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Original filing (PDF)20251015132141NAL0009795650001
SOUTHEAST MECHANICAL LLC
Form 5500
FILING_RECEIVED
SOUTHEAST MECHANICAL LLC 401(K) PLAN
401(k) retirement plan
Active participants
401
Accounts w/ balance
172
Plan assets (EOY)
$7.1M
Net assets (EOY)
$7.1M
How this plan invests
This plan
2 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
65
Knocking points off
- Only 43% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SOUTHEAST MECHANICAL LLC.
Plan sponsor
Name
SOUTHEAST MECHANICAL LLC
EIN
84-4771473
Address
5142 N CAUSEWAY ROAD · WINSTON SALEM, NC · 27106
Phone
(813) 787-9864
Industry
Plumbing, Heating, AC Contractors· Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
2E · Profit-sharing
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $17K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISOR INC | 47-0648506 | — | ADVISOR | $10K | — |
Investments
29 direct securities · 2 pooled funds· $7.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$6.9M
28 holdings
Mutual Funds
$92K
1 holding
Common Collective Trust
$13K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Freedom 2045 Fund K6 | — | — | — | $1.0M | 14.4% | |
| Fidelity Freedom 2030 Fund K6 | — | — | — | $670K | 9.5% | |
| Fidelity Freedom 2035 Fund K6 | — | — | — | $663K | 9.4% | |
| Fidelity Freedom 2040 Fund K6 | — | — | — | $612K | 8.7% | |
| Fidelity Freedom 2020 Fund K6 | — | — | — | $434K | 6.1% | |
| Fidelity Freedom 2025 Fund K6 | — | — | — | $400K | 5.7% | |
| Fidelity Contrafund K6 | — | — | — | $392K | 5.5% | |
| Fidelity 500 Index | — | — | — | $369K | 5.2% | |
| MFS Mid Cap Growth R6 | — | — | — | $272K | 3.9% | |
| Allspring Special Mid Cap Value R6 | — | — | — | $256K | 3.6% | |
| Vanguard Small Cap Value Index Fund Admiral Shares | — | — | — | $251K | 3.6% | |
| Fidelity Blue Chip Growth K6 | — | — | — | $196K | 2.8% | |
| JP Morgan Large Cap Growth R6 | — | — | — | $185K | 2.6% | |
| Fidelity Freedom 2050 Fund K6 | — | — | — | $173K | 2.5% | |
| JP Morgan U.S. Equity Fund R6 | — | — | — | $170K | 2.4% | |
| Fidelity Freedom 2060 Fund K6 | — | — | — | $166K | 2.4% | |
| maturing through December 2029 | — | — | — | $143K | 2.0% | |
| Fidelity Freedom 2055 Fund K6 | — | — | — | $128K | 1.8% | |
| Fidelity Freedom 2015 Fund K6 | — | — | — | $104K | 1.5% | |
| American Funds American Mutual Fund R6 | Mutual Funds | — | — | $92K | 1.3% | |
| Fidelity Leveraged Company Stock 336 * Fidelity Small Cap Value Index | — | — | — | $67K | 1.0% | |
| Fidelity Freedom 2065 Fund K6 | — | — | — | $64K | 0.9% | |
| Victory RS Global Fund R6 | — | — | — | $50K | 0.7% | |
| American Funds The Investment Company of America | — | — | — | $49K | 0.7% | |
| Fidelity International Cap Appreciation Fund K6 | — | — | — | $49K | 0.7% | |
| Fidelity Total Bond K6 | — | — | — | $25K | 0.4% | |
| Fidelity Freedom 2010 Fund K6 | — | — | — | $22K | 0.3% | |
| JH STABLE VALUE I6 GLOBAL TRUST COMPANY · EIN 80-6136981 / PN 001 | Common Collective Trust | — | — | $13K | 0.2% | |
| American Funds The Bond Fund of America R6 | — | — | — | $13K | 0.2% | |
| Blackrock 20/80 Target Allocation 128 Blackrock Natural Resources I 120 Keeley Small Cap Dividend Value A | — | — | — | $4K | <0.1% | |
| JH STABLE VALUE I6 MANULIFE ASSET MANAGEMENT TRUST CO · EIN 01-0233346 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
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