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Original filing (PDF)20251015112013NAL0004692225001
KOLLECTIVE MANAGEMENT SERVICES, LLC
Form 5500
FILING_RECEIVED
KOLLECTIVE MANAGEMENT SERVICES, LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
575
Accounts w/ balance
594
Plan assets (EOY)
$34.5M
Net assets (EOY)
$34.5M
How this plan invests
This plan
3 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 53 bps in Schedule C fees — 83% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KOLLECTIVE MANAGEMENT SERVICES, LLC.
Plan sponsor
Name
KOLLECTIVE MANAGEMENT SERVICES, LLC
EIN
84-4996040
Address
711 ROUTE 1 · EDISON, NJ · 088174550
Phone
(848) 359-8510
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
004
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANELY GLOBAL BA | 26-4310632 | — | INVESTMENT ADVISORY | $39K | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $144K | — |
| THE RETIREMENT ADVANTAGE | 39-1816008 | — | CONTRACT ADMINISTRATOR | $0 | — |
Investments
27 direct securities · 3 pooled funds· $29.9M(87% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$28.0M
26 holdings
Common Collective Trust
$1.7M
1 holding
Pooled Separate Account
$79K
2 holdings
Mutual Funds
$61K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds Service Company Am Fds 2040 Trgt Dte Rtm R6 Fd | — | — | — | $5.5M | 16.1% | |
| American Funds Service Company Am Fds 2045 Trgt Dte Rtm R6 Fd | — | — | — | $4.4M | 12.8% | |
| American Funds Service Company Am Fds 2030 Trgt Dte Rtm R6 Fd | — | — | — | $4.0M | 11.6% | |
| American Funds Service Company Am Fds 2025 Trgt Dte Rtm R6 Fd | — | — | — | $3.0M | 8.7% | |
| American Funds Service Company Am Fds 2050 Trgt Dte Rtm R6 Fd | — | — | — | $2.5M | 7.3% | |
| PRINCIPAL STABLE VALUE Z FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274328 / PN 001 | Common Collective Trust | — | — | $1.7M | 5.0% | |
| American Funds Service Company Am Fds 2055 Trgt Dte Rtm R6 Fd | — | — | — | $1.6M | 4.7% | |
| maturing through November 2029 | — | — | — | $1.0M | 3.0% | |
| Franklin Templeton Investments Franklin DynaTech R6 Fund | — | — | — | $961K | 2.8% | |
| American Funds Service Company Am Fds 2060 Trgt Dte Rtm R6 Fd | — | — | — | $811K | 2.4% | |
| American Funds Service Company Am Fds 2020 Trgt Dte Rtm R6 Fd | — | — | — | $685K | 2.0% | |
| American Funds Service Company Am Fds 2010 Trgt Dte Rtm R6 Fd | — | — | — | $551K | 1.6% | |
| BlackRock iShares S&P 500 Index K Fund | — | — | — | $488K | 1.4% | |
| Oppenheimer Inv Ds Mp Gth R6 Fd | — | — | — | $457K | 1.3% | |
| American Funds Service Company Am Fds 2065 Trgt Dte Rtm R6 Fd | — | — | — | $447K | 1.3% | |
| American Funds Service Company Am Fds 2015 Trgt Dte Rtm R6 Fd | — | — | — | $403K | 1.2% | |
| PGIM Investments PGIM Jennison Intl Opp R6 Fnd | — | — | — | $237K | 0.7% | |
| JP Morgan Funds JP Morgan Emerg Mkts Eq R6 Fd | — | — | — | $215K | 0.6% | |
| Federated Securities Corporation Fed Hrmes Kaufmann Sm Cp R6 Fd | — | — | — | $169K | 0.5% | |
| BlackRock iShs Russ Md-Cp Index K Fund | — | — | — | $136K | 0.4% | |
| Franklin Templeton Investments Franklin Small Cap Value R6 Fd | — | — | — | $108K | 0.3% | |
| PRIN HIGH YIELD SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 137 | Pooled Separate Account | — | — | $75K | 0.2% | |
| BlackRock iShares MSCI EAFE Int Idx K Fd | Mutual Funds | — | — | $61K | 0.2% | |
| MFS Investment Management MFS Value R6 Fund | — | — | — | $57K | 0.2% | |
| Fidelity Investments Fidelity Sm Cap Index Fund | — | — | — | $55K | 0.2% | |
| Cohen & Steers Cohen & Steers Re Est Sec Z Fd | — | — | — | $52K | 0.2% | |
| The American Funds American Centur Mid-Cap Val R6 | — | — | — | $34K | <0.1% | |
| The American Funds American Fds US Govt Sec R6 Fd | — | — | — | $5K | <0.1% | |
| PRIN CORE FIX INC SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 118 | Pooled Separate Account | — | — | $5K | <0.1% | |
| American Funds Service Company Am Fds 2070 Trgt Dte Rtm R6 Fd | — | — | — | $2K | <0.1% |
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