | $4.8M | 27.2% | |
| Vanguard Intrm Term Bond Market Index | — | — | $3.4M | $3.7M | 20.9% | |
| Vanguard Short Term Inflation Protected Securities | — | — | $2.7M | $2.7M | 15.6% | |
| RUSSELL 3000 INDEX NL CTF STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 04-3393595 / PN 001 | Common Collective Trust | — | — | $1.8M | 10.2% | |
| American Century High Income Fund | — | — | $815K | $855K | 4.9% | |
| Vanguard Short Term Bond Index Fund | — | — | $772K | $786K | 4.5% | |
| State Street Global Russell 3000 | — | — | $1.8M | $761K | 4.3% | |
| PRESCRIPTION REBATES AND REFUNDS | — | — | — | $659K | 3.8% | |
| Vanguard Total Int'l Stock Index Fund | — | — | $612K | $582K | 3.3% | |
| PPO FEES AND OTHER BENEFIT ADMINISTRATION EXPENSES | — | — | — | $509K | 2.9% | |
| DUE TO RELATED MEDICARE RETIREE PLAN | — | — | $669K | $503K | 2.9% | |
| PRESCRIPTION REBATES | — | — | $214K | $276K | 1.6% | |
| LOAN PAYABLE | — | — | $125K | $225K | 1.3% | |
| PREPAID EXPENSES | — | — | $13K | $125K | 0.7% | |
| }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} DESCRIPTION AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} MEMBER ASSISTANCE PROGRAM | — | — | — | $50K | 0.3% | |
| }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} DESCRIPTION AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} CLERICAL FEE REIMBURSEMENT | — | — | — | $47K | 0.3% | |
| }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} DESCRIPTION AMOUNT }}}}}}}}}}} }}}}}}}}}}}}}} MISCELLANEOUS INCOME | — | — | — | $40K | 0.2% | |
| PRINTING AND OFFICE SUPPLIES | — | — | — | $27K | 0.2% | |
| STORAGE | — | — | — | $23K | 0.1% | |
| }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} DESCRIPTION BEGINNING ENDING }}}}}}}}}}} }}}}}}}}}}}}}} STOP LOSS REIMBURSEMENT RECEIVABLE 0. | — | — | — | $19K | 0.1% | |
| INSURANCE EXPENSE AND BONDING | — | — | — | $17K | <0.1% | |
| POSTAGE AND COURIER FEES | — | — | — | $12K | <0.1% | |
| }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} DESCRIPTION BEGINNING ENDING }}}}}}}}}}} }}}}}}}}}}}}}} DEFERRED INCOME | — | — | $12K | $9K | <0.1% | |
| MISCELLANEOUS EXPENSE | — | — | — | $7K | <0.1% | |
| FEES MANDATED BY AFFORDABLE CARE ACT | — | — | — | $6K | <0.1% | |
| Fidelity Treasury Port 1 | — | — | $3K | $3K | <0.1% | |
| COMPUTER AND PROGRAMMING | — | — | — | $3K | <0.1% | |
| DEPRECIATION EXPENSE | — | — | — | $2K | <0.1% | |
| ~~~~~~~~~~~~~~ 24 STATEMENT(S) 1, 2, 3 16420930 769095 80092.K | — | — | — | $2K | <0.1% | |
| RENT | — | — | — | $2K | <0.1% |