Back to filter
Original filing (PDF)20251015090212NAL0008444626001
PHOENIX MANAGEMENT SOLUTIONS, LL
Form 5500
FILING_RECEIVED
PHOENIX MANAGEMENT SOLUTIONS, LLC 401K PROFIT SHARING PLAN & T
401(k) retirement plan
Active participants
199
Accounts w/ balance
346
Plan assets (EOY)
$12.6M
Net assets (EOY)
$12.6M
How this plan invests
This plan
2 pooled trusts
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 56 bps in Schedule C fees — 92% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PHOENIX MANAGEMENT SOLUTIONS, LL.
Plan sponsor
Name
PHOENIX MANAGEMENT SOLUTIONS, LL
EIN
84-4250550
Address
2714 N LOOP 1604 E · SUITE 202 · SAN ANTONIO, TX · 78232
Phone
(210) 545-4080
Industry
Transportation & Warehousingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
KSM BUSINESS SERVICES, INC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $47K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY | 20-8764829 | — | INVESTMENT/FINANCIAL ADVI | $23K | — |
Investments
31 direct securities · 2 pooled funds· $12.4M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$10.8M
31 holdings
Common Collective Trust
$1.6M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AMERFUNDS 2040 TARG DATERET R6 | Registered Investment Companies | — | — | $1.7M | 13.3% | |
| BLACKROCK 60 40 TARGET ALLOC K | Registered Investment Companies | — | — | $1.6M | 12.9% | |
| AMERFUNDS 2045 TARG DATERET R6 | Registered Investment Companies | — | — | $1.3M | 10.4% | |
| AMERFUNDS 2030 TARG DATERET R6 | Registered Investment Companies | — | — | $1.1M | 8.7% | |
| VANGUARD 500 INDEX FUND - ADM | Registered Investment Companies | — | — | $925K | 7.4% | |
| JOHN HANCOCK STABLE VALUE I6 GLOBAL TRUST COMPANY · EIN 80-6136981 / PN 001 | Common Collective Trust | — | — | $919K | 7.3% | |
| INVESCO STABLE ASSET - ADPZ INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $696K | 5.5% | |
| BLACKROCK 80 20 TARGET ALLOC K | Registered Investment Companies | — | — | $496K | 4.0% | |
| AMERFUNDS 2050 TARG DATERET R6 | Registered Investment Companies | — | — | $332K | 2.6% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $325K | 2.6% | |
| BLACKROCK 40 60 TARGET ALLOC K | Registered Investment Companies | — | — | $320K | 2.5% | |
| AMERFUNDS 2060 TARG DATERET R6 | Registered Investment Companies | — | — | $269K | 2.1% | |
| AB EQUITY INCOME Z | Registered Investment Companies | — | — | $254K | 2.0% | |
| NUVEEN INT EQ INDEX R6 | Registered Investment Companies | — | — | $211K | 1.7% | |
| AMERFUNDS 2025 TARG DATERET R6 | Registered Investment Companies | — | — | $177K | 1.4% | |
| VIRTUS SILVANT FOCUSED GR R6 | Registered Investment Companies | — | — | $165K | 1.3% | |
| AMERFUNDS 2035 TARG DATERET R6 | Registered Investment Companies | — | — | $158K | 1.3% | |
| VANGUARD INTERMEDIATE TERM BON | Registered Investment Companies | — | — | $157K | 1.2% | |
| ALGER CAPITAL APPR INSTL Y | Registered Investment Companies | — | — | $150K | 1.2% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $133K | 1.1% | |
| AMERICAN FUNDS 2055 TARGET R6 | Registered Investment Companies | — | — | $129K | 1.0% | |
| FRANKLIN SCV R6 | Registered Investment Companies | — | — | $128K | 1.0% | |
| WESTERN ASSET CORE PLUS BD IS | Registered Investment Companies | — | — | $124K | 1.0% | |
| BLACKROCK MIDCAP GROWTH EQ K | Registered Investment Companies | — | — | $96K | 0.8% | |
| DWS GLOBAL HIGH INCOME R6 | Registered Investment Companies | — | — | $95K | 0.8% | |
| AMER FUNDS NEW PERSP R6 | Registered Investment Companies | — | — | $78K | 0.6% | |
| AMERFUNDS 2020 TARG DATERET R6 | Registered Investment Companies | — | — | $69K | 0.6% | |
| AMERFUNDS AMER BALANCED - R6 | Registered Investment Companies | — | — | $66K | 0.5% | |
| INVESCO GOLD & SPEC MINR6 | Registered Investment Companies | — | — | $55K | 0.4% | |
| FRANKLIN RISING DIVIDENDS R6 | Registered Investment Companies | — | — | $52K | 0.4% | |
| DWS RREEF REAL EST SEC R6 | Registered Investment Companies | — | — | $42K | 0.3% | |
| PGIM SHORT TERM CORP BOND R6 | Registered Investment Companies | — | — | $42K | 0.3% | |
| ALGER SMALL CAP FOCUS FUND Y | Registered Investment Companies | — | — | $27K | 0.2% |
Related plans
Other plans using ADP, INC.
THE COMMITTEE OF THE UAW RETIREE MEDICAL BENEFITS TRUST
UAW GM RETIREES MEDICAL BENEFITS PLAN
$30.6B
TRUSTEES OF THE NATIONAL ELECTRICAL BENEFIT FUND
NATIONAL ELECTRICAL BENEFIT FUND
$20.4B · 343,794 participants
THE COMMITTEE OF THE UAW RETIREE MEDICAL BENEFITS TRUST
UAW FORD RETIREES MEDICAL BENEFITS PLAN
$19.6B
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION
401(K) PENSION PLAN
$16.8B · 61,593 participants
THE COMMITTEE OF THE UAW RETIREE MEDICAL BENEFITS TRUST
UAW CHRYSLER RETIREES MEDICAL BENEFITS PLAN
$12.7B
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION
RETIREMENT SECURITY PLAN
$11.5B · 56,128 participants
Similar-size Transportation & Warehousing plans
SAMUEL CORALUZZO CO., INC.
SAMUEL CORALUZZO CO., INC. 401(K) PROFIT SHARING PLAN
$12.5M · 772 participants
ROSS EXPRESS LLC
ROSS EXPRESS LLC SAVINGS & RETIREMENT PLAN
$12.4M · 269 participants
US LOGISTICS SOLUTIONS, INC.
SOLUTIONS 401(K) PLAN
$12.4M · 1,035 participants
LOGISTICS INSIGHT CORP.
LOGISTICS INSIGHT CORP. UNION SAVINGS PLAN
$12.4M · 1,249 participants
MIDWEST UTILITY, INC.
MIDWEST UTILITY, INC. 401(K) PROFIT SHARING PLAN AND TRUST
$12.3M · 39 participants
VENTURA TRANSFER COMPANY
VENTURA TRANSFER COMPANY 401(K)PLAN
$12.8M · 80 participants
Large plans in Texas
AT&T INC.
AT&T RETIREMENT SAVINGS PLAN
$43.1B · 102,760 participants
AT&T INC.
AT&T SAVINGS PLAN MASTER TRUST
$42.6B
AT&T INC.
SBC MASTER PENSION TRUST
$30.6B
AT&T INC.
AT&T PENSION BENEFIT PLAN
$28.3B · 93,065 participants
AMERICAN AIRLINES, INC. - RETIREMENT
MASTER TRUST FOR DC PLANS OF AMERICAN AIRLINES, INC. AND AFFILIATES
$27.7B
SAMMONS ENTERPRISES, INC.
SAMMONS ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLAN
$23.9B · 3,454 participants