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Original filing (PDF)20251216093555NAL0002465905001
ULTIUM CELLS, LLC
Form 5500
FILING_RECEIVED
ULTIUM CELLS, LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
Late filing · 1.0 mo
Active participants
1,955
Accounts w/ balance
1,331
Plan assets (EOY)
$24.4M
Net assets (EOY)
$24.4M
How this plan invests
This plan
2 pooled trusts
Schedule D
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
96
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
80
Knocking points off
- Filed 1.0 months past the 10.5-month grace window.
- 40 bps in Schedule C fees — modestly above peer band of 29 bps.
- 68% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ULTIUM CELLS, LLC.
Plan sponsor
Name
ULTIUM CELLS, LLC
EIN
84-4244377
Address
7400 TOD AVENUE SW · WARREN, OH · 44481
Phone
(330) 559-5400
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-04-01
Tax period
2024-12-31
Filed
2025-12-16
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SC&H ATTEST SERVICES, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $73K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NFP RETIREMENT INC | 33-0905143 | — | ADVISOR | $25K | — |
Investments
34 direct securities · 2 pooled funds· $23.7M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$23.5M
34 holdings
Common Collective Trust
$180K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Freedom Index 2040 Fund Interest in registered investment companies xx | — | — | — | $3.2M | 12.9% | |
| Fidelity 500 Index Fund Interest in registered investment companies xx | — | — | — | $2.8M | 11.5% | |
| Fidelity Freedom Index 2065 Fund Interest in registered investment companies xx | — | — | — | $2.5M | 10.1% | |
| Fidelity Freedom Index 2060 Fund Interest in registered investment companies xx | — | — | — | $2.4M | 9.6% | |
| Fidelity Freedom Index 2055 Fund Interest in registered investment companies xx | — | — | — | $2.0M | 8.2% | |
| Fidelity Freedom Index 2045 Fund Interest in registered investment companies xx | — | — | — | $1.9M | 7.7% | |
| Fidelity Freedom Index 2035 Fund Interest in registered investment companies xx | — | — | — | $1.8M | 7.4% | |
| Fidelity Freedom Index 2050 Fund Interest in registered investment companies xx | — | — | — | $1.5M | 6.3% | |
| JPMorgan Growth Advantage Fund Interest in registered investment companies xx | — | — | — | $1.5M | 6.2% | |
| Fidelity Freedom Index 2030 Fund Interest in registered investment companies xx | — | — | — | $1.1M | 4.3% | |
| Participant Loans Interest rates ranging from 5% to 9.5% with varying - | — | — | — | $492K | 2.0% | |
| Columbia Contrarian Core Fund Interest in registered investment companies xx | — | — | — | $422K | 1.7% | |
| Fidelity Freedom Index 2025 Fund Interest in registered investment companies xx | — | — | — | $400K | 1.6% | |
| JPMorgan Mid Cap Growth Fund Interest in registered investment companies xx | — | — | — | $276K | 1.1% | |
| Fidelity Mid Cap Index Fund Interest in registered investment companies xx | — | — | — | $258K | 1.1% | |
| Eaton Vance Income Fund of Boston Interest in registered investment companies xx | — | — | — | $217K | 0.9% | |
| Fidelity Small Cap Index Fund Interest in registered investment companies xx | — | — | — | $191K | 0.8% | |
| PUTNAM STABLE VALUE PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $171K | 0.7% | |
| American Century Disciplined Core Value Interest in registered investment companies xx | — | — | — | $122K | 0.5% | |
| ClearBridge Small Cap Growth Fund Interest in registered investment companies xx | — | — | — | $97K | 0.4% | |
| JPMorgan Small Cap Value Fund Interest in registered investment companies xx | — | — | — | $90K | 0.4% | |
| Fidelity International Index Fund Interest in registered investment companies xx | — | — | — | $82K | 0.3% | |
| Fidelity Advisor Value Fund Interest in registered investment companies xx | — | — | — | $79K | 0.3% | |
| Franklin Convertible Securities Fund Interest in registered investment companies xx | — | — | — | $46K | 0.2% | |
| PIMCO Real Return Fund Interest in registered investment companies xx | — | — | — | $39K | 0.2% | |
| American Funds New World Fund Interest in registered investment companies xx | — | — | — | $36K | 0.1% | |
| PIMCO Commodity Real Return Strategy Fund Interest in registered investment companies xx | — | — | — | $33K | 0.1% | |
| Fidelity Freedom Index 2015 Fund Interest in registered investment companies xx 931 * Fidelity Freedom Index 2020 Fund Interest in registered investment companies xx | — | — | — | $30K | 0.1% | |
| Fidelity Emerging Markets Index Fund Interest in registered investment companies xx | — | — | — | $16K | <0.1% | |
| BlackRock Inflation Protected Bond Fund Interest in registered investment companies xx | — | — | — | $15K | <0.1% | |
| PIMCO Investment Grade Credit Bond Fund Interest in registered investment companies xx | — | — | — | $12K | <0.1% | |
| Fidelity Freedom Index Retirement Fund Interest in registered investment companies xx | — | — | — | $10K | <0.1% | |
| INTERNATIONAL EQ I1 GREAT GRAY TRUST COMPANY · EIN 38-4139853 / PN 631 | Common Collective Trust | — | — | $9K | <0.1% | |
| PIMCO Global Advantage Strategy Bond Fund Interest in registered investment companies xx | — | — | — | $8K | <0.1% | |
| Fidelity Freedom Index 2070 Fund Interest in registered investment companies xx | — | — | — | $2K | <0.1% | |
| Fidelity Freedom Index 2010 Fund Interest in registered investment companies xx | — | — | — | $2K | <0.1% |
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